THE COVERED SECURITIES Sample Clauses

THE COVERED SECURITIES. Security Name CUSIP Action AABST 2005-5 2A 00000XXX0 JPMorgan AHM 2005-1 6A 00000XXX0 JPMorgan AHM 2005-4 4A 00000XXX0 JPMorgan ARSI 2006-M2 A1 00000XXX0 JPMorgan BALTA 2005-10 22A1 00000XXX0 JPMorgan BALTA 2005-10 23A1 00000XXX0 JPMorgan BALTA 2006-1 21A1 00000XX00 JPMorgan BALTA 2006-2 22A1 00000XX00 JPMorgan BALTA 2006-3 21A1 00000XX00 JPMorgan BALTA 2006-4 12A1 000000XX0 JPMorgan BALTA 2006-4 31A1 000000XX0 JPMorgan BSABS 2005-HE12 2A 0000000X0 JPMorgan BSABS 2006-AQ1 12A 00000XXX0 JPMorgan BSABS 2006-HE10 22A 00000XXX0 JPMorgan BSABS 2006-HE10 23A 00000XXX0 JPMorgan BSABS 2006-HE2 2A 00000XXX0 JPMorgan BSABS 2006-HE4 2A 00000XXX0 JPMorgan BSABS 2006-HE5 2A 00000XXX0 JPMorgan BSABS 2006-HE7 2A 00000XXX0 JPMorgan BSABS 2006-HE8 22A 00000XXX0 JPMorgan BSABS 2006-HE9 2A 00000XXX0 JPMorgan BSABS 2006-HE9 3A 00000XXX0 JPMorgan BSABS 2007-FS1 2A 000000XX0 JPMorgan BSABS 2007-HE1 22A 00000XXX0 JPMorgan BSABS 2007-HE1 23A 00000XXX0 JPMorgan BSABS 2007-HE2 22A 00000XXX0 JPMorgan BSABS 2007-HE2 23A 00000XXX0 JPMorgan BSABS 2007-HE3 2A 000000XX0 JPMorgan BSABS 2007-HE3 3A 000000XX0 JPMorgan BSABS 2007-HE4 2A 00000XXX0 JPMorgan BSABS 2007-HE5 2A 000000XX0 JPMorgan BSABS 2007-HE5 3A 000000XX0 JPMorgan BSABS 2007-HE6 2A 00000XXX0 JPMorgan BSABS 2007-HE7 2A1 00000XXX0 JPMorgan BSABS 2007-HE7 3A1 00000XXX0 JPMorgan BSMF 2006-SL5 2A 00000XXX0 JPMorgan BSMF 2006-SL6 2A 00000XXX0 JPMorgan BSMF 2007-AR3 22A1 00000XXX0 JPMorgan BSMF 2007-SL1 2A 00000XXX0 JPMorgan BSMF 2007-SL2 2A 00000XXX0 JPMorgan CBASS 0000-XX0 XX 00000XXX0 XXXxxxxx CBASS 2006-CB7 A1 00000XXX0 JPMorgan GPMF 2005-AR5 2A1 00000XXX0 JPMorgan GPMF 0000-XX0 0X0 00000XXX0 XXXxxxxx GPMF 0000-XX0 0X0 00000XXX0 XXXxxxxx JPALT 2005-A2 2A1 00000XXX0 JPMorgan JPALT 2007-A2 11A1 000000XX0 JPMorgan JPMAC 2005-FRE1 A1 00000XXX0 JPMorgan JPMAC 2005-OPT2 A1A 00000XXX0 JPMorgan JPMAC 2005-WMC1 A1 00000XXX0 JPMorgan JPMAC 2006-ACC1 A1 00000XXX0 JPMorgan JPMAC 0000-XX0 X0 00000XXX0 XXXxxxxx JPMAC 2006-CH2 AV1 00000XXX0 JPMorgan JPMAC 0000-XX0 X0X 00000XXX0 XXXxxxxx JPMAC 2006-CW2 XX0 00000XXX0 XXXxxxxx JPMAC 2006-FRE1 A1 00000XXX0 JPMorgan JPMAC 2006-FRE2 A1 00000XXX0 JPMorgan JPMAC 2006-HE1 A1 00000XXX0 JPMorgan JPMAC 2006-HE2 X0 00000XXX0 XXXxxxxx JPMAC 2006-HE3 A1 00000XXX0 JPMorgan JPMAC 2006-NC1 A1 00000XXX0 JPMorgan JPMAC 2006-NC2 X0X 00000XXX0 XXXxxxxx JPMAC 2006-RM1 X0X 00000XXX0 XXXxxxxx JPMAC 0000-XX0 X0X 00000XXX0 XXXxxxxx JPMAC 2006-WMC1 A1 00000XXX0 JPMorgan JPMAC 2006-WMC2 A1 00000XXX0 JPMorgan JPMAC 2006-WMC3...
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THE COVERED SECURITIES. Credit Union CUSIP Description Action Western 00000XXX0 CWALT 2007-OA4 X0 XX Xxxxxxxxxx Xxxxxxx 0000XXXX0 GSR 2007-OA1 1A2 GS California Western 0000XXXX0 GSR 2007-OA1 2AM GS California U.S. Central 000000XX0 FFML 2006-FF4 A3 GS California Western 000000XX0 GSR 2006-OA1 2A3 GS California Western 00000XXX0 GPMF 2006-OH1 A3 GS California Western 00000XXX0 RALI 2007-QH6 A2 GS California Western 00000XXX0 RALI 2007-QH6 A3 GS California Western 00000XXX0 RALI 2007-QH2 A3 GS California Western 00000XXX0 RALI 2007-QH3 A2 GS California Western 00000XXX0 RALI 2007-QH3 A3 GS California Western 00000XXX0 RALI 2006-QO6 A3 GS California Western 000000XX0 RALI 2006-QO10 A3 GS California Western 00000XXX0 RALI 2007-QH5 AI1 GS California Western 00000XXX0 RALI 2007-QH5 AI2 GS California Western 00000XXX0 RALI 2007-QH5 AI3 GS California Southwest 0000XXXX0 GSAA 2007-3 1A1B GS SDNY Southwest 0000XXXX0 GSAA 2007-5 2A2A GS SDNY Southwest 00000XXX0 LBMLT 2006-7 2A3 GS SDNY U.S. Central 00000XXX0 FHLT 2006-D 2A4 Ninth Circuit Appeal U.S. Central 00000XXX0 FHLT 2006-D M1 Ninth Circuit Appeal Western 000000XX0 GSR 2006-OA1 2A3 Xxxxx Xxxxxxx Xxxxxx Xxxxxxx 00000XXX0 GPMF 2006-OH1 A3 Ninth Circuit Appeal U.S. Central 000000XX0 LBMLT 2006-11 Ninth Circuit Appeal Exhibit B THE RELATED ACTIONS National Credit Union Administration Board v. UBS Securities LLC, No. 13-cv-6731 (S.D.N.Y.) National Credit Union Administration Board v. UBS Securities LLC, No. 12-cv-2591 (D. Kan.) National Credit Union Administration Board v. RBS Sec., Inc., No. 11-cv-5887 (C.D. Cal.) National Credit Union Administration Board v. RBS Sec., Inc., No. 11-cv-2340 (D. Kan.) National Credit Union Administration Board v. Credit Suisse Sec. (USA) LLC, No. 13-cv-6736 (S.D.N.Y.) National Credit Union Administration Board v. Credit Suisse Sec. (USA) LLC, No. 12-cv-2648 (D. Kan.) Exhibit C UNITED STATES DISTRICT COURTS FOR THE DISTRICT OF KANSAS, THE CENTRAL DISTRICT OF CALIFORNIA, AND THE SOUTHERN DISTRICT OF NEW YORK NATIONAL CREDIT UNION ADMINISTRATION BOARD, as Liquidating Agent of U.S. Central Federal Credit Union and Western Corporate Federal Credit Union, Plaintiff, x. XXXXXXX, XXXXX & CO. et al.,
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Related to THE COVERED SECURITIES

  • Authorization of the Offered Securities The Offered Securities have been duly authorized for issuance and sale pursuant to this Agreement and, when issued and delivered by the Company against payment therefor pursuant to this Agreement, will constitute valid and binding obligations of the Company, enforceable against the Company in accordance with their terms, except as the enforceability thereof may be limited by bankruptcy, insolvency, or similar laws affecting creditors’ rights generally from time to time in effect and by equitable principles of general applicability, and the issuance and sale of the Offered Securities is not subject to any preemptive rights, rights of first refusal or other similar rights to subscribe for or purchase the Offered Securities.

  • Securities On the basis of the representations and warranties herein contained and subject to the terms and conditions herein set forth, the Company agrees to sell to each Underwriter, severally and not jointly, and each Underwriter, severally and not jointly, agrees to purchase from the Company, at the price set forth in Schedule B, the aggregate principal amount of Securities set forth in Schedule A opposite the name of such Underwriter, plus any additional principal amount of Securities which such Underwriter may become obligated to purchase pursuant to the provisions of Section 10 hereof.

  • Book-Entry Preferred Securities (a) A Global Preferred Security may be exchanged, in whole or in part, for Definitive Preferred Securities Certificates registered in the names of the Owners only if such exchange complies with Section 5.7 and (i) the Depositary advises the Administrative Trustees and the Property Trustee in writing that the Depositary is no longer willing or able properly to discharge its responsibilities with respect to the Global Preferred Security, and no qualified successor is appointed by the Administrative Trustees within ninety (90) days of receipt of such notice, (ii) the Depositary ceases to be a clearing agency registered under the Exchange Act and the Administrative Trustees fail to appoint a qualified successor within ninety (90) days of obtaining knowledge of such event, (iii) the Administrative Trustees at their option advise the Property Trustee in writing that the Trust elects to terminate the book-entry system through the Depositary or (iv) a Note Event of Default has occurred and is continuing. Upon the occurrence of any event specified in clause (i), (ii), (iii) or (iv) above, the Administrative Trustees shall notify the Depositary and instruct the Depositary to notify all Owners of Book-Entry Preferred Securities, the Delaware Trustee and the Property Trustee of the occurrence of such event and of the availability of the Definitive Preferred Securities Certificates to Owners of the Preferred Securities requesting the same. Upon the issuance of Definitive Preferred Securities Certificates, the Trustees shall recognize the Holders of the Definitive Preferred Securities Certificates as Holders. Notwithstanding the foregoing, if an Owner of a beneficial interest in a Global Preferred Security wishes at any time to transfer an interest in such Global Preferred Security to a Person other than a QIB, such transfer shall be effected, subject to the Applicable Depositary Procedures, in accordance with the provisions of this Section 5.6 and Section 5.7, and the transferee shall receive a Definitive Preferred Securities Certificate in connection with such transfer. A holder of a Definitive Preferred Securities Certificate that is a QIB may, upon request, and in accordance with the provisions of this Section 5.6 and Section 5.7, exchange such Definitive Preferred Securities Certificate for a beneficial interest in a Global Preferred Security.

  • Unregistered Securities (a) Accredited Investor Status; Sophisticated Purchasers. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in Purchased Securities and the Conversion Shares. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion Shares.

  • Aggregation of Registrable Securities All Registrable Securities held or acquired by Persons who are Affiliates of one another shall be aggregated together for the purpose of determining the availability of any rights under this Agreement.

  • Issuance of the Preferred Securities On ________________, ______ the Depositor, on behalf of the Trust and pursuant to the Original Trust Agreement, executed and delivered the Underwriting Agreement. Contemporaneously with the execution and delivery of this Trust Agreement, an Administrative Trustee, on behalf of the Trust, shall execute in accordance with Section 5.2 and deliver to the Underwriters named in the Underwriting Agreement Preferred Securities Certificates, registered in the name of the nominee of the initial Clearing Agency, in an aggregate amount of Preferred Securities having an aggregate Liquidation Amount of $__________________, against receipt of such aggregate purchase price of such Preferred Securities of $_________________, which amount the Administrative Trustee shall promptly deliver to the Property Trustee. If there is a Second Time of Delivery, an Administrative Trustee, on behalf of the Trust, shall execute in accordance with Section 5.2 and deliver to the Underwriters named in the Underwriting Agreement Preferred Securities Certificates, registered in the name of the nominee of the initial Clearing Agency, in an aggregate amount of up to Preferred Securities having an aggregate Liquidation Amount of up to $__________, against receipt of such aggregate purchase price of such Preferred Securities of $____________, which amount such Administrative Trustees shall promptly deliver to the Property Trustee, on the date specified pursuant to the Underwriting Agreement.

  • Offered Securities The Offered Securities have been duly authorized and when issued and delivered against payment by the Underwriters pursuant to this Agreement, will be validly issued.

  • Control by Holders of Securities The Holders of not less than a majority in principal amount of the Outstanding Securities of any series shall have the right to direct the time, method and place of conducting any proceeding for any remedy available to the Trustee or exercising any trust or power conferred on the Trustee with respect to the Securities of such series, provided that

  • Restrictions on Public Sale by Holders of Registrable Securities Each Holder of Registrable Securities agrees, if requested by the underwriters of an Underwritten Offering, to enter into a customary letter agreement with such underwriters providing such Holder will not effect any public sale or distribution of Registrable Securities during the 60 calendar day period beginning on the date of a prospectus or prospectus supplement filed with the Commission with respect to the pricing of any Underwritten Offering, provided that (i) the duration of the foregoing restrictions shall be no longer than the duration of the shortest restriction generally imposed by the underwriters on the Partnership or the officers, directors or any other Affiliate of the Partnership on whom a restriction is imposed and (ii) the restrictions set forth in this Section 2.07 shall not apply to any Registrable Securities that are included in such Underwritten Offering by such Holder. In addition, this Section 2.07 shall not apply to any Holder that is not entitled to participate in such Underwritten Offering, whether because such Holder delivered an Opt-Out Notice prior to receiving notice of the Underwritten Offering or because such Holder holds less than $15 million of the then-outstanding Registrable Securities.

  • Allocation of Registrable Securities The initial number of Registrable Securities included in any Registration Statement and any increase in the number of Registrable Securities included therein shall be allocated pro rata among the Investors based on the number of Registrable Securities held by each Investor at the time such Registration Statement covering such initial number of Registrable Securities or increase thereof is declared effective by the SEC. In the event that an Investor sells or otherwise transfers any of such Investor’s Registrable Securities, each transferee or assignee (as the case may be) that becomes an Investor shall be allocated a pro rata portion of the then-remaining number of Registrable Securities included in such Registration Statement for such transferor or assignee (as the case may be). Any shares of Common Stock included in a Registration Statement and which remain allocated to any Person which ceases to hold any Registrable Securities covered by such Registration Statement shall be allocated to the remaining Investors, pro rata based on the number of Registrable Securities then held by such Investors which are covered by such Registration Statement.

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