TRANSFER AGENCY AND SHAREHOLDER SERVICES Sample Clauses

TRANSFER AGENCY AND SHAREHOLDER SERVICES. In consideration of the compensation detailed in this Agreement, Integrated shall perform the following transfer agency and shareholder services as applicable: Shareholder Accounts
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TRANSFER AGENCY AND SHAREHOLDER SERVICES. A. Transfer Agent and Shareholder Services: (1/12th payable monthly) $20.00 per account per year per Portfolio Minimum monthly fee - $1,500 per each class/Portfolio
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TRANSFER AGENCY AND SHAREHOLDER SERVICES. In consideration of the compensation detailed in this Agreement, Integrated shall perform the following transfer agency and shareholder services as applicable: Shareholder Accounts Establish new shareholder accounts Record changes to shareholder registration information Process shareholder purchase and redemption orders Process shareholder transfer and exchange requests Issue periodic statements for shareholders Provide shareholders with FBR customized shareholder statement and confirmation package Issue transaction confirmations Process dividend payments, including the purchase of new shares through dividend reimbursement Prepare and issue shareholder tax information including, but not limited to, Forms 1099, 1042, and 5498, to shareholders and applicable reporting agencies Maintain shareholder account documentation Answer telephone inquiries and accept financial transactions from shareholders and their properly designated representative Provide servicing support for broker-dealers Withhold and submit taxes on U.S. Resident and non-resident alien accounts Reply to shareholder calls and correspondence Provide lost-shareholder services in accordance with Rule 17Ad-17 of the Securities Exchange Act of 1934 Direct processing of checks, wires, and ACH and reconcile related bank accounts Sales Load Processing
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TRANSFER AGENCY AND SHAREHOLDER SERVICES 
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Related to TRANSFER AGENCY AND SHAREHOLDER SERVICES

  • Shareholder Services Transfer Agent or its agent will investigate all inquiries from Shareholders of a Fund relating to Shareholder accounts and will respond to all communications from Shareholders and others relating to its duties hereunder and such other correspondence as may from time to time be mutually agreed upon between Transfer Agent and a Fund. Transfer Agent shall provide each Fund with reports concerning Shareholder inquires and the responses thereto by Transfer Agent, in such form and at such times as are agreed to by the Fund and Transfer Agent.

  • Stockholder Services (i) Manage services for and communications with Stockholders, including answering phone calls, preparing and sending written and electronic reports and other communications;

  • Transfer Agency Services In accordance with procedures established from time to time by agreement between the Trust and each Portfolio, as applicable, and the Transfer Agent, the Transfer Agent shall:

  • Shareholder Servicing All expenses of maintaining and servicing shareholder accounts, including but not limited to the charges of any shareholder servicing agent, dividend disbursing agent, transfer agent or other agent engaged by the Trust to service shareholder accounts.

  • Shareholder Internet Services The Transfer Agent shall provide internet access to the Fund’s shareholders through a designated web site (“Shareholder Internet Services”), which will be accessed by the Fund’s shareholders via a link on the Fund’s web site. The Shareholder Internet Services will be provided pursuant to established procedures and will allow shareholders to view their account information and perform certain on-line transaction request capabilities. The Shareholder Internet Services shall be provided at no additional charge, other than the transaction fees currently being charged for the different transactions as described on the Fee Schedule. The Transfer Agent reserves the right to charge a fee for this service in the future.

  • Transfer Agent Services The Transfer Agent will perform the following services: In accordance with the procedures established from time to time by agreement between the Fund and the Transfer Agent, the Transfer Agent shall:

  • Co-Transfer Agents The Depositary may appoint one or more co-transfer agents for the purpose of effecting transfers, combinations and split-ups of Receipts at designated transfer offices on behalf of the Depositary. In carrying out its functions, a co-transfer agent may require evidence of authority and compliance with applicable laws and other requirements by Holders or persons entitled to such Receipts and will be entitled to protection and indemnity, in each case to the same extent as the Depositary. Such co-transfer agents may be removed and substitutes appointed by the Depositary. Each co-transfer agent appointed under this Section 2.5 (other than the Depositary) shall give notice in writing to the Depositary accepting such appointment and agreeing to be bound by the applicable terms of this Deposit Agreement.

  • Registrar and Transfer Agent To maintain, at its expense, a registrar and transfer agent for the Stock.

  • Authorization Purchase and Sale Terms of the Private Placement Warrants A. Authorization of the Private Placement Warrants. The Company has duly authorized the issuance and sale of the Private Placement Warrants to the Purchaser.

  • Warrant Agreement and Registration and Shareholder Rights Agreement The Company shall have entered into the Warrant Agreement, in the form of Exhibit A hereto, and the Registration and Shareholder Rights Agreement, in the form of Exhibit B hereto, in each case on terms satisfactory to the Purchaser.

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