Trading of Securities. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, the Securities shall be qualified for public trading in Canada and able to be traded freely by the Purchasers under the Canadian Securities Laws and the public and no prospectus or other document is required to be filed under the Canadian Securities Laws, no proceeding is required to be taken in connection therewith under the Canadian Securities Laws, and no approval, permit, consent or authorization of regulatory authorities is required to be obtained by the Purchasers or the Company under Canadian Securities Laws to permit such trades.
Trading of Securities. Neither Purchaser nor any of its officers, directors, shareholders, employees, affiliates, agents or representatives have violated any laws, statutes, Orders, ordinances and regulations, whether federal, state, local or foreign, arising out of or in any way related to the issuance of or trading in the capital securities of Purchaser, including, without limitation, Rule 10b-5 of the Exchange Act.
Trading of Securities. At Closing Time, the Securities may be traded on the Global Market of NASDAQ.
Trading of Securities. With respect to the purchase, sale or disposition of the securities of the Company, prior to the termination of this Agreement, and in accordance with its terms, (a) Nominee agrees to consult with Politan regarding such purchases, sales or dispositions of any securities of the Company and to provide Politan with any information that Politan requests following such purchases or sales so that Politan may comply with any applicable disclosure or other obligations which may result from such purchases, sales or dispositions and (b) Politan, or one of its affiliates, shall prepare and complete any required disclosures, including all regulatory filings related thereto, at no cost to Nominee. Notwithstanding anything to the contrary in this Agreement or any other agreement existing as of the date hereof, upon Nominee’s election or appointment to the Board of Directors, as applicable, (x) Nominee shall be under no obligation to consult with or obtain Politan’s consent or the consent of any of Politan’s affiliates regarding any purchases or sales of securities of the Company and (y) Politan and its affiliates shall not be required to prepare or complete any disclosures, including any regulatory filings, regarding any purchases or sales of securities of the Company by Nominee. Subject to the restrictions on, and obligations of, Nominee under this Section 5, none of the restrictions set forth in this Agreement shall be interpreted to restrict Nominee from trading for Nominee’s own account in the securities of any issuer.
Trading of Securities. Securities laws prohibit any person from trading in the Company's securities while in possession of significant information concerning the Company which has not already been disclosed to the investing public, or from disclosing such information to another person who is likely to trade in the Company's securities. In addition, no Representative shall trade in the Company's securities during the period commencing five (5) trading days prior to and ending one (1) trading day following the release of the Company's quarterly or annual financial results. Similarly, no Representative shall trade in securities of any of the Company's associates or affiliates (as defined in the SECURITIES ACT (ONTARIO)) which are public companies during the period commencing five (5) trading days prior to and ending one (1) trading day following the release of the quarterly or annual results of such public companies.
Trading of Securities. 2. The Customer hereby appoints and authorises the Company to act as its agent and/or broker for trading of Securities both in and out of the Securities Exchange. This Agreement shall constitute a power of attorney for the purpose contemplated hereunder. Unless the Customer shall have no other outstanding debts to the Company, the Customer shall neither terminate this Agreement nor revoke authority given to the Company hereunder. The Customer further agrees to pay to the Company as from the execution hereof a commission at the rate prescribed by the Company in proportion to the volume of the Securities so ordered to be traded in addition to value added tax, taxes, fees and expenses (hereinafter referred to collectively as the “Commission”) from the date of the execution of this Agreement. The authorisation under the preceding paragraph shall include authorisation for the Company to keep, transfer, accept transfer, deliver, take delivery, withdraw the Securities traded by the Company for the Customer, execute any documents and/or instruments relating thereto, do any acts and things creating obligations for the Customer as prescribed hereunder, receive dividends, interest or any other benefits relating to the Securities on behalf of the Customer. The Customer further gives consent for the Company to exercise discretion to subscribe any Securities or exercise any rights to which the Customer is entitled. The Customer hereby agrees to acknowledge and be bound, without any objection to and claim of whatever nature from the Company, by what the Company shall exercise discretion to subscribe or waive any rights in relation thereto.
Trading of Securities. Parent’s common stock has been approved by FINRA for quotation on the Over-the-Counter Bulletin Board and there has not been any stop order suspending the trading of Parent’s common stock or the initiation of any proceedings for that purpose.
Trading of Securities. Company hereby acknowledges that it understands and is aware that federal securities laws prohibit any person who possesses material, non-public information about a company from purchasing or selling securities of such company while such information remains material and nonpublic or from communicating such information to any other person under circumstances in which it is reasonably foreseeable that such person is likely to purchase or sell such securities, and Synergi Partners and Company hereby agrees to comply with such laws.
Trading of Securities. With respect to the purchase or sale of the securities of the Company prior to the termination of this Agreement in accordance with its terms, (i) you agree not to purchase or sell any securities of the Company without obtaining prior and expressly written consent from Farallon before a prospective purchase or sale and that in the event Farallon provides such prior written consent to provide Farallon with any information requested by Farallon following such purchases or sales so that we may comply with any applicable disclosure or other obligations which may result from such purchases or sales and (ii) except as otherwise agreed by Xxxxxxxx and you, Farallon or its affiliates shall prepare and complete any required disclosures, including all regulatory filings related thereto, at no cost to you. With respect to any purchases made pursuant to this paragraph, you agree not to dispose of any such securities prior to the termination of this Agreement without the prior consent of Farallon. In the event of any termination pursuant to clause (d) of Section 12, you agree not to purchase any securities of the Company prior to the close of business on the date that is 120 days after the termination of this Agreement. Notwithstanding anything to the contrary in this Agreement or any other agreement existing as of the date hereof, upon your election or appointment to the Board of Directors, (a) you shall be under no obligation to consult with or obtain the consent of Farallon or its affiliates regarding any purchases or sales of securities of the Company and (b) Farallon and its affiliates shall not be required to prepare or complete any disclosures, including any regulatory filings, regarding any purchases or sales of securities of the Company by you.
Trading of Securities. The purchase and sale transaction must each be recorded separately and any losses or gains on the sale must be recorded.
