Common use of Transfer Restrictions Clause in Contracts

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 2434 contracts

Sources: Security Agreement (Silo Pharma, Inc.), Security Agreement (Silo Pharma, Inc.), Security Agreement (Bone Biologics Corp)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.

Appears in 124 contracts

Sources: Ordinary Share Agreement (China SXT Pharmaceuticals, Inc.), Common Stock Purchase Warrant (Dror Ortho-Design, Inc.), Pre Funded Ordinary Share Purchase Agreement (Entera Bio Ltd.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 74 contracts

Sources: Security Agreement (Snap Interactive, Inc), Securities Agreement (Stationdigital Corp), Securities Purchase Agreement (Blink Logic Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 64 contracts

Sources: Purchase Warrant (Serina Therapeutics, Inc.), Purchase Warrant (Serina Therapeutics, Inc.), Pre Funded Common Stock Agreement (XTI Aerospace, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144laws, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 60 contracts

Sources: Security Agreement (Neuralstem, Inc.), Warrant Agreement (Patient Safety Technologies, Inc), Security Agreement (Patient Safety Technologies, Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with make usual and customary representations as to investment intent to the provisions of Section 5.7 of the Purchase AgreementCompany.

Appears in 52 contracts

Sources: Security Agreement (Veea Inc.), Common Stock Purchase Warrant (Ip Strategy Holdings, Inc.), Common Stock Purchase Warrant (Veea Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 49 contracts

Sources: Ordinary Share Purchase Warrant (SCHMID Group N.V.), Ordinary Share Purchase Warrant (SCHMID Group N.V.), Ordinary Share Purchase Warrant (SCHMID Group N.V.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 46 contracts

Sources: Common Stock Purchase Warrant (Citius Oncology, Inc.), Placement Agent Common Stock Agreement (Citius Oncology, Inc.), Common Stock Purchase Warrant (Citius Oncology, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 38 contracts

Sources: Security Agreement (Adaptin Bio, Inc.), Security Agreement (Adaptin Bio, Inc.), Security Agreement (Attis Industries Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to under Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 36 contracts

Sources: Common Stock Purchase Warrant (Lingerie Fighting Championships, Inc.), Common Stock Purchase Warrant (Lingerie Fighting Championships, Inc.), Common Stock Purchase Warrant (XSport Global, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 32 contracts

Sources: Security Agreement (Rosetta Genomics Ltd.), Security Agreement (Rosetta Genomics Ltd.), Securities Purchase Agreement (Surna Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with make usual and customary representations as to investment intent to the provisions of Section 5.7 of the Purchase Agreement.Company

Appears in 30 contracts

Sources: Security Agreement (HealthLynked Corp), Common Stock Purchase Warrant (HealthLynked Corp), Common Stock Purchase Warrant (HealthLynked Corp)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement5(k).

Appears in 26 contracts

Sources: Common Stock Purchase Warrant (Digital Ally Inc), Common Stock Purchase Warrant (Exactus, Inc.), Common Stock Purchase Warrant (Digital Ally Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1(a) of the Purchase Agreement.

Appears in 25 contracts

Sources: Common Stock Purchase Warrant (Celularity Inc), Common Stock Purchase Warrant (Celularity Inc), Common Stock Purchase Warrant (Alimera Sciences Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall is not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 22 contracts

Sources: Security Agreement (Akari Therapeutics PLC), Security Agreement (Biodexa Pharmaceuticals PLC), Security Agreement (Biodexa Pharmaceuticals PLC)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementAgreement and applicable securities laws.

Appears in 21 contracts

Sources: Common Stock Purchase Warrant (Agrify Corp), Common Stock Purchase Warrant (MetaStat, Inc.), Common Stock Purchase Warrant (MetaStat, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section [5.7 of the Purchase Agreement.

Appears in 19 contracts

Sources: Security Agreement (GeoVax Labs, Inc.), Security Agreement (GeoVax Labs, Inc.), Security Agreement (GeoVax Labs, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement., including Section 4.13

Appears in 18 contracts

Sources: Securities Agreement (Akari Therapeutics PLC), Placement Agent Warrant (Can-Fite BioPharma Ltd.), Warrant Agreement (Can-Fite BioPharma Ltd.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 6.7 of the Purchase Agreement.

Appears in 18 contracts

Sources: Security Agreement (ASLAN Pharmaceuticals LTD), Securities Agreement (ASLAN Pharmaceuticals LTD), Security Agreement (ASLAN Pharmaceuticals LTD)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 18 contracts

Sources: Common Stock Purchase Agreement (Madison Technologies Inc.), Common Stock Purchase Warrant (White River Energy Corp.), Common Stock Purchase Warrant (White River Energy Corp.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementRule 144.

Appears in 17 contracts

Sources: Security Agreement (Greene Concepts, Inc), Warrant Agreement (Bioquest Corp), Security Agreement (Tocca Life Holdings, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4(d) of the Purchase Agreement.

Appears in 15 contracts

Sources: Security Agreement (Data443 Risk Mitigation, Inc.), Security Agreement (Data443 Risk Mitigation, Inc.), Security Agreement (Data443 Risk Mitigation, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144laws, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the transfer provisions of Section 5.7 of the Purchase Subscription Agreement.

Appears in 13 contracts

Sources: Security Agreement (Armada Oil, Inc.), Warrant Agreement (Armada Oil, Inc.), Warrant Agreement (New Energy Technologies, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 12 contracts

Sources: Common Stock Agreement (22nd Century Group, Inc.), Securities Agreement (22nd Century Group, Inc.), Security Agreement (22nd Century Group, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section Sections 4.1 and 5.7 of the Purchase Agreement.

Appears in 12 contracts

Sources: Security Agreement (Notis Global, Inc.), Security Agreement (Notis Global, Inc.), Security Agreement (Helios & Matheson Analytics Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Subscription Agreement.

Appears in 11 contracts

Sources: Security Agreement (Palomino Laboratories Inc.), Security Agreement (Palomino Laboratories Inc.), Security Agreement (Adaptin Bio, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 transfer restrictions of the Purchase Agreement.

Appears in 11 contracts

Sources: Security Agreement (NeuroMetrix, Inc.), Security Agreement (NeuroMetrix, Inc.), Security Agreement (NeuroMetrix, Inc.)

Transfer Restrictions. IfIf , at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 11 contracts

Sources: Security Agreement (Peraso Inc.), Securities Agreement (Accurexa Inc.), Securities Agreement (Anpath Group, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.5.7

Appears in 9 contracts

Sources: Securities Purchase Agreement (Guided Therapeutics Inc), Security Agreement (MEI Pharma, Inc.), Security Agreement (Antelope Enterprise Holdings LTD)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of transfer restrictions in the Purchase Agreement.

Appears in 9 contracts

Sources: Warrant Amendment Agreement, Warrant Amendment Agreement (STRATA Skin Sciences, Inc.), Placement Agent Warrant (Oxigene Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of transfer restrictions provided by the Purchase Agreement, including those set forth in Section 5.7 thereof.

Appears in 9 contracts

Sources: Class a Common Stock Agreement (Hemispherx Biopharma Inc), Class B Common Stock Agreement (Hemispherx Biopharma Inc), Common Stock Purchase Warrant (Hemispherx Biopharma Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.

Appears in 9 contracts

Sources: Security Agreement (Genspera Inc), Security Agreement (Genspera Inc), Security Agreement (Genspera Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 2(f) of the Purchase Agreement.

Appears in 9 contracts

Sources: Common Stock Purchase Warrant (Givbux, Inc.), Common Stock Purchase Warrant (Arch Therapeutics, Inc.), Security Agreement (Arch Therapeutics, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementAgreement and specifically the last sentence of Section 5.7.

Appears in 8 contracts

Sources: Common Stock Purchase Warrant (FireFly Automatix, Inc.), Common Stock Purchase Warrant (FireFly Automatix, Inc.), Common Stock Purchase Warrant (FireFly Automatix, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreementcertain transfer restrictions.

Appears in 8 contracts

Sources: Securities Agreement (Biotricity Inc.), Common Stock Purchase Warrant (SONDORS Inc.), Common Stock Purchase Warrant (SONDORS Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply agree in writing to be bound, with respect to the transferred Warrant, by the provisions of Section 5.7 of the Purchase Letter Agreement.

Appears in 8 contracts

Sources: Common Stock Purchase Warrant (Brainstorm Cell Therapeutics Inc.), Common Stock Purchase Warrant (Brainstorm Cell Therapeutics Inc.), Pre Funded Warrant Agreement (Azitra, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 5.9 of the Purchase Agreement.

Appears in 8 contracts

Sources: Security Agreement (Skyline Builders Group Holding LTD), Security Agreement (Skyline Builders Group Holding LTD), Security Agreement (Skyline Builders Group Holding LTD)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section [5.7 of the Purchase Agreement.

Appears in 8 contracts

Sources: Security Agreement (Red Metal Resources, Ltd.), Securities Agreement (Innovative Card Technologies Inc), Security Agreement (Omnireliant Holdings, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and qualified or registered (or exempt from qualification or registration) under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply agree in writing to be bound, with respect to the Warrant, with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 8 contracts

Sources: Security Agreement (US Dry Cleaning Services Corp), Security Agreement (US Dry Cleaning Services Corp), Security Agreement (US Dry Cleaning Services Corp)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Inducement Agreement.

Appears in 8 contracts

Sources: Security Agreement (BNB Plus Corp.), Common Stock Purchase Warrant (Nuwellis, Inc.), Common Stock Purchase Warrant (Cn Energy Group. Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement registrationstatement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 8 contracts

Sources: Common Stock Purchase Warrant (Artelo Biosciences, Inc.), Common Stock Purchase Warrant (Creative Medical Technology Holdings, Inc.), Common Stock Purchase Warrant (Lexaria Bioscience Corp.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.

Appears in 8 contracts

Sources: Security Agreement (Marpai, Inc.), Security Agreement (Marpai, Inc.), Security Agreement (Pluri Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 5.5 of the Purchase Agreement.

Appears in 8 contracts

Sources: Security Agreement (Integral Technologies Inc), Security Agreement (Integral Technologies Inc), Security Agreement (Intellicell Biosciences, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.01 of the Purchase Agreement.

Appears in 7 contracts

Sources: Warrant Agreement (Neuraxis, INC), Warrant Agreement (Vitro Biopharma, Inc.), Securities Purchase Agreement (Trio Petroleum Corp.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Warrant Inducement Agreement.

Appears in 7 contracts

Sources: Security Agreement (Sphere 3D Corp.), Ordinary Share Purchase Agreement (PolyPid Ltd.), Pre Funded Ordinary Security Agreement (PolyPid Ltd.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 7g of the Purchase Agreement.

Appears in 7 contracts

Sources: Warrant Agreement (Arch Therapeutics, Inc.), Common Stock Purchase Warrant (Arch Therapeutics, Inc.), Note Conversion Agreement (Arch Therapeutics, Inc.)

Transfer Restrictions. IfIf , at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144laws, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Subscription Agreement.

Appears in 7 contracts

Sources: Security Agreement (Hepalife Technologies Inc), Security Agreement (Entheos Technologies Inc), Security Agreement (Entheos Technologies Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 7 contracts

Sources: Security Agreement (Cycurion, Inc.), Security Agreement (Vsee Health, Inc.), Security Agreement (ZyVersa Therapeutics, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall is not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 7 contracts

Sources: Series a Common Stock Purchase Warrant (Picard Medical, Inc.), Series B Common Stock Purchase Warrant (Picard Medical, Inc.), Series a Common Stock Purchase Warrant (Picard Medical, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either either: (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws laws; or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144Rule144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 section 4.01 of the Purchase Agreement.

Appears in 7 contracts

Sources: Warrant Agreement (First Breach, Inc.), Warrant Agreement (First Breach, Inc.), Warrant Agreement (First Breach, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Subscription Agreement.

Appears in 7 contracts

Sources: Common Stock Purchase Warrant (STW Resources Holding Corp.), Common Stock Purchase Warrant (STW Resources Holding Corp.), Common Stock Purchase Warrant (STW Resources Holding Corp.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement5(k).

Appears in 7 contracts

Sources: Securities Agreement (Summit Wireless Technologies, Inc.), Securities Agreement (Summit Wireless Technologies, Inc.), Securities Agreement (Summit Wireless Technologies, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Loan Agreement and Registration Rights Agreement.

Appears in 6 contracts

Sources: Common Stock Purchase Warrant (CDT Equity Inc.), Common Stock Purchase Warrant (CID Holdco, Inc.), Common Stock Purchase Warrant (CID Holdco, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144laws, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.

Appears in 6 contracts

Sources: Securities Purchase Agreement (Barfresh Food Group Inc.), Security Agreement (Visual Management Systems Inc), Security Agreement (Visual Management Systems Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any the transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.

Appears in 6 contracts

Sources: Security Agreement (Adverum Biotechnologies, Inc.), Security Agreement (Nektar Therapeutics), Security Agreement (Adverum Biotechnologies, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 6 contracts

Sources: Security Agreement (Jacksam Corp), Warrant Agreement (Appyea, Inc), Security Agreement (Black Cactus Global, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Placement Agency Agreement.

Appears in 6 contracts

Sources: Purchase Warrant (SU Group Holdings LTD), Purchase Warrant (SU Group Holdings LTD), Purchase Warrant (SU Group Holdings LTD)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-of- sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 6.7 of the Purchase Agreement.

Appears in 6 contracts

Sources: Warrant Agreement (Prestige Wealth Inc.), Warrant Agreement (Prestige Wealth Inc.), Warrant Agreement (Prestige Wealth Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of set forth in Section 5.7 4.1 and Section 5.6 of the Purchase Agreement.

Appears in 6 contracts

Sources: Common Stock Purchase Agreement (Biostage, Inc.), Common Stock Purchase Warrant (Biostage, Inc.), Common Stock Purchase Agreement (Biostage, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 6 contracts

Sources: Ordinary Share Purchase Warrant (Inspira Technologies OXY B.H.N. LTD), Security Agreement (Boxlight Corp), Common Stock Purchase Agreement (Boxlight Corp)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 6 contracts

Sources: Common Stock Purchase Warrant (Rekor Systems, Inc.), Security Agreement (Lilis Energy, Inc.), Security Agreement (Lilis Energy, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant agrees in writing to be bound, with respect to the transferred Warrant, as the case may be, comply with by the provisions of Section 5.7 of the Purchase Agreementthis Warrant as a “Holder.

Appears in 6 contracts

Sources: Warrant Agreement (Intuitive Machines, Inc.), Warrant Agreement (Intuitive Machines, Inc.), Warrant Agreement (Intuitive Machines, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with provide the provisions of representations set forth in Section 5.7 3.2 of the Purchase Agreement.

Appears in 6 contracts

Sources: Security Agreement (AMERICAN POWER GROUP Corp), Security Agreement (AMERICAN POWER GROUP Corp), Security Agreement (AMERICAN POWER GROUP Corp)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreementhereof.

Appears in 6 contracts

Sources: Security Agreement (Protea Biosciences Group, Inc.), Security Agreement (Protea Biosciences Group, Inc.), Securities Agreement (Protea Biosciences Group, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and or under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-manner of sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Securities Purchase Agreement.

Appears in 6 contracts

Sources: Security Agreement (Greenwave Technology Solutions, Inc.), Common Stock Purchase Warrant (Greenwave Technology Solutions, Inc.), Security Agreement (Greenwave Technology Solutions, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 9.1 of the Purchase Agreement.

Appears in 6 contracts

Sources: Security Agreement (Century Therapeutics, Inc.), Security Agreement (Century Therapeutics, Inc.), Security Agreement (Ocular Therapeutix, Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 7.1 of the Purchase Agreement.

Appears in 5 contracts

Sources: Security Agreement (Stationdigital Corp), Security Agreement (Stationdigital Corp), Security Agreement (Stationdigital Corp)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and or under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-manner of sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreementfurnish a legal opinion that such transfer is exempt from applicable securities registration requirements.

Appears in 5 contracts

Sources: Pre Funded Common Stock Purchase Warrant (Nuburu, Inc.), Pre Funded Common Stock Purchase Warrant (Nuburu, Inc.), Pre Funded Common Stock Purchase Warrant (Nuburu, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply agree in writing to be bound, with respect to the transferred Warrant, by the provisions of Section 5.7 of the Purchase Agreement.

Appears in 5 contracts

Sources: Security Agreement (IceCure Medical Ltd.), Security Agreement (IceCure Medical Ltd.), Security Agreement (IceCure Medical Ltd.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Subscription Agreement and Purchase Agreement.

Appears in 5 contracts

Sources: Security Agreement (Boston Therapeutics, Inc.), Securities Agreement (Actinium Pharmaceuticals, Inc.), Security Agreement (Boston Therapeutics, Inc.)

Transfer Restrictions. IfIf , at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144laws, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 5 contracts

Sources: Securities Purchase Agreement (NewCardio, Inc.), Security Agreement (Datajungle Software Inc), Security Agreement (Reflect Scientific Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Letter Agreement.

Appears in 5 contracts

Sources: Placement Agent Common Stock Agreement (Adial Pharmaceuticals, Inc.), Common Stock Purchase Agreement (Adial Pharmaceuticals, Inc.), Common Stock Purchase Warrant (CNS Pharmaceuticals, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreementapplicable securities laws.

Appears in 5 contracts

Sources: Class a Ordinary Share Purchase Warrant (Prestige Wealth Inc.), Business Development & Marketing Consulting Agreement (Prestige Wealth Inc.), Class a Ordinary Share Purchase Warrant (Prestige Wealth Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act of 1933, as amended, (the “Securities Act”) and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrantagrees in writing to be bound, as with respect to the case may betransferred Warrants, comply with by the provisions of Section 5.7 of the Purchase Transaction Documents (as defined in the Subscription Agreement).

Appears in 5 contracts

Sources: Warrant Agreement (Better Choice Co Inc.), Warrant Agreement (Better Choice Co Inc.), Warrant Agreement (Better Choice Co Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Securities Purchase Agreement.

Appears in 5 contracts

Sources: Common Stock Purchase Warrant (Ensysce Biosciences, Inc.), Security Agreement (ZyVersa Therapeutics, Inc.), Common Stock Purchase Warrant (Wrap Technologies, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1(c) of the Purchase Agreement.

Appears in 5 contracts

Sources: Amended and Restated Series B Common Stock Agreement (Plus Therapeutics, Inc.), Form of Series B Common Stock (Safe & Green Holdings Corp.), Form of Series a Common Stock (Safe & Green Holdings Corp.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale permitted under Rule 144 without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144requirements, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 4.1 of the Purchase Agreement.

Appears in 5 contracts

Sources: Pre Funded Warrant Agreement (Eterna Therapeutics Inc.), Pre Funded Warrant Agreement (Eterna Therapeutics Inc.), Pre Funded Warrant Agreement (Eterna Therapeutics Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementSubscription Agreement and applicable securities laws.

Appears in 5 contracts

Sources: Security Agreement (Revelstone Capital Acquisition Corp.), Security Agreement (Revelstone Capital Acquisition Corp.), Common Stock Purchase Warrant (MetaStat, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 3.8 of the Purchase Agreement.

Appears in 5 contracts

Sources: Note and Warrant Purchase Agreement (Liqtech International Inc), Common Stock Purchase Warrant (Liqtech International Inc), Common Stock Purchase Warrant (Liqtech International Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144exempt from registration under the Securities Act, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 5 contracts

Sources: Common Stock Purchase Warrant (Dynaresource Inc), Common Stock Purchase Warrant (Dynaresource Inc), Common Stock Purchase Warrant (Dynaresource Inc)

Transfer Restrictions. IfIf , at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144laws, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement. Section 5.

Appears in 5 contracts

Sources: Security Agreement (Octillion Corp), Securities Agreement (Wizzard Software Corp /Co), Securities Agreement (Wizzard Software Corp /Co)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementAgreement Act.

Appears in 4 contracts

Sources: Ordinary Share Purchase Warrant (CYREN Ltd.), Placement Agent Purchase Warrant (CYREN Ltd.), Ordinary Share Purchase Warrant (CYREN Ltd.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 9(h) of the Purchase Agreement.

Appears in 4 contracts

Sources: Security Agreement (Interleukin Genetics Inc), Security Agreement (Interleukin Genetics Inc), Security Agreement (Interleukin Genetics Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreementthis Warrant.

Appears in 4 contracts

Sources: Placement Agent Agreement (Qualigen Therapeutics, Inc.), Ordinary Share Purchase Warrant (Alpha Tau Medical Ltd.), Ordinary Share Purchase Warrant (Alpha Tau Medical Ltd.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to under Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply agree in writing to be bound, with respect to the transferred Securities, by the provisions of Section 5.7 of the Purchase AgreementTransaction Documents that apply to the “Purchasers.

Appears in 4 contracts

Sources: Security Agreement (Hpev, Inc.), Security Agreement (Hpev, Inc.), Security Agreement (Hpev, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply agrees in writing to be bound, with respect to the transferred Warrant, by the provisions of Section 5.7 of this Warrant and provide such other documentation as the Purchase Agreement.Company may deem to be required for such transfer..

Appears in 4 contracts

Sources: Security Agreement (Marizyme Inc), Security Agreement (Marizyme Inc), Security Agreement (Marizyme Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, Warrant comply with the provisions of Section 5.7 terms, limitations and restrictions hereof and of the Purchase Registration Rights Agreement.

Appears in 4 contracts

Sources: Merger Agreement (Camden Learning CORP), Security Agreement (National American University Holdings, Inc.), Agreement and Plan of Reorganization (Camden Learning CORP)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section Sections 4.1 and 5.7 of the Purchase Agreement.

Appears in 4 contracts

Sources: Securities Agreement (Innovative Card Technologies Inc), Security Agreement (Innovative Card Technologies Inc), Warrant Agreement (Lightpath Technologies Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 (b) of the Purchase Inducement Agreement regarding the delivery of New Warrant Certificates (as defined in the Inducement Agreement) without legends.

Appears in 4 contracts

Sources: Ordinary Shares Purchase Warrant (Wearable Devices Ltd.), Ordinary Shares Purchase Warrant (Wearable Devices Ltd.), Ordinary Shares Purchase Warrant (Wearable Devices Ltd.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementAgreement (which are hereby extended to effect this Warrant).

Appears in 4 contracts

Sources: Common Stock Purchase Warrant (Verb Technology Company, Inc.), Common Stock Purchase Warrant (Verb Technology Company, Inc.), Common Stock Purchase Warrant (Verb Technology Company, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i1) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii2) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementRule 144.

Appears in 4 contracts

Sources: Security Agreement (Qrons Inc.), Security Agreement (Qrons Inc.), Security Agreement (Qrons Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 5.6 of the Purchase Agreement.

Appears in 4 contracts

Sources: Security Agreement (InspireMD, Inc.), Common Stock Purchase Warrant (Code Chain New Continent LTD), Common Stock Purchase Warrant (Biostage, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Voting Agreement.

Appears in 4 contracts

Sources: Securities Purchase Agreement (Innoveren Scientific, Inc.), Securities Purchase Agreement (Innoveren Scientific, Inc.), Securities Purchase Agreement (H-Cyte, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 1.4 of the Purchase Agreement.

Appears in 4 contracts

Sources: Warrant Agreement (Foresight Autonomous Holdings Ltd.), Warrant Agreement (Foresight Autonomous Holdings Ltd.), Security Agreement (Foresight Autonomous Holdings Ltd.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Subscription Agreement.

Appears in 4 contracts

Sources: Security Agreement (General Enterprise Ventures, Inc.), Security Agreement (General Enterprise Ventures, Inc.), Security Agreement (General Enterprise Ventures, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall is not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for permitted as a resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase AgreementInducement Letter.

Appears in 4 contracts

Sources: Security Agreement (Avenue Therapeutics, Inc.), Security Agreement (Avenue Therapeutics, Inc.), Security Agreement (Avenue Therapeutics, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of the Purchase Agreement.

Appears in 4 contracts

Sources: Common Stock Purchase Warrant (SeaStar Medical Holding Corp), Security Agreement (InMed Pharmaceuticals Inc.), Warrant Agreement (Intuitive Machines, Inc.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144laws, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section [5.7 of the Purchase Agreement.

Appears in 4 contracts

Sources: Security Agreement (Oculus Innovative Sciences, Inc.), Warrant Agreement (Ecotality, Inc.), Security Agreement (Impart Media Group Inc)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144Rule144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the provisions of Section 5.7 of 4.01of the Purchase Agreement.

Appears in 4 contracts

Sources: Securities Purchase Agreement (Caring Brands, Inc.), Securities Purchase Agreement (Caring Brands, Inc.), Securities Purchase Agreement (Trio Petroleum Corp.)

Transfer Restrictions. If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee of this Warrant, as the case may be, comply with the applicable provisions of Section 5.7 of the Purchase Agreement.

Appears in 4 contracts

Sources: Ordinary Share Purchase Warrant (Blue Gold LTD), Ordinary Share Purchase Warrant (Blue Gold LTD), Ordinary Share Purchase Warrant (Blue Gold LTD)