Trading Portfolio definition

Trading Portfolio means a range of trading accounts held by a Client with the Company.
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Trading Portfolio means a trading book pursuant to Article 4(1)(86) of the Regulation;
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Examples of Trading Portfolio in a sentence

  • No. 10-04457 The Trustee alleges that Equity Trading Portfolio Ltd.

  • Trading Portfolio: Instrument through which Agents conduct their purchase or sales operations of products on the market.

  • Accordingly, the Market Operator shall make the corresponding entries in each Register Account, with information on the Agent and the Trading Portfolio.

  • Construction and demolition debris that is not also hazardous waste as defined by RCRA is regulated as a solid waste by the State of New Mexico as well.

  • The Treasury Department (Treasury) is the only unit of the Organization that has a mandate to take risks in the Trading Portfolio.

  • Financial consequences of the matching MIBGAS Derivatives shall determine the financial consequences for Agents according to the purchase and sales orders that have been matched in each one’s Trading Portfolio, by MIBGAS Derivatives Spot segment product, Trading Session and type of trading.

  • In order to monitor and control Trading Portfolio risks, Banco do Nordeste uses the parametric VaR, which measures the maximum expected loss of a portfolio within a period of time, considering a confidence level of 99%.

  • The sensitivity analysis of the Trading Portfolio, which represents exposures that may have a material impact on the Organization’s results, is presented below.

  • FINANCIAL HIGHLIGHTS (cont’d) Ratios and Supplemental Data (1) (5) Total netNumber of unitsManagement expense ratio HarmonizedManagement expense ratioEffective HST rate for the Trading Portfolio assets (5)outstanding (5)before taxes (2)sales tax (2)after taxes (2)year (2)expense ratio (3)turnover rate (4) $000’s000’s%%%%%% Series A Commencement of operations October 29, 2018 Mar.

  • Sensitivity analysisThe Trading Portfolio is also monitored daily by sensitivity analyses that measure the effect of market shifts and price curves on our positions.

Related to Trading Portfolio

  • Selling Portfolio has the meaning specified in Section 2.10;

  • Investment Portfolio means invested assets (including cash and cash equivalents, short-term investments, bonds or other fixed income securities and equity investments).

  • Purchasing Portfolio has the meaning specified in Section 2.10;

  • Servicing Portfolio means, as to any Person, the unpaid principal balance of Mortgage Loans serviced by that Person under Servicing Contracts, minus the principal balance of all Mortgage Loans that are serviced by that Person for others under subservicing arrangements.

  • trading book means all positions in financial instruments and commodities held by an institution either with trading intent or in order to hedge positions held with trading intent;

  • Trading Cushion means the mandatory fifteen (15) Trading Days between Put Dates.

  • Current Portfolio At any time, the portfolio of Collateral Obligations and Cash and Eligible Investments representing Principal Proceeds (determined in accordance with Section 1.3 to the extent applicable), then held by the Issuer.

  • Trading Account means the unique personified register of all completed transactions, open positions, orders and nontrading operations on the trading platform.

  • Proposed Portfolio The portfolio of Collateral Obligations and Eligible Investments resulting from the proposed purchase, sale, maturity or other disposition of a Collateral Obligation or a proposed reinvestment in an additional Collateral Obligation, as the case may be.

  • Trading Period means the term as defined in the NEPOOL GIS Operating Rules.

  • Trading means and includes subscribing, buying, selling, dealing, or agreeing to subscribe, buy, sell, deal in any securities, and "trade" shall be construed accordingly.

  • Trading Compliance Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.

  • Trading Access means the right granted to a Person to send RFQs or place Orders and/or enter into transactions for certain or all Swaps to the SEF Platform or execute Swaps subject to the BSEF Rules.

  • Recognised Investment Exchange has the meaning given to it by section 207 of the Financial Services Xxx 0000;

  • Joint Trading Account shall have the meaning set forth in the preamble of this Agreement.

  • Investment Client means (i) any investment company registered as such under the Investment Company Act, any series thereof, or any component of such series for which the Adviser acts as investment adviser; or (ii) any private account for which the Adviser acts as investment adviser.

  • Portfolio means any account, trust or other investment vehicle (except "Fund") over which the Firm has investment management discretion.

  • Trading Date means the closing of the first sale to the general public of the Shares pursuant to a registration statement filed with and declared effective by the U.S. Securities and Exchange Commission under the Securities Act.

  • Reference Portfolio means, the notional portfolio made up of each Reference Asset, as described in this Information Statement under “Reference Portfolio”.

  • Variable Priced Equity Linked Instruments shall have the meaning ascribed to such term in Section 4.13.

  • Investment pool means an entity created under the Texas Gov- ernment Code to invest public funds jointly on behalf of the entities that participate in the pool and whose investment objectives in or- der of priority are preservation and safety of principal, liquidity, and yield.

  • Trading Disruption means (a) with respect to an Index(other than a Multiple Exchange Index), any suspension of or limitation imposed on trading by the relevant Exchange or Related Exchange or otherwise and whether by reason of movements in price exceeding limits permitted by the relevant Exchange or Related Exchange or otherwise (i) on any relevant Exchange(s) relating to securities that comprise 20 per cent. or more of the level of the relevant Index, or (ii) in futures or options contracts relating to the relevant Index on any relevant Related Exchange; or (b) with respect to a Multiple Exchange Index, any suspension of or limitation imposed on trading by the relevant Exchange or Related Exchange or otherwise and whether by reason of movements in price exceeding limits permitted by the relevant exchange or Related Exchange or otherwise (i) relating to any Component Security on the Exchange in respect of such Component Security, or (ii) in futures or options contracts relating to the relevant Indexon any relevant Related Exchange.

  • Risk-Based Capital Guidelines means (i) the risk-based capital guidelines in effect in the United States on the date of this Agreement, including transition rules, and (ii) the corresponding capital regulations promulgated by regulatory authorities outside the United States implementing the July 1988 report of the Basle Committee on Banking Regulation and Supervisory Practices Entitled "International Convergence of Capital Measurements and Capital Standards," including transition rules, and any amendments to such regulations adopted prior to the date of this Agreement.

  • Trading Session means a trading session on a day which the applicable Stock Exchange is open for trading;

  • Portfolio Asset means an asset of an investment fund;

  • Trading System means the Company’s electronic trade execution system that is used for the trading of Swaps, including the associated hardware, software, systems and communications links.