Subordinated Loans. Except as described in the Registration Statement, any Preliminary Prospectus, the Statutory Prospectus and the Prospectus, to the knowledge of the Company, no Company Affiliate has made a subordinated loan to any member of the FINRA.
Appears in 8 contracts
Samples: Underwriting Agreement (Pulse Biosciences, Inc.), Underwriting Agreement (Second Sight Medical Products Inc), Underwriting Agreement (Imprimis Pharmaceuticals, Inc.)
Subordinated Loans. Except as described in the Registration Statement, any Preliminary Prospectus, the Statutory Prospectus and the Prospectus, to the knowledge of the Company, no Company Affiliate has made a subordinated loan to any member of the FINRA.
Appears in 6 contracts
Samples: Underwriting Agreement (Parametric Sound Corp), Underwriting Agreement (Parametric Sound Corp), Underwriting Agreement (Parametric Sound Corp)
Subordinated Loans. Except as described in the Registration Statement, any Preliminary Prospectus, the Statutory Prospectus Statement and the Prospectus, to the knowledge of the Company, no Company Affiliate has made a subordinated loan to any member of the FINRA.
Appears in 4 contracts
Samples: Underwriting Agreement (Long Island Iced Tea Corp.), Subscription Agreement (Alliance MMA, Inc.), Selling Agent Agreement (Long Island Iced Tea Corp.)
Subordinated Loans. Except as described in the Registration Statement, any Preliminary Prospectus, the Statutory Prospectus Statement and the Prospectus, to the knowledge of the Company, no Company Affiliate has made a subordinated loan to any member of the FINRA.
Appears in 2 contracts
Samples: Selling Agent Agreement (AzurRx BioPharma, Inc.), Selling Agent Agreement (AzurRx BioPharma, Inc.)
Subordinated Loans. Except as described in the Registration Statement, any Preliminary Prospectus, the Statutory Time of Sale Prospectus and the Prospectus, to the knowledge of the Company, no Company Affiliate has made a subordinated loan to any member of the FINRA.
Appears in 1 contract
Subordinated Loans. Except as described in the Registration Statement, any the Preliminary Prospectus, the Statutory Prospectus and the Prospectus, to the knowledge of the Company, no Company Affiliate affiliate has made a subordinated loan to any member of the FINRA.
Appears in 1 contract
