{"component": "clause", "props": {"groups": [{"snippet_links": [{"key": "unreleased-shares", "type": "clause", "offset": [3, 20]}, {"key": "the-participant", "type": "clause", "offset": [129, 144]}, {"key": "successors-in-interest", "type": "definition", "offset": [152, 174]}, {"key": "subject-to", "type": "definition", "offset": [187, 197]}, {"key": "assignment-or", "type": "clause", "offset": [270, 283]}, {"key": "voluntary-or-involuntary", "type": "clause", "offset": [328, 352]}, {"key": "by-operation-of-law", "type": "clause", "offset": [356, 375]}, {"key": "null-and-void", "type": "clause", "offset": [534, 547]}, {"key": "no-effect", "type": "clause", "offset": [555, 564]}], "snippet": "No Unreleased Shares or any interest or right therein or part thereof shall be liable for the debts, contracts or engagements of the Participant or his successors in interest or shall be subject to disposition by transfer, alienation, anticipation, pledge, encumbrance, assignment or any other means whether such disposition be voluntary or involuntary or by operation of law by judgment, levy, attachment, garnishment or any other legal or equitable proceedings (including bankruptcy), and any attempted disposition thereof shall be null and void and of no effect.", "samples": [{"hash": "1D89HaQADUR", "uri": "/contracts/1D89HaQADUR#transfer-restriction", "label": "Restricted Stock Award Agreement (American Assets Trust, L.P.)", "score": 28.1293640137, "published": true}, {"hash": "bcXt3Wr3Fer", "uri": "/contracts/bcXt3Wr3Fer#transfer-restriction", "label": "Restricted Stock Award Agreement (American Assets Trust, L.P.)", "score": 27.1259403229, "published": true}, {"hash": "d4uldxxvJzM", "uri": "/contracts/d4uldxxvJzM#transfer-restriction", "label": "Restricted Stock Award Agreement (Innovative Industrial Properties Inc)", "score": 25.9295005798, "published": true}], "size": 34, "hash": "07f53bf06e3ed804f16172213a1de694", "id": 1}, {"snippet_links": [{"key": "subject-to", "type": "definition", "offset": [0, 10]}, {"key": "contractual-restrictions", "type": "definition", "offset": [24, 48]}, {"key": "at-any-time", "type": "clause", "offset": [53, 64]}, {"key": "the-investor", "type": "definition", "offset": [65, 77]}, {"key": "dispose-of", "type": "definition", "offset": [90, 100]}, {"key": "the-purchased-shares", "type": "clause", "offset": [108, 128]}, {"key": "notice-of", "type": "definition", "offset": [188, 197]}, {"key": "the-disposal", "type": "clause", "offset": [220, 232]}, {"key": "disposal-notice", "type": "definition", "offset": [239, 254]}, {"key": "number-of-shares", "type": "definition", "offset": [296, 312]}, {"key": "the-company-will", "type": "clause", "offset": [348, 364]}, {"key": "first-option-to-purchase", "type": "definition", "offset": [374, 398]}, {"key": "the-offered-shares", "type": "clause", "offset": [414, 432]}, {"key": "price-of-the", "type": "clause", "offset": [448, 460]}, {"key": "provided-that", "type": "definition", "offset": [512, 525]}, {"key": "the-company-shall", "type": "clause", "offset": [526, 543]}, {"key": "right-to-purchase", "type": "clause", "offset": [557, 574]}, {"key": "business-days", "type": "clause", "offset": [584, 597]}, {"key": "receipt-of", "type": "clause", "offset": [615, 625]}], "snippet": "Subject to any legal or contractual restrictions, if at any time the Investor proposes to dispose of any of the Purchased Shares, then the Investor shall promptly give the Company written notice of its intention to make the disposal (the \u201cDisposal Notice\u201d). The Disposal Notice shall include the number of Shares (\u201cOffered Shares\u201d) to be disposed. The Company will have the first option to purchase all or part of the Offered Shares at the closing price of the Offered Shares on the date of the Disposal Notice, provided that the Company shall exercise its right to purchase within 5 Business Days from the date of receipt of the Disposal Notice.", "samples": [{"hash": "kG89JBAs14t", "uri": "/contracts/kG89JBAs14t#transfer-restriction", "label": "Share Purchase Agreement (AMTD International Inc.)", "score": 28.4647502899, "published": true}, {"hash": "4hruVJNfhuT", "uri": "/contracts/4hruVJNfhuT#transfer-restriction", "label": "Share Purchase Agreement (AMTD International Inc.)", "score": 28.4647502899, "published": true}, {"hash": "2d22BLgO9Vp", "uri": "/contracts/2d22BLgO9Vp#transfer-restriction", "label": "Share Purchase Agreement (AMTD International Inc.)", "score": 28.4647502899, "published": true}], "size": 18, "hash": "5b16fe6aff55b1599980928c0d3e426f", "id": 3}, {"snippet_links": [{"key": "disposed-of", "type": "definition", "offset": [31, 42]}, {"key": "compliance-with-state-and-federal-securities-laws", "type": "clause", "offset": [46, 95]}, {"key": "transfer-of-the-securities", "type": "clause", "offset": [120, 146]}, {"key": "effective-registration-statement", "type": "clause", "offset": [173, 205]}, {"key": "rule-144", "type": "definition", "offset": [209, 217]}, {"key": "to-the-company", "type": "definition", "offset": [219, 233]}, {"key": "affiliate-of", "type": "definition", "offset": [243, 255]}, {"key": "section-41", "type": "clause", "offset": [318, 329]}, {"key": "the-transferor", "type": "clause", "offset": [358, 372]}, {"key": "provide-to", "type": "clause", "offset": [384, 394]}, {"key": "an-opinion-of-counsel", "type": "clause", "offset": [407, 428]}, {"key": "substance-of", "type": "clause", "offset": [511, 523]}, {"key": "transferred-securities", "type": "definition", "offset": [658, 680]}, {"key": "condition-of-transfer", "type": "clause", "offset": [712, 733]}, {"key": "in-writing", "type": "definition", "offset": [767, 777]}, {"key": "terms-of-this-agreement", "type": "clause", "offset": [797, 820]}, {"key": "rights-and-obligations-of", "type": "clause", "offset": [840, 865]}, {"key": "the-purchasers", "type": "clause", "offset": [904, 918]}, {"key": "agree-to", "type": "clause", "offset": [919, 927]}, {"key": "required-by", "type": "definition", "offset": [958, 969]}, {"key": "the-securities-and-exchange-commission", "type": "clause", "offset": [1146, 1184]}, {"key": "commission-of", "type": "clause", "offset": [1203, 1216]}, {"key": "any-state", "type": "definition", "offset": [1217, 1226]}, {"key": "registration-under-the-securities-act-of-1933", "type": "clause", "offset": [1262, 1307]}, {"key": "as-amended", "type": "definition", "offset": [1309, 1319]}, {"key": "statement-under", "type": "clause", "offset": [1434, 1449]}, {"key": "requirements-of-the-securities-act", "type": "clause", "offset": [1566, 1600]}, {"key": "in-accordance-with", "type": "definition", "offset": [1605, 1623]}, {"key": "state-securities-laws", "type": "clause", "offset": [1635, 1656]}, {"key": "bona-fide", "type": "definition", "offset": [1708, 1717]}, {"key": "account-with", "type": "definition", "offset": [1725, 1737]}, {"key": "registered-broker", "type": "definition", "offset": [1740, 1757]}, {"key": "other-loan", "type": "clause", "offset": [1768, 1778]}, {"key": "financial-institution", "type": "definition", "offset": [1786, 1807]}, {"key": "accredited-investor", "type": "definition", "offset": [1820, 1839]}, {"key": "loan-secured", "type": "definition", "offset": [1901, 1913]}, {"key": "certificates-or-book-entries", "type": "clause", "offset": [2011, 2039]}, {"key": "common-warrant-shares", "type": "definition", "offset": [2066, 2087]}, {"key": "a-registration-statement", "type": "definition", "offset": [2186, 2210]}, {"key": "such-security", "type": "definition", "offset": [2234, 2247]}, {"key": "sale-of", "type": "clause", "offset": [2306, 2313]}, {"key": "pursuant-to-rule", "type": "clause", "offset": [2351, 2367]}, {"key": "exercise-of-the", "type": "clause", "offset": [2391, 2406]}, {"key": "common-warrants", "type": "clause", "offset": [2407, 2422]}, {"key": "for-sale", "type": "definition", "offset": [2484, 2492]}, {"key": "under-rule", "type": "clause", "offset": [2493, 2503]}, {"key": "manner-of-sale", "type": "clause", "offset": [2578, 2592]}, {"key": "public-information-requirements", "type": "clause", "offset": [2604, 2635]}, {"key": "not-required", "type": "definition", "offset": [2663, 2675]}, {"key": "applicable-requirements", "type": "definition", "offset": [2682, 2705]}, {"key": "issued-by", "type": "definition", "offset": [2783, 2792]}, {"key": "the-commission", "type": "clause", "offset": [2806, 2820]}, {"key": "each-case", "type": "definition", "offset": [2826, 2835]}, {"key": "subject-to-the", "type": "definition", "offset": [2836, 2850]}, {"key": "providing-the", "type": "clause", "offset": [2861, 2874]}, {"key": "representation-letter", "type": "clause", "offset": [2890, 2911]}, {"key": "company-in", "type": "clause", "offset": [2954, 2964]}, {"key": "sole-discretion", "type": "definition", "offset": [2969, 2984]}, {"key": "the-company-shall", "type": "clause", "offset": [2986, 3003]}, {"key": "legal-opinion", "type": "clause", "offset": [3034, 3047]}, {"key": "the-transfer-agent", "type": "definition", "offset": [3051, 3069]}, {"key": "if-required", "type": "definition", "offset": [3096, 3107]}, {"key": "removal-of", "type": "definition", "offset": [3144, 3154]}, {"key": "requested-by", "type": "definition", "offset": [3183, 3195]}, {"key": "the-shares", "type": "clause", "offset": [3394, 3404]}, {"key": "and-the-company", "type": "clause", "offset": [3457, 3472]}, {"key": "the-current", "type": "clause", "offset": [3500, 3511]}, {"key": "information-required", "type": "clause", "offset": [3519, 3539]}, {"key": "the-requirement", "type": "clause", "offset": [3685, 3700]}, {"key": "for-the-company", "type": "clause", "offset": [3701, 3716]}, {"key": "provided-that", "type": "definition", "offset": [4101, 4114]}, {"key": "supporting-documentation", "type": "clause", "offset": [4187, 4211]}, {"key": "reasonably-request", "type": "definition", "offset": [4226, 4244]}, {"key": "the-company-agrees", "type": "clause", "offset": [4246, 4264]}, {"key": "number-of-trading-days", "type": "definition", "offset": [4430, 4452]}, {"key": "standard-settlement-period", "type": "definition", "offset": [4468, 4494]}, {"key": "the-delivery", "type": "clause", "offset": [4524, 4536]}, {"key": "with-respect-to", "type": "clause", "offset": [4667, 4682]}, {"key": "book-entry", "type": "clause", "offset": [4685, 4695]}, {"key": "the-case", "type": "definition", "offset": [4741, 4749]}, {"key": "restrictive-legend", "type": "definition", "offset": [4772, 4790]}, {"key": "legend-removal-date", "type": "definition", "offset": [4808, 4827]}, {"key": "purchaser-a", "type": "definition", "offset": [4872, 4883]}, {"key": "other-legends", "type": "clause", "offset": [5008, 5021]}, {"key": "instructions-to", "type": "definition", "offset": [5229, 5244]}, {"key": "restrictions-on-transfer", "type": "definition", "offset": [5281, 5305]}], "snippet": "(a) The Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Securities other than pursuant to an effective registration statement or Rule 144, to the Company or to an Affiliate of a Purchaser or in connection with a pledge as contemplated in Section 4.1(b), the Company may require the transferor thereof to provide to the Company an opinion of counsel selected by the transferor and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration of such transferred Securities under the Securities Act. As a condition of transfer, any such transferee shall agree in writing to be bound by the terms of this Agreement and shall have the rights and obligations of a Purchaser under this Agreement.\n(b) The Purchasers agree to the imprinting, so long as is required by this Section 4.1, of a legend, or the entry of a book-entry notation, as applicable, on any of the Securities in the following form: THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE \u201cSECURITIES ACT\u201d), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT WITH A REGISTERED BROKER-DEALER OR OTHER LOAN WITH A FINANCIAL INSTITUTION THAT IS AN \u201cACCREDITED INVESTOR\u201d AS DEFINED IN RULE 501(a) UNDER THE SECURITIES ACT OR OTHER LOAN SECURED BY SUCH SECURITIES.\n(c) Legends (including the legend set forth in Section 4.1(b) hereof) on any certificates or book entries evidencing Shares and the Common Warrant Shares shall be removed in connection with any transfer of such Shares or Common Warrant Shares (i) when a registration statement covering the resale of such security is effective under the Securities Act, (ii) following any sale of such Shares or Common Warrant Shares pursuant to Rule 144 (assuming cashless exercise of the Common Warrants), (iii) if such Shares or Common Warrant Shares are eligible for sale under Rule 144 (assuming cashless exercise of the Common Warrants) without volume or manner of sale or current public information requirements, or (iv) if such legend is not required under applicable requirements of the Securities Act (including judicial interpretations and pronouncements issued by the staff of the Commission), in each case subject to the Purchaser providing the Company with a representation letter in form and substance satisfactory to the Company in its sole discretion. The Company shall issue or cause to be issued a legal opinion to the Transfer Agent or the Purchaser promptly if required by the Transfer Agent to effect the removal of the legend hereunder, or if requested by a Purchaser, respectively. If all or any portion of a Common Warrant is exercised at a time when there is an effective registration statement to cover the resale of the Common Warrant Shares, or if the Shares or Common Warrant Shares may be sold under Rule 144 and the Company is then in compliance with the current public information required under Rule 144 (assuming cashless exercise of the Common Warrants), or if the Shares or Common Warrant Shares may be sold under Rule 144 without the requirement for the Company to be in compliance with the current public information required under Rule 144 as to such Shares or Common Warrant Shares, or if such legend is not otherwise required under applicable requirements of the Securities Act (including judicial interpretations and pronouncements issued by the staff of the Commission), then such Common Warrant Shares shall be issued free of all legends, provided that the Company and/or its counsel are provided with any representations or supporting documentation that they may reasonably request. The Company agrees that following such time as such legend is no longer required under this Section 4.1(c), it will, no later than the earlier of (i) two (2) Trading Days and (ii) the number of Trading Days comprising the Standard Settlement Period (as defined below) following the delivery by a Purchaser to the Company or the Transfer Agent of a certificate representing Shares or Common Warrant Shares or instructions with respect to a book entry for such Shares or Common Warrant Shares, as the case may be, issued with a restrictive legend (such date, the \u201cLegend Removal Date\u201d), deliver or cause to be delivered to such Purchaser a certificate or book-entry statement representing such Shares or Common Warrant Shares that is free from all restrictive and other legends, provided that the Company and/or its counsel are provided with any representations or supporting documentation that they may reasonably request. The Company may not make any notation on its records or give instructions to the Transfer Agent that enlarge the restrictions on transfer set forth in this Section", "samples": [{"hash": "egKB0PkhpVY", "uri": "/contracts/egKB0PkhpVY#transfer-restriction", "label": "Securities Purchase Agreement (Vaccinex, Inc.)", "score": 35.2477760315, "published": true}], "size": 18, "hash": "4c7d61e9b6b7c29f4f5aaabceb830d6b", "id": 4}, {"snippet_links": [{"key": "series-a-preferred-units", "type": "clause", "offset": [4, 28]}], "snippet": "The Series A Preferred Units shall not be transferable.", "samples": [{"hash": "kQF1uW6MMJD", "uri": "/contracts/kQF1uW6MMJD#transfer-restriction", "label": "Limited Liability Company Agreement (Sunstone Hotel Investors, Inc.)", "score": 22.2594108582, "published": true}, {"hash": "iUZv76e2auj", "uri": "/contracts/iUZv76e2auj#transfer-restriction", "label": "Limited Liability Company Agreement (Sunstone Hotel Investors, Inc.)", "score": 21.0, "published": true}, {"hash": "9QwLL9Y5a1m", "uri": "/contracts/9QwLL9Y5a1m#transfer-restriction", "label": "Limited Liability Company Agreement (Sunstone Hotel Investors, Inc.)", "score": 21.0, "published": true}], "size": 14, "hash": "0fd77398243be9a9d95108882e4b5f0c", "id": 8}, {"snippet_links": [{"key": "pursuant-to-section-3", "type": "clause", "offset": [21, 42]}, {"key": "freely-transferable", "type": "clause", "offset": [70, 89]}, {"key": "by-the-employee", "type": "clause", "offset": [90, 105]}, {"key": "provided-that", "type": "definition", "offset": [107, 120]}, {"key": "employee-agrees", "type": "clause", "offset": [125, 140]}, {"key": "legal-representatives", "type": "definition", "offset": [199, 220]}, {"key": "with-respect-to", "type": "clause", "offset": [222, 237]}, {"key": "shares-acquired", "type": "clause", "offset": [242, 257]}, {"key": "terms-and-conditions-of-this-agreement", "type": "clause", "offset": [274, 312]}, {"key": "shares-issued", "type": "definition", "offset": [321, 334]}, {"key": "stock-dividend", "type": "definition", "offset": [349, 363]}, {"key": "stock-split", "type": "definition", "offset": [367, 378]}, {"key": "in-lieu", "type": "clause", "offset": [412, 419]}, {"key": "otherwise-dispose-of", "type": "definition", "offset": [559, 579]}, {"key": "a-registration-statement", "type": "definition", "offset": [611, 635]}, {"key": "by-the-company", "type": "clause", "offset": [642, 656]}, {"key": "the-securities-and-exchange-commission", "type": "clause", "offset": [662, 700]}, {"key": "securities-act-of-1933", "type": "clause", "offset": [711, 733]}, {"key": "as-amended", "type": "definition", "offset": [735, 745]}, {"key": "counsel-to-the-company", "type": "definition", "offset": [809, 831]}, {"key": "registration-under-the-act", "type": "clause", "offset": [850, 876]}, {"key": "state-securities-laws", "type": "clause", "offset": [896, 917]}, {"key": "deliver-to", "type": "definition", "offset": [938, 948]}, {"key": "investment-representations-and-warranties", "type": "clause", "offset": [966, 1007]}, {"key": "other-actions", "type": "definition", "offset": [1026, 1039]}, {"key": "counsel-for-the-company", "type": "definition", "offset": [1044, 1067]}, {"key": "compliance-with-the-act", "type": "clause", "offset": [1115, 1138]}, {"key": "other-applicable-securities-laws", "type": "definition", "offset": [1147, 1179]}, {"key": "the-shares", "type": "clause", "offset": [1243, 1253]}, {"key": "in-order-to", "type": "clause", "offset": [1383, 1394]}, {"key": "compliance-with-applicable-securities-laws", "type": "clause", "offset": [1402, 1444]}], "snippet": "Any Shares delivered pursuant to Section 3 hereof shall thereafter be freely transferable by the Employee, provided that the Employee agrees for himself or herself and his or her heirs, legatees and legal representatives, with respect to all Shares acquired pursuant to the terms and conditions of this Agreement (or any Shares issued pursuant to a stock dividend or stock split thereon or any securities issued in lieu thereof or in substitution or exchange therefor), that he or she and his or her heirs, legatees and legal representatives will not sell or otherwise dispose of such shares except pursuant to a registration statement filed by the Company with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the \u201cAct\u201d), or except in a transaction which is determined by counsel to the Company to be exempt from registration under the Act and any applicable state securities laws; and to execute and deliver to the Company such investment representations and warranties, and to take such other actions, as counsel for the Company determines may be necessary or appropriate for compliance with the Act and any other applicable securities laws. The Employee agrees that any certificates representing any of the Shares acquired pursuant to the terms and conditions of this Agreement may bear such legend or legends as the Company deems appropriate in order to assure compliance with applicable securities laws.", "samples": [{"hash": "hdtkYfXGFTU", "uri": "/contracts/hdtkYfXGFTU#transfer-restriction", "label": "Restricted Stock Unit Agreement (Wisconsin Power & Light Co)", "score": 36.1403160095, "published": true}, {"hash": "cdFTeqRgNKK", "uri": "/contracts/cdFTeqRgNKK#transfer-restriction", "label": "Performance Share Agreement (Interstate Power & Light Co)", "score": 31.6064338684, "published": true}, {"hash": "ZBSJaNZyrO", "uri": "/contracts/ZBSJaNZyrO#transfer-restriction", "label": "Performance Restricted Stock Unit Agreement (Interstate Power & Light Co)", "score": 31.6064338684, "published": true}], "size": 15, "hash": "af424342655429d268ee8d41c039ce90", "id": 5}, {"snippet_links": [{"key": "any-other-person", "type": "definition", "offset": [70, 86]}, {"key": "in-connection-with", "type": "clause", "offset": [126, 144]}, {"key": "consolidation-or-merger", "type": "clause", "offset": [147, 170]}, {"key": "transfer-of-the-certificate", "type": "clause", "offset": [234, 261]}, {"key": "beneficial-interest", "type": "definition", "offset": [269, 288]}, {"key": "no-effect", "type": "clause", "offset": [330, 339]}, {"key": "to-the-extent", "type": "clause", "offset": [340, 353]}, {"key": "applicable-law", "type": "definition", "offset": [367, 381]}], "snippet": "The Certificate shall not be transferable by the Certificateholder to any other Person unless such transfer is a result of or in connection with a consolidation or merger of the Certificateholder with such Person. Any other purported transfer of the Certificate or any beneficial interest therein will be deemed to be void and of no effect to the extent permitted by applicable law.", "samples": [{"hash": "fZRZK28NRVL", "uri": "/contracts/fZRZK28NRVL#transfer-restriction", "label": "Trust Agreement (Toyota Motor Credit Corp)", "score": 21.0, "published": true}, {"hash": "f72aCamDYx9", "uri": "/contracts/f72aCamDYx9#transfer-restriction", "label": "Trust Agreement (Toyota Motor Credit Corp)", "score": 21.0, "published": true}, {"hash": "74rGdEaPhIO", "uri": "/contracts/74rGdEaPhIO#transfer-restriction", "label": "Trust Agreement (Toyota Motor Credit Corp)", "score": 21.0, "published": true}], "size": 14, "hash": "366b7312f10884b0c39c56b77f32efa0", "id": 6}, {"snippet_links": [{"key": "the-transfer", "type": "clause", "offset": [15, 27]}, {"key": "the-restricted-stock", "type": "clause", "offset": [41, 61]}, {"key": "disposed-of", "type": "definition", "offset": [137, 148]}, {"key": "except-as-specifically", "type": "clause", "offset": [149, 171]}, {"key": "the-plan", "type": "clause", "offset": [184, 192]}, {"key": "this-agreement", "type": "clause", "offset": [196, 210]}, {"key": "additional-shares-of-common-stock", "type": "definition", "offset": [212, 245]}, {"key": "other-property", "type": "definition", "offset": [249, 263]}, {"key": "to-the-grantee", "type": "definition", "offset": [276, 290]}, {"key": "in-respect-of", "type": "definition", "offset": [291, 304]}, {"key": "subject-to-the", "type": "definition", "offset": [363, 377]}, {"key": "applicable-to", "type": "clause", "offset": [396, 409]}, {"key": "the-term", "type": "clause", "offset": [432, 440]}, {"key": "other-shares", "type": "definition", "offset": [497, 509]}, {"key": "stock-shall", "type": "definition", "offset": [540, 551]}, {"key": "company-in", "type": "clause", "offset": [567, 577]}, {"key": "subject-to-transfer-restrictions", "type": "clause", "offset": [624, 656]}, {"key": "this-section-2", "type": "clause", "offset": [663, 677]}, {"key": "the-company-may-direct", "type": "clause", "offset": [692, 714]}, {"key": "stock-transfer-agent", "type": "clause", "offset": [719, 739]}, {"key": "stop-transfer-order", "type": "clause", "offset": [761, 780]}, {"key": "certificate-issued", "type": "clause", "offset": [813, 831]}, {"key": "of-the-company", "type": "clause", "offset": [905, 919]}], "snippet": "Until lapse of the transfer restriction, the Restricted Stock may not be sold, assigned, transferred, pledged or otherwise encumbered or disposed of except as specifically provided in the Plan or this Agreement. Additional shares of Common Stock or other property distributed to the Grantee in respect of the Restricted Stock, as dividends or otherwise, shall be subject to the same restrictions applicable to the Restricted Stock (the term \u201cRestricted Stock\u201d shall also be deemed to include such other shares and property). The Restricted Stock shall be held by the Company in escrow for so long as the Restricted Stock is subject to transfer restrictions under this Section 2 and the Plan. The Company may direct its stock transfer agent to legend or place a stop transfer order on the Restricted Stock and any certificate issued evidencing shares of the Restricted Stock shall remain in the possession of the Company until such shares are free of any restriction specified in the Plan or this Agreement.", "samples": [{"hash": "1gLScxRRc4u", "uri": "/contracts/1gLScxRRc4u#transfer-restriction", "label": "Restricted Stock Award Agreement (Zions Bancorporation /Ut/)", "score": 21.6009578705, "published": true}, {"hash": "dVdZ5EAKgWO", "uri": "/contracts/dVdZ5EAKgWO#transfer-restriction", "label": "Restricted Stock Award Agreement (Zions Bancorporation /Ut/)", "score": 21.1601638794, "published": true}, {"hash": "86mUseYkGYq", "uri": "/contracts/86mUseYkGYq#transfer-restriction", "label": "Restricted Stock Award Agreement (Zions Bancorporation /Ut/)", "score": 20.6016426086, "published": true}], "size": 13, "hash": "5215e6820340d4efa2d3b4306ac9aa29", "id": 9}, {"snippet_links": [{"key": "principal-stockholder", "type": "clause", "offset": [8, 29]}, {"key": "security-interest", "type": "definition", "offset": [135, 152]}, {"key": "otherwise-dispose-of", "type": "definition", "offset": [159, 179]}, {"key": "by-operation-of-law", "type": "clause", "offset": [189, 208]}, {"key": "agreement-or", "type": "definition", "offset": [215, 227]}, {"key": "date-hereof", "type": "clause", "offset": [268, 279]}, {"key": "termination-of-the-merger-agreement", "type": "clause", "offset": [290, 325]}, {"key": "notwithstanding-the-foregoing", "type": "clause", "offset": [406, 435]}, {"key": "for-the-benefit-of", "type": "definition", "offset": [612, 630]}, {"key": "the-trust", "type": "clause", "offset": [761, 770]}, {"key": "execute-and-deliver", "type": "clause", "offset": [777, 796]}, {"key": "an-agreement", "type": "clause", "offset": [797, 809]}, {"key": "a-party", "type": "clause", "offset": [835, 842]}, {"key": "provisions-of-this-agreement", "type": "clause", "offset": [887, 915]}, {"key": "form-and-substance", "type": "clause", "offset": [920, 938]}, {"key": "to-parent", "type": "definition", "offset": [963, 972]}, {"key": "parent-permits", "type": "clause", "offset": [1012, 1026]}, {"key": "transfer-of-the", "type": "clause", "offset": [1102, 1117]}, {"key": "to-transfer", "type": "clause", "offset": [1173, 1184]}, {"key": "options-or-warrants", "type": "clause", "offset": [1197, 1216]}, {"key": "company-common-stock", "type": "clause", "offset": [1229, 1249]}, {"key": "prior-to-the", "type": "clause", "offset": [1293, 1305]}, {"key": "number-of-shares", "type": "definition", "offset": [1491, 1507]}, {"key": "equal-to", "type": "definition", "offset": [1519, 1527]}, {"key": "the-product", "type": "clause", "offset": [1528, 1539]}, {"key": "the-transferring-stockholder", "type": "definition", "offset": [1604, 1632]}, {"key": "divided-by", "type": "clause", "offset": [1633, 1643]}, {"key": "owned-by", "type": "definition", "offset": [1686, 1694]}, {"key": "date-of", "type": "clause", "offset": [1734, 1741]}, {"key": "by-the-principal", "type": "clause", "offset": [1804, 1820]}, {"key": "each-case", "type": "definition", "offset": [1869, 1878]}, {"key": "options-and-warrants", "type": "clause", "offset": [1893, 1913]}, {"key": "converted-basis", "type": "definition", "offset": [1934, 1949]}, {"key": "limitations-on", "type": "definition", "offset": [1992, 2006]}, {"key": "exercise-of", "type": "clause", "offset": [2011, 2022]}], "snippet": "(a) The Principal Stockholder hereby covenants and agrees that he shall not sell, give, assign, hypothecate, pledge, encumber, grant a security interest in or otherwise dispose of, whether by operation of law or by agreement or otherwise (each a \"Transfer\"), from the date hereof until the termination of the Merger Agreement, any Shares or Options, or any right, title or interest therein or thereto.\n(b) Notwithstanding the foregoing, the Principal Stockholder may Transfer any Shares or Options, or any right, title or interest therein or thereto, to any trust which is established, and which remains, solely for the benefit of the Principal Stockholder or his spouse, siblings, children or grandchildren (a \"Trust\"), provided, that, prior to such Transfer, the Trust shall execute and deliver an agreement by which it shall become a party to and be bound by the applicable terms and provisions of this Agreement, in form and substance reasonably satisfactory to Parent.\n(c) Notwithstanding the foregoing, if Parent permits any stockholder that is a party to an agreement containing restrictions on transfer of the type contained herein (the \"Transferring Stockholder\") to Transfer any Shares, Options or warrants to purchase Company Common Stock (the \"Warrants\") after the date hereof and prior to the termination of the Merger Agreement, which Transfer would otherwise be prohibited by such agreement, then Parent shall permit the Principal Stockholder, upon his request, to Transfer a number of Shares or Options equal to the product of (i) the number of Shares, Options or Warrants Transferred by the Transferring Stockholder divided by the number of Shares, Options or Warrants owned by the Transferring Stockholder as of the date of such Transfer, and (ii) the number of Shares or Options owned by the Principal Stockholder as of the date of such Transfer, in each case, treating all Options and Warrants as Shares on an as- converted basis (without giving effect to restrictions or limitations on the exercise of such Options or Warrants).", "samples": [{"hash": "lu01OEmhsuW", "uri": "/contracts/lu01OEmhsuW#transfer-restriction", "label": "Voting and First Offer Agreement (Styleclick Com Inc)", "score": 16.0, "published": true}, {"hash": "lobXyYzFVPd", "uri": "/contracts/lobXyYzFVPd#transfer-restriction", "label": "Voting and First Offer Agreement (Usani LLC)", "score": 16.0, "published": true}, {"hash": "lGtXtRpdAlB", "uri": "/contracts/lGtXtRpdAlB#transfer-restriction", "label": "Voting and First Offer Agreement (Vecchione Maurizio)", "score": 16.0, "published": true}], "size": 13, "hash": "3f2dfa6b190c1e8fae50359ff360c571", "id": 10}, {"snippet_links": [{"key": "issued-shares", "type": "definition", "offset": [12, 25]}, {"key": "blackout-periods", "type": "clause", "offset": [88, 104]}, {"key": "the-corporation", "type": "clause", "offset": [105, 120]}, {"key": "from-time-to-time", "type": "clause", "offset": [132, 149]}, {"key": "to-the-extent", "type": "clause", "offset": [201, 214]}, {"key": "applicable-to", "type": "clause", "offset": [215, 228]}], "snippet": "None of the issued Shares may be sold or transferred in contravention of (i) any market blackout periods the Corporation may impose from time to time or (ii) the Corporation\u2019s \u2587\u2587\u2587\u2587\u2587\u2587\u2587 \u2587\u2587\u2587\u2587\u2587\u2587\u2587 policies to the extent applicable to you from time to time.", "samples": [{"hash": "98o7QOeUXu3", "uri": "/contracts/98o7QOeUXu3#transfer-restriction", "label": "Restricted Stock Unit Issuance Agreement", "score": 27.3408622742, "published": true}, {"hash": "cWeHhxozwI9", "uri": "/contracts/cWeHhxozwI9#transfer-restriction", "label": "Restricted Stock Unit Award Agreement (Broadcom Corp)", "score": 23.0793972015, "published": true}, {"hash": "37rbZWL62Gt", "uri": "/contracts/37rbZWL62Gt#transfer-restriction", "label": "Restricted Stock Unit Award Agreement (Broadcom Corp)", "score": 23.0793972015, "published": true}], "size": 24, "hash": "4dd255c194eb22113540f2613f015458", "id": 2}, {"snippet_links": [{"key": "period-ending", "type": "definition", "offset": [9, 22]}, {"key": "six-months", "type": "definition", "offset": [23, 33]}, {"key": "date-of-this-agreement", "type": "definition", "offset": [44, 66]}, {"key": "otherwise-dispose-of", "type": "definition", "offset": [151, 171]}, {"key": "any-person", "type": "definition", "offset": [227, 237]}, {"key": "under-common-control", "type": "definition", "offset": [284, 304]}, {"key": "agrees-to", "type": "clause", "offset": [320, 329]}, {"key": "terms-of-this-agreement", "type": "clause", "offset": [346, 369]}, {"key": "accredited-investor", "type": "definition", "offset": [386, 405]}, {"key": "rules-and-regulations", "type": "definition", "offset": [429, 450]}, {"key": "the-securities-act", "type": "clause", "offset": [457, 475]}, {"key": "complying-with", "type": "clause", "offset": [483, 497]}, {"key": "during-the-restricted-period", "type": "clause", "offset": [526, 554]}, {"key": "the-purchaser-may-not", "type": "clause", "offset": [556, 577]}, {"key": "first-offering", "type": "clause", "offset": [672, 686]}, {"key": "to-sell", "type": "clause", "offset": [687, 694]}, {"key": "to-the-company", "type": "definition", "offset": [707, 721]}, {"key": "in-writing", "type": "definition", "offset": [778, 788]}, {"key": "number-of-shares", "type": "definition", "offset": [828, 844]}, {"key": "proposed-sale-price", "type": "definition", "offset": [895, 914]}, {"key": "after-the-company", "type": "definition", "offset": [974, 991]}, {"key": "the-offer-notice", "type": "definition", "offset": [1001, 1017]}, {"key": "the-company-shall", "type": "clause", "offset": [1038, 1055]}, {"key": "notify-the", "type": "clause", "offset": [1056, 1066]}, {"key": "terms-of-the-offer", "type": "definition", "offset": [1177, 1195]}, {"key": "right-to-purchase", "type": "clause", "offset": [1237, 1254]}, {"key": "pursuant-to", "type": "definition", "offset": [1267, 1278]}, {"key": "acceptance-of-the-offer", "type": "definition", "offset": [1352, 1375]}, {"key": "by-the-company", "type": "clause", "offset": [1376, 1390]}, {"key": "of-the-company", "type": "clause", "offset": [1407, 1421]}, {"key": "mutually-agreed", "type": "clause", "offset": [1452, 1467]}, {"key": "purchase-price-for-the-shares", "type": "clause", "offset": [1510, 1539]}, {"key": "transfer-of", "type": "definition", "offset": [1548, 1559]}, {"key": "immediately-available-funds", "type": "clause", "offset": [1560, 1587]}, {"key": "the-account", "type": "clause", "offset": [1591, 1602]}, {"key": "the-purchaser-shall", "type": "clause", "offset": [1635, 1654]}, {"key": "deliver-to", "type": "definition", "offset": [1655, 1665]}, {"key": "the-certificates", "type": "definition", "offset": [1678, 1694]}, {"key": "shares-free-and-clear", "type": "clause", "offset": [1713, 1734]}, {"key": "charges-and-encumbrances", "type": "definition", "offset": [1749, 1773]}, {"key": "duly-endorsed", "type": "definition", "offset": [1775, 1788]}, {"key": "stock-powers", "type": "definition", "offset": [1817, 1829]}, {"key": "duly-executed", "type": "clause", "offset": [1830, 1843]}, {"key": "business-day-period", "type": "definition", "offset": [1937, 1956]}, {"key": "deemed-to-reject", "type": "clause", "offset": [2035, 2051]}, {"key": "the-transaction", "type": "clause", "offset": [2135, 2150]}, {"key": "the-price", "type": "clause", "offset": [2184, 2193]}, {"key": "provided-that", "type": "definition", "offset": [2231, 2244]}, {"key": "the-company-has", "type": "definition", "offset": [2320, 2335]}, {"key": "section-6", "type": "definition", "offset": [2407, 2416]}, {"key": "disposition-of", "type": "clause", "offset": [2466, 2480]}, {"key": "at-any-time", "type": "clause", "offset": [2597, 2608]}, {"key": "after-the-restricted-period", "type": "clause", "offset": [2609, 2636]}], "snippet": "a. For a period ending six months after the date of this Agreement (the \"Restricted Period\"), the Purchaser agrees that it shall not sell, transfer or otherwise dispose of the Shares or any right, title, or interest therein to any person, other than (i) to an entity controlled by or under common control with the which agrees to be bound by the terms of this Agreement, or (ii) to an \"accredited investor\" (as defined under the rules and regulations under the Securities Act) after complying with paragraph (b) below. ; ;\nb. During the Restricted Period, the Purchaser may not sell or otherwise transfer the Shares, in whole or in part, to an accredited investor without first offering to sell such Shares to the Company or its designee. Such offer (the \"Offer\") shall: (i) be in writing (the \"Offer Notice\"); (ii) specify the number of Shares proposed to be transferred; and (iii) specify the proposed sale price for the Shares proposed to be sold. Within 5 business days after the Company receives the Offer Notice from the Purchaser, the Company shall notify the Purchaser in writing whether it irrevocably elects to purchase all, but not less than all, such Shares on the terms of the Offer. If the Company shall have exercised its right to purchase such Shares pursuant to this paragraph, then, within 5 business days after delivery of notice of acceptance of the Offer by the Company, at the offices of the Company or such other place as may be mutually agreed upon, the Company shall pay the aggregate purchase price for the Shares by wire transfer of immediately available funds to the account designated by the Purchaser and the Purchaser shall deliver to the Company the certificates representing such Shares free and clear of any liens, charges and encumbrances, duly endorsed in blank, or accompanied by stock powers duly executed in blank. If the Company does not give the Purchaser such notice of acceptance within such 5 business day period, then the Offer shall be deemed to be rejected. If the Company rejects (or is deemed to reject) the Offer, then during the next 90 days the Purchaser shall be free to consummate the transaction described in the Offer Notice at the price set forth therein or a higher price; provided that if the Purchaser does not consummate such transaction within 90 days after the Company has (or is deemed to have) rejected the Offer, then the provisions of this Section 6 shall again apply to any sale, transfer or other disposition of any Shares.\nc. The Purchaser may freely sell or otherwise transfer any Shares with or without the Company's consent at any time after the Restricted Period.", "samples": [{"hash": "hjJdLCQv0wi", "uri": "/contracts/hjJdLCQv0wi#transfer-restriction", "label": "Purchase Agreement (Corning Natural Gas Holding Corp)", "score": 23.3668727875, "published": true}, {"hash": "czGn7r6pgkc", "uri": "/contracts/czGn7r6pgkc#transfer-restriction", "label": "Purchase Agreement (Corning Natural Gas Holding Corp)", "score": 23.3668727875, "published": true}, {"hash": "c3Ruj39u814", "uri": "/contracts/c3Ruj39u814#transfer-restriction", "label": "Purchase Agreement (Corning Natural Gas Holding Corp)", "score": 23.3668727875, "published": true}], "size": 14, "hash": "fcd2516a88b2e0672de06b3fc848cb62", "id": 7}], "next_curs": "Cl0SV2oVc35sYXdpbnNpZGVyY29udHJhY3RzcjkLEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2Ih10cmFuc2Zlci1yZXN0cmljdGlvbiMwMDAwMDAwYQyiAQJlbhgAIAA=", "clause": {"children": [["permitted-transferees", "Permitted Transferees"], ["other-transfers", "Other Transfers"], ["transfers", "Transfers"], ["pledges", "Pledges"], ["in-general", "In General"]], "title": "Transfer Restriction", "parents": [["covenants", "Covenants"], ["forfeiture-and-transfer-restrictions", "Forfeiture and Transfer Restrictions"], ["restrictions", "Restrictions"], ["miscellaneous", "Miscellaneous"], ["covenants-of-the-principal-stockholder", "Covenants of the Principal Stockholder"]], "size": 702, "id": "transfer-restriction", "related": [["transfer-restrictions", "Transfer Restrictions", "<strong>Transfer Restrictions</strong>"], ["lock-up-transfer-restrictions", "Lock-up; Transfer Restrictions", "Lock-up; <strong>Transfer Restrictions</strong>"], ["no-transfer-restrictions", "No Transfer Restrictions", "No <strong>Transfer Restrictions</strong>"], ["restrictions-on-transfer-restrictive-legends", "Restrictions on Transfer; Restrictive Legends", "Restrictions on Transfer; Restrictive Legends"], ["instructions-regarding-transfer-restrictions", "Instructions Regarding Transfer Restrictions", "Instructions Regarding <strong>Transfer Restrictions</strong>"]], "related_snippets": [], "updated": "2026-04-30T06:05:53+00:00"}, "json": true, "cursor": ""}}