The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managers, members, partners, officers, employees, agents, attorneys and accountants in connection with the Offering.
Appears in 6 contracts
Samples: Dealer Agreement (Cottonwood Multifamily Development REIT I, Inc.), Broker Dealer Agreement (Cottonwood Multifamily Opportunity Fund, Inc.), Cottonwood Multifamily Reit Ii, Inc.
The Managing Broker. Dealer agrees to promptly notify the Company Issuer of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managers, members, partners, officers, directors, employees, agents, attorneys attorneys, accountants and accountants affiliates in connection with the Offering.
Appears in 5 contracts
Samples: Broker Dealer Agreement (Usa Opportunity Income Fund, Inc.), Managing Broker Dealer Agreement (White River Energy Corp.), Managing Broker Dealer Agreement (Cottonwood Communities, Inc.)
The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managersthe Managing Broker-Dealer’s officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the Offeringissuance and sale of Debentures or in connection with the Registration Statement.
Appears in 4 contracts
Samples: GWG Holdings, Inc., GWG Holdings, Inc., GWG Holdings, Inc.
The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managersthe Managing Broker-Dealer’s officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the Offeringoffer or sale of L Bonds or in connection with the Registration Statement.
Appears in 3 contracts
Samples: GWG Life, LLC, GWG Life, LLC, GWG Life, LLC
The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managersthe Managing Broker-Dealer's officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the Offeringissuance and sale of Debentures or in connection with the Registration Statement.
Appears in 2 contracts
Samples: GWG Holdings, Inc., GWG Life Settlements, LLC
The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Broker Dealer or any of its managersthe Managing Broker Dealer’s officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the Offering.
Appears in 1 contract
Samples: Managing Broker Dealer Agreement (MCI Income Fund V, LLC)
The Managing Broker. Dealer agrees to promptly notify the Company Issuer and the Depositor of the commencement of any material litigation or proceedings against the Managing Broker-Dealer or any of its managers, members, partners, officers, directors, employees, agents, attorneys attorneys, accountants and accountants in connection with affiliates directly related to the OfferingOffering if the litigation or proceeding could have an adverse effect on the Offering and only to the extent the Managing Broker-Dealer has actual knowledge of such litigation or proceeding.
Appears in 1 contract
Samples: Managing Broker Dealer Agreement (Cantor Fitzgerald Income Trust, Inc.)
The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managersthe Managing Broker-Dealer’s officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the Offeringoffer or sale of Preferred or in connection with the Registration Statement.
Appears in 1 contract
Samples: GWG Holdings, Inc.
The Managing Broker. Dealer agrees to promptly notify the Company Issuer of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managersthe Managing Broker-Dealer’s officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the OfferingSecurities or in connection with the Offering Statement.
Appears in 1 contract
Samples: Cottonwood Multifamily Reit Ii, Inc.
The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managersthe Managing Broker-Dealer’s officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the Offeringoffer or sale of Products or in connection with the Offering Statement .
Appears in 1 contract
Samples: Managing Broker Dealer Agreement (Legion Capital Corp)
