Transfer Procedures and Restrictions. (a) The Capital Securities shall bear the Restricted Securities Legend, which shall not be removed unless there is delivered to the Trust such satisfactory evidence, which may include an opinion of counsel satisfactory to the Institutional Trustee, as may be reasonably required by the Trust, that neither the legend nor the restrictions on transfer set forth therein are required to ensure that transfers thereof comply with the provisions of the Securities Act. Upon provision of such satisfactory evidence, the Institutional Trustee, at the written direction of the Trust, shall authenticate and deliver Capital Securities that do not bear the legend.
Transfer Procedures and Restrictions. (a) Transfer and Exchange of Definitive Preferred Securities. When Definitive Preferred Securities are presented to the Registrar:
Transfer Procedures and Restrictions. (a) Transfer and Exchange of Definitive Capital Securities. When Definitive Capital Securities are presented to the Registrar or co-registrar:
Transfer Procedures and Restrictions. The Securities may not be transferred except in compliance with the Restricted Securities Legend unless otherwise determined by the Company in accordance with applicable law. Upon any distribution of the Securities to the holders of the Preferred Securities in accordance with the Declaration, the Company and the Trustee shall enter into a supplemental indenture pursuant to Section 901(f) to provide for transfer procedures and restrictions with respect to the Securities substantially similar to those contained in the Declaration to the extent applicable in the circumstances existing at the time of such distribution.
Transfer Procedures and Restrictions. Upon any distribution of the Securities to the holders of the Preferred Securities in accordance with the Declaration, the Company and the Trustee shall enter into a supplemental indenture pursuant to Section 901(6) to provide for transfer procedures and restrictions with respect to the Securities substantially similar to those contained in the Declaration to the extent applicable in the circumstances existing at the time of such distribution.
Transfer Procedures and Restrictions. (a) The transfer and exchange of Global Preferred Securities or beneficial interests therein shall be effected through the Clearing Agency, in accordance with this Declaration (including applicable restrictions on transfer set forth herein, if any) and the procedures of the Clearing Agency therefor.
Transfer Procedures and Restrictions. The Notes may not be transferred except in compliance with the Restricted Securities Legend unless otherwise determined by the Company in accordance with applicable law.
Transfer Procedures and Restrictions. 28 Section 8.3. DEEMED SECURITY HOLDERS................................................................30
Transfer Procedures and Restrictions. (a) Except as provided in Section 7.3(c), so long as the Capital Securities are eligible for book-entry settlement in the Depositary or unless otherwise required by law, all Capital Securities that are so eligible will be represented by one or more Global Capital Securities Certificates deposited with the Depositary or the Property Trustee as custodian for the Depositary, by, or on behalf of, the Trust. No Capital Security Beneficial Owner of a Certificate evidencing a Global Capital Security will receive a Certificate evidencing a Definitive Capital Security representing such Capital Security Beneficial Owner's interest in the Capital Securities, except as provided in Section 7.9(b)(ii) above and Section 9.2(f) below; provided, however, that, with respect to any Capital Security in global form, the Sponsor shall request and the Trust shall issue a Definitive Capital Securities Certificate upon any transfer of a beneficial interest in such Capital Security to the Company or an Affiliate of the Company and no Definitive Capital Securities Certificate, or portion thereof, in respect of which the Company or an Affiliate of the Company held any beneficial interest shall be resold, retransferred or included in any Global Capital Security until such Capital Security is freely tradeable in accordance with Rule 144(k) or pursuant to an effective registration statement under the Securities Act.
Transfer Procedures and Restrictions. (a) Without the written consent of the Depositor, Preferred Securities may only be transferred: (i) to an “accredited investor” within the meaning of Rule 501 (a)(1), (2), (3) or (7) under the Securities Act (or to any entity in which all of the equity owners come within such subparagraphs) if the instrument of transfer is accompanied by a certificate of the transferee substantially in the form set forth as Exhibit E hereto or (iii) pursuant to any other available exemption from the registration requirements under the Securities Act. Each certificate furnished pursuant to this Section 8.02(a) may be an original or a copy (which may be furnished by facsimile or other form of electronic transmission). The Property Trustee and any Securities Registrar shall be entitled to conclusively rely on certificates furnished by the transferee pursuant to this Section 8.02(a) and shall have no duty to ensure that transferees are qualified under, or that transfers comply with, any applicable federal or state securities laws or any exemptions therefrom.
