Common use of The Broker Clause in Contracts

The Broker. Dealer agrees to maintain a list of Potential Owners and to contact the Potential Owners on such list on or prior to each Auction Date for the purposes of participating in the Auction on such Auction Date.

Appears in 6 contracts

Samples: Broker Dealer Agreement (Education Capital I LLC), Broker Dealer Agreement (Education Capital I LLC), Broker Dealer Agreement (Education Capital I LLC)

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The Broker. Dealer agrees to maintain a list of Potential Owners Holders and to contact the Potential Owners on Holders of such list on or prior to each Auction Rate Determination Date for the purposes of participating in the Auction on such Auction Rate Determination Date.

Appears in 3 contracts

Samples: Dealer Agreement (Nelnet Inc), Dealer Agreement (Nelnet Inc), Dealer Agreement (Nelnet Inc)

The Broker. Dealer agrees to maintain a list of Potential Owners Noteholders and to contact the Potential Owners Noteholders on such list on or prior to each applicable Auction Date for the purposes of participating in the Auction on such Auction Date.

Appears in 2 contracts

Samples: Broker Dealer Agreement (Wachovia Asset Securitization Inc 2003-He2 Trust), Broker Dealer Agreement (Classnotes Inc)

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The Broker. Dealer agrees to maintain a list of Potential Owners Noteholders and Potential Certificateholders and to contact the Potential Owners Noteholders and Potential Certificateholders on such list on or prior to each applicable Auction Date for the purposes of participating in the Auction on such Auction Date.

Appears in 1 contract

Samples: Broker Dealer Agreement (Classnotes Inc)

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