Common use of Trading Restrictions Clause in Contracts

Trading Restrictions. 6.1 The Client acknowledges that trading under the China Stock Connect will be subject to a daily maximum cross-boundary investment quota ("Daily Quota"), and certain foreign shareholding restrictions ("Foreign Shareholding Restrictions"). The Client accepts that the Client will not be permitted to buy China Connect Securities if the purchase of China Connect Securities under the China Stock Connect is suspended or otherwise rejected by virtue of any quota or Foreign Shareholding Restrictions as prescribed by the China Connect Rules and the Applicable Regulations from time to time. WLSL and its Associates shall not be liable for the Client’s inability, or delay or restriction in the Client’s ability, to buy any China Connect Securities.

Appears in 6 contracts

Samples: Securities Account Agreement, Securities Account Agreement, Securities Account Agreement

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Trading Restrictions. 6.1 5.1 The Client Customer acknowledges that trading under the China Stock Connect will be subject to a daily maximum cross-boundary investment quota ("Daily Quota"), and certain foreign shareholding restrictions ("Foreign Shareholding Restrictions"). The Client Customer accepts that the Client Customer will not be permitted to buy China Connect Securities if the purchase of China Connect Securities under the China Stock Connect is suspended or otherwise rejected by virtue of any quota or Foreign Shareholding Restrictions as prescribed by the China Connect Rules and the Applicable Regulations from time to time. WLSL CMSHK and its Associates shall not be liable for the ClientCustomer’s inability, or delay or restriction in the ClientCustomer’s ability, to buy any China Connect Securities.

Appears in 1 contract

Samples: Securities Account Agreement

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Trading Restrictions. 6.1 The Client Customer acknowledges that trading under the China Stock Connect will be subject to a daily maximum cross-boundary investment quota ("Daily Quota"), and certain foreign shareholding restrictions ("Foreign Shareholding Restrictions"). The Client Customer accepts that the Client Customer will not be permitted to buy China Connect Securities if the purchase of China Connect Securities under the China Stock Connect is suspended or otherwise rejected by virtue of any quota or Foreign Shareholding Restrictions as prescribed by the China Connect Rules and the Applicable Regulations from time to time. WLSL CMSHK and its Associates shall not be liable for the ClientCustomer’s inability, or delay or restriction in the ClientCustomer’s ability, to buy any China Connect Securities.

Appears in 1 contract

Samples: Securities Account Agreement

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