Common use of Transfer Restrictions Clause in Contracts

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act.

Appears in 131 contracts

Samples: XTI Aerospace, Inc., XTI Aerospace, Inc., Posting Agreement (Rayton Solar Inc.)

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Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.

Appears in 38 contracts

Samples: Underwriting Agreement (Brera Holdings PLC), Underwriting Agreement (RoyaLand Co Ltd.), Underwriting Agreement (RoyaLand Co Ltd.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.

Appears in 36 contracts

Samples: Common Stock Purchase Warrant (Skye Bioscience, Inc.), Warrant Purchase Agreement (Nuvo Group Ltd.), BioLineRx Ltd.

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act.

Appears in 24 contracts

Samples: Ordinary Share Purchase Warrant (ReWalk Robotics Ltd.), Form of Securities Purchase Agreement (ReWalk Robotics Ltd.), Securities Purchase Agreement (ReWalk Robotics Ltd.)

Transfer Restrictions. (i) If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act.

Appears in 19 contracts

Samples: Common Stock Purchase Warrant (One Horizon Group, Inc.), Subscription Agreement (Air Industries Group), Subscription Agreement (Air Industries Group)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Warrant under the Securities Act.

Appears in 12 contracts

Samples: Notice of Exercise (Salarius Pharmaceuticals, Inc.), Notice of Exercise (Salarius Pharmaceuticals, Inc.), Tenax Therapeutics, Inc.

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder or transferee and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Securities under the Securities Act.

Appears in 11 contracts

Samples: Employment Agreement (Volcon, Inc.), Common Stock Purchase Warrant (Autonomix Medical, Inc.), Securities Purchase Agreement (MDNA Life Sciences, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides comply with the provisions of Section 5.7 of the Purchase Agreement and furnish to the Company an a written opinion of counsel, the form and substance of which opinion shall be counsel reasonably satisfactory acceptable to the Company, to the effect Company that the such transfer of this Warrant does not require may be made without registration under the Securities ActAct and under applicable state securities laws.

Appears in 6 contracts

Samples: AMEDICA Corp, AMEDICA Corp, AMEDICA Corp

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.

Appears in 6 contracts

Samples: LogicMark, Inc., SenesTech, Inc., LogicMark, Inc.

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company Company, at the Company’s sole expense, an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.

Appears in 5 contracts

Samples: BioSig Technologies, Inc., Hoth Therapeutics, Inc., BioSig Technologies, Inc.

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Warrant under the Securities Act.

Appears in 5 contracts

Samples: Boatim Inc., Tenax Therapeutics, Inc., Jaguar Health, Inc.

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.

Appears in 4 contracts

Samples: Cuentas Inc., My Size, Inc., My Size, Inc.

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, either (i) the transfer of this Warrant shall is not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or laws, (ii) the prospectus contained in an effective registration statement is not available for the transfer of this Warrant or (iii) the transfer of this Warrant is not eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act.

Appears in 3 contracts

Samples: S Warrant Agreement (Ballantyne Strong, Inc.), Underwriting Agreement (BK Technologies Corp), BK Technologies Corp

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant or sale does not require registration of such transferred security under the Securities Act.

Appears in 3 contracts

Samples: Common Stock Purchase Warrant (Genius Brands International, Inc.), Anavex Life Sciences Corp., Anavex Life Sciences Corp.

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides Warrant provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Warrant under the Securities Act.

Appears in 2 contracts

Samples: Revenue Interest Financing Agreement (Karyopharm Therapeutics Inc.), Karyopharm Therapeutics Inc.

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, Warrant provides to the Company an opinion of counselcounsel selected by the Holder or the transferee, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Securities under the Securities Act.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Oramed Pharmaceuticals Inc.), Myomo Inc

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, transferor thereof provides to the Company an opinion of counselcounsel selected by the transferor and reasonably acceptable to the Company and the Transfer Agent, the form and substance of which opinion shall be reasonably satisfactory to the CompanyCompany and the Transfer Agent, to the effect that the such transfer of this Warrant does not require registration of such transferred Securities under the Securities Act.

Appears in 2 contracts

Samples: Ceres, Inc., Ceres, Inc.

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Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this WarrantWarrant or the sale of Warrant Shares, the transfer of this Warrant or the Warrant Shares, as applicable, shall not be either (i) registered pursuant to an effective registration statement under the Securities 1933 Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfertransfer or sale, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant or sale does not require registration of such transferred security under the Securities 1933 Act.

Appears in 2 contracts

Samples: Alterola Biotech Inc., Bloomios, Inc.

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act.. ​

Appears in 2 contracts

Samples: Agile Therapeutics Inc, Agile Therapeutics Inc

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration of such transferred Warrant under the Securities Act. Notwithstanding anything herein to the contrary, the foregoing opinion requirement shall not be required in connection with a transfer of this Warrant does not require registration under to an Affiliate of the Securities Acttransferor.

Appears in 1 contract

Samples: Securities Purchase Agreement (Molecular Templates, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities 12 Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Warrant under the Securities Act.

Appears in 1 contract

Samples: Vallon Pharmaceuticals, Inc.

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act.. e)

Appears in 1 contract

Samples: Posting Agreement (Jet Token Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides comply with the provisions the Purchase Agreement including, without limitation, the requirement to provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration of such transferred Warrant under the Securities Act.

Appears in 1 contract

Samples: Karyopharm Therapeutics Inc.

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides Warrant provide to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the Company, Company to the effect that the transfer of this Warrant does not require registration under the Securities Act.

Appears in 1 contract

Samples: Rapid Therapeutic Science Laboratories, Inc.

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides provide to the Company an opinion of counselcounsel selected by the Holder and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant or sale does not require registration of such transferred security under the Securities Act.

Appears in 1 contract

Samples: Lakeland Industries Inc

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to provide to the Company an opinion of counselcounsel selected by the Holder or the transferee and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that the such transfer of this Warrant does not require registration under the Securities Act.

Appears in 1 contract

Samples: Veritone, Inc.

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides (i) furnish to the Company an a written opinion of counsel, the form and substance of counsel (which opinion shall be reasonably satisfactory to the Companyin form, substance and scope customary for opinions of counsel in comparable transactions) to the effect that the such transfer of this Warrant does not require may be made without registration under the Securities ActAct and under applicable state securities or blue sky laws, and (ii) comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 1 contract

Samples: Southwest Casino Corp

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, provides to the Company an opinion of counsel, the form and substance of which opinion shall be reasonably satisfactory to the ​ ​ Company, to the effect that the transfer of this Warrant does not require registration under the Securities Act.

Appears in 1 contract

Samples: Agile Therapeutics Inc

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