{"component": "clause", "props": {"groups": [{"snippet": "a. The Subadviser shall, subject to the supervision of the Manager and in cooperation with the Manager, as administrator, or with any other administrator appointed by the Manager (the \u201cAdministrator\u201d), manage the investment and reinvestment of the assets of the Portfolio. The Subadviser shall invest and reinvest the assets of the Portfolio in conformity with (1) the investment objective, policies and restrictions of the Portfolio set forth in the Fund\u2019s prospectus and statement of additional information, as revised or supplemented from time to time, relating to the Portfolio (the \u201cProspectus\u201d), (2) any additional policies or guidelines established by the Manager or by the Fund\u2019s Directors that have been furnished in writing to the Subadviser and (3) the provisions of the Internal Revenue Code (the \u201cCode\u201d) applicable to \u201cregulated investment companies\u201d (as defined in Section 851 of the Code) and \u201csegregated asset accounts\u201d (as defined in Section 817 of the Code) including, but not limited to, the diversification requirements of Section 817(h) of the Code and the regulations thereunder, all as from time to time in effect (collectively, the \u201cPolicies\u201d), and with all applicable provisions of law, including without limitation all applicable provisions of the Investment Company Act of 1940 (the \u201c1940 Act\u201d) the rules and regulations thereunder and the interpretive opinions thereof of the staff of the Securities and Exchange Commission (\u201cSEC\u201d) (\u201cSEC Positions\u201d); provided, however, that the Manager agrees to inform the Subadviser of any and all applicable state insurance law restrictions that operate to limit or restrict the investments the Portfolio might otherwise make (\u201cInsurance Restrictions\u201d), and to inform the Subadviser promptly of any changes in such Insurance Restrictions. Subject to the foregoing, the Subadviser is authorized, in its discretion and without prior consultation with the Manager, to buy, sell, lend and otherwise trade in any stocks, bonds and other securities and investment instruments on behalf of the Portfolio, without regard to the length of time the securities have been held and the resulting rate of portfolio turnover or any tax considerations; and the majority or the whole of the Portfolio may be invested in such proportions of stocks, bonds, other securities or investment instruments, or cash, as the Subadviser shall determine. Notwithstanding the foregoing provisions of this Section 1.a, however, the Subadviser shall, upon written instructions from the Manager, effect such portfolio transactions for the Portfolio as the Manager shall determine are necessary in order for the Portfolio to comply with the Policies.\nb. The Subadviser shall furnish the Manager and the Administrator daily, weekly, monthly, quarterly and/or annual reports concerning portfolio transactions and the investment performance of the Portfolio in such form as may be mutually agreed upon, and agrees to review the Portfolio and discuss the management of the Portfolio with representatives or agents of the Manager, the Administrator or the Fund at their reasonable request. The Subadviser shall, as part of a complete portfolio compliance testing program, perform quarterly diversification testing under Section 817 (h) of the Code. The Subadviser shall provide timely notice each calendar quarter that such diversification was satisfied, or if not satisfied, that corrections were made within 30 days of the end of the calendar quarter. The Subadviser shall also provide the Manager, the Administrator or the Fund with such other information and reports as may reasonably be requested by the Manager, the Administrator or the Fund from time to time, including without limitation all material as reasonably may be requested by the Directors of the Fund pursuant to Section 15(c) of the 1940 Act. The Subadviser shall furnish the Manager (which may also provide it to the Fund\u2019s Board of Directors) with copies of all material comments that are directly related to the Portfolio and the services provided under this Agreement received from the SEC following routine or special SEC examinations or inspections.\nc. The Subadviser shall provide to the Manager a copy of the Subadviser\u2019s Form ADV as filed with the SEC and any amendments or restatements thereof in the future and a list of the persons whom the Subadviser wishes to have authorized to give written and/or oral instructions to custodians of assets of the Portfolio.\nd. Unless the Manager gives the Subadviser written instructions to the contrary, the Subadviser shall use its good faith judgment in a manner which it reasonably believes best serves the interest of the Portfolio\u2019s shareholders to vote or abstain from voting all proxies solicited by or with respect to the issuers of securities in which assets of the Portfolio are invested.\ne. As the delegate of the Directors of the Fund, the Subadviser shall be responsible for providing reasonable and good faith fair valuations for any securities in the Portfolio for which current market quotations are not readily available or reliable.", "snippet_links": [{"key": "the-subadviser", "type": "clause", "offset": [3, 17]}, {"key": "subject-to-the", "type": "definition", "offset": [25, 39]}, {"key": "supervision-of-the", "type": "clause", "offset": [40, 58]}, {"key": "cooperation-with-the", "type": "clause", "offset": [74, 94]}, {"key": "by-the-manager", "type": "clause", "offset": [164, 178]}, {"key": "the-assets", "type": "clause", "offset": [244, 254]}, {"key": "conformity-with", "type": "clause", "offset": [345, 360]}, {"key": "investment-objective", "type": "definition", "offset": [369, 389]}, {"key": "policies-and-restrictions", "type": "clause", "offset": [391, 416]}, {"key": "prospectus-and-statement-of-additional-information", "type": "clause", "offset": [458, 508]}, {"key": "from-time-to-time", "type": "clause", "offset": [537, 554]}, {"key": "relating-to", "type": "definition", "offset": [556, 567]}, {"key": "additional-policies", "type": "definition", "offset": [610, 629]}, {"key": "by-the-fund", "type": "clause", "offset": [674, 685]}, {"key": "in-writing", "type": "definition", "offset": [723, 733]}, {"key": "the-provisions-of-the", "type": "clause", "offset": [760, 781]}, {"key": "internal-revenue-code", "type": "definition", "offset": [782, 803]}, {"key": "applicable-to", "type": "clause", "offset": [817, 830]}, {"key": "investment-companies", "type": "definition", "offset": [842, 862]}, {"key": "defined-in-section", "type": "clause", "offset": [868, 886]}, {"key": "the-code", "type": "clause", "offset": [894, 902]}, {"key": "segregated-asset-accounts", "type": "definition", "offset": [909, 934]}, {"key": "section-817", "type": "clause", "offset": [951, 962]}, {"key": "not-limited", "type": "clause", "offset": [991, 1002]}, {"key": "diversification-requirements", "type": "clause", "offset": [1011, 1039]}, {"key": "the-regulations", "type": "clause", "offset": [1074, 1089]}, {"key": "in-effect", "type": "definition", "offset": [1127, 1136]}, {"key": "applicable-provisions-of-law", "type": "clause", "offset": [1182, 1210]}, {"key": "including-without-limitation", "type": "clause", "offset": [1212, 1240]}, {"key": "the-investment-company-act-of-1940", "type": "clause", "offset": [1270, 1304]}, {"key": "rules-and-regulations", "type": "definition", "offset": [1326, 1347]}, {"key": "the-securities-and-exchange-commission", "type": "clause", "offset": [1413, 1451]}, {"key": "agrees-to", "type": "clause", "offset": [1515, 1524]}, {"key": "state-insurance-law-restrictions", "type": "clause", "offset": [1573, 1605]}, {"key": "the-investments", "type": "clause", "offset": [1640, 1655]}, {"key": "insurance-restrictions", "type": "clause", "offset": [1693, 1715]}, {"key": "changes-in", "type": "definition", "offset": [1764, 1774]}, {"key": "in-its-discretion", "type": "clause", "offset": [1860, 1877]}, {"key": "prior-consultation", "type": "clause", "offset": [1890, 1908]}, {"key": "other-securities", "type": "definition", "offset": [1991, 2007]}, {"key": "investment-instruments", "type": "definition", "offset": [2012, 2034]}, {"key": "on-behalf-of", "type": "definition", "offset": [2035, 2047]}, {"key": "length-of-time", "type": "clause", "offset": [2085, 2099]}, {"key": "rate-of", "type": "clause", "offset": [2148, 2155]}, {"key": "portfolio-turnover", "type": "clause", "offset": [2156, 2174]}, {"key": "tax-considerations", "type": "clause", "offset": [2182, 2200]}, {"key": "the-majority", "type": "clause", "offset": [2206, 2218]}, {"key": "provisions-of-this-section", "type": "clause", "offset": [2421, 2447]}, {"key": "written-instructions", "type": "definition", "offset": [2489, 2509]}, {"key": "portfolio-transactions", "type": "clause", "offset": [2540, 2562]}, {"key": "the-policies", "type": "clause", "offset": [2668, 2680]}, {"key": "the-administrator", "type": "clause", "offset": [2730, 2747]}, {"key": "annual-reports", "type": "clause", "offset": [2789, 2803]}, {"key": "investment-performance", "type": "definition", "offset": [2846, 2868]}, {"key": "mutually-agreed", "type": "clause", "offset": [2909, 2924]}, {"key": "management-of-the-portfolio", "type": "clause", "offset": [2982, 3009]}, {"key": "reasonable-request", "type": "definition", "offset": [3096, 3114]}, {"key": "testing-program", "type": "definition", "offset": [3181, 3196]}, {"key": "timely-notice", "type": "clause", "offset": [3304, 3317]}, {"key": "calendar-quarter", "type": "definition", "offset": [3323, 3339]}, {"key": "provide-the", "type": "clause", "offset": [3506, 3517]}, {"key": "other-information-and-reports", "type": "clause", "offset": [3567, 3596]}, {"key": "requested-by", "type": "definition", "offset": [3618, 3630]}, {"key": "by-the-directors", "type": "clause", "offset": [3766, 3782]}, {"key": "pursuant-to-section", "type": "definition", "offset": [3795, 3814]}, {"key": "the-1940-act", "type": "definition", "offset": [3824, 3836]}, {"key": "to-the-fund", "type": "definition", "offset": [3906, 3917]}, {"key": "board-of-directors", "type": "definition", "offset": [3920, 3938]}, {"key": "copies-of-all", "type": "definition", "offset": [3945, 3958]}, {"key": "directly-related-to", "type": "definition", "offset": [3986, 4005]}, {"key": "the-services-provided", "type": "clause", "offset": [4024, 4045]}, {"key": "this-agreement", "type": "clause", "offset": [4052, 4066]}, {"key": "sec-examinations", "type": "clause", "offset": [4118, 4134]}, {"key": "provide-to", "type": "clause", "offset": [4175, 4185]}, {"key": "a-copy-of-the", "type": "clause", "offset": [4198, 4211]}, {"key": "form-adv", "type": "definition", "offset": [4225, 4233]}, {"key": "the-future", "type": "clause", "offset": [4302, 4312]}, {"key": "a-list", "type": "definition", "offset": [4317, 4323]}, {"key": "persons-whom", "type": "clause", "offset": [4331, 4343]}, {"key": "instructions-to", "type": "definition", "offset": [4413, 4428]}, {"key": "good-faith-judgment", "type": "definition", "offset": [4578, 4597]}, {"key": "reasonably-believes", "type": "definition", "offset": [4619, 4638]}, {"key": "the-interest", "type": "definition", "offset": [4651, 4663]}, {"key": "abstain-from-voting", "type": "definition", "offset": [4707, 4726]}, {"key": "with-respect-to", "type": "clause", "offset": [4755, 4770]}, {"key": "the-issuers", "type": "clause", "offset": [4771, 4782]}, {"key": "of-securities", "type": "clause", "offset": [4783, 4796]}, {"key": "the-delegate", "type": "clause", "offset": [4850, 4862]}, {"key": "responsible-for", "type": "clause", "offset": [4917, 4932]}, {"key": "and-good-faith", "type": "clause", "offset": [4954, 4968]}, {"key": "fair-valuations", "type": "clause", "offset": [4969, 4984]}, {"key": "current-market", "type": "definition", "offset": [5031, 5045]}, {"key": "readily-available", "type": "definition", "offset": [5065, 5082]}], "size": 155, "samples": [{"hash": "8vpAKpzQeLs", "uri": "/contracts/8vpAKpzQeLs#subadvisory-services", "label": "Advisory Agreement (Metropolitan Series Fund Inc)", "score": 21.3258037567, "published": true}, {"hash": "jB0pcPWMWgn", "uri": "/contracts/jB0pcPWMWgn#subadvisory-services", "label": "Subadvisory Agreement (Metropolitan Series Fund Inc)", "score": 20.3223819733, "published": true}, {"hash": "fvvPvRnNiCb", "uri": "/contracts/fvvPvRnNiCb#subadvisory-services", "label": "Subadvisory Agreement (Metropolitan Series Fund Inc)", "score": 20.3223819733, "published": true}], "hash": "89146dc50e9a1c3c85380add3de2a9be", "id": 1}, {"snippet": "In its capacity as subadviser to the Fund, the Subadviser shall have the following responsibilities:\n(a) Subject to the supervision of the Trust\u2019s Board of Trustees (the \u201cBoard\u201d) and TAM, the Subadviser shall regularly provide the Fund with respect to such portion of the Fund\u2019s assets as shall be allocated to the Subadviser by TAM from time to time (the \u201cAllocated Assets\u201d) with investment research, advice, management and supervision and shall furnish a continuous investment program for the Allocated Assets consistent with the Fund\u2019s investment objectives, policies and restrictions, as stated in the Fund\u2019s current Prospectus and Statement of Additional Information, and subject to such other restrictions and limitations as directed by the officers of TAM or the Trust by notice in writing to the Subadviser. The Subadviser shall, with respect to the Allocated Assets, determine from time to time what securities and other investments and instruments will be purchased, retained, sold or exchanged by the Fund and what portion of the Allocated Assets will be held in the various securities and other investments in which the Fund invests, and shall implement those decisions (including the negotiation and execution of investment documentation and agreements, including, without limitation, swap, futures, options and other agreements with counterparties, on the Fund\u2019s behalf as the Subadviser deems appropriate from time to time in order to carry out its responsibilities hereunder, provided the Subadviser provides TAM prompt notice of any new investment agreements and any material amendments to existing investment agreements and the opportunity for legal review), all subject to the provisions of the Trust\u2019s Declaration of Trust and By-Laws (collectively, the \u201cGoverning Documents\u201d), the 1940 Act and the applicable rules and regulations promulgated thereunder by the Securities and Exchange Commission (the \u201cSEC\u201d), interpretive guidance issued thereunder by the SEC staff and any other applicable federal and state law, as well as the investment objectives, policies and restrictions of the Fund referred to above, any written instructions and directions of the Board or TAM provided to the Subadviser from time to time, and any other specific policies adopted by the Board and disclosed to the Subadviser. The Subadviser\u2019s responsibility for providing investment research, advice, management and supervision to the Fund is limited to that discrete portion of the Fund represented by the Allocated Assets and the Subadviser is prohibited from directly or indirectly consulting with any other subadviser for a portion of the Fund\u2019s assets concerning Fund transactions in securities or other assets. The Subadviser is authorized to give instructions with respect to the Allocated Assets to the custodian of the Fund as to deliveries of securities and other investments and payments of cash for the account of the Fund. Subject to applicable provisions of the 1940 Act, the investment program to be provided hereunder may entail the investment of all or substantially all of the assets of the Fund in one or more investment companies.\n(b) The Subadviser will place orders pursuant to its investment determinations for the Fund either directly with the issuer or with any broker or dealer, foreign currency dealer, futures commission merchant or others selected by it. In connection with the selection of such brokers or dealers and the placing of such orders, subject to applicable law, brokers or dealers may be selected who also provide brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934, as amended (the \u201cExchange Act\u201d)) to the Fund and/or the other accounts over which the Subadviser or its affiliates exercise investment discretion. The Subadviser is authorized to pay a broker or dealer who provides such brokerage and research services a commission for executing a portfolio transaction for the Fund which is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if the Subadviser determines in good faith that such amount of commission is reasonable in relation to the value of the brokerage and research services provided by such broker or dealer. This determination may be viewed in terms of either that particular transaction or the overall responsibilities which the Subadviser and its affiliates have with respect to accounts over which they exercise investment discretion. The Board may adopt policies and procedures that modify and restrict the Subadviser\u2019s authority regarding the execution of the Fund\u2019s portfolio transactions provided herein.\n(c) The Fund hereby authorizes any entity or person associated with the Subadviser which is a member of a national securities exchange to effect any transaction on the exchange for the account of the Fund which is permitted by Section 11(a) of the Exchange Act and Rule 11a2-2(T) thereunder, and the Fund hereby consents to the retention of compensation for such transactions in accordance with Rule 11a2-2(T)(a)(2)(iv). Notwithstanding the foregoing, the Subadviser agrees that it will not deal with itself, or with Trustees of the Trust or any principal underwriter of the Fund, as principals or agents in making purchases or sales of securities or other property for the account of the Fund, nor will it purchase any securities from an underwriting or selling group in which the Subadviser or its affiliates is participating, or arrange for purchases and sales of securities between the Fund and another account advised by the Subadviser or its affiliates, except in each case as permitted by the 1940 Act and in accordance with such policies and procedures as may be adopted by the Fund from time to time, and will comply with all other provisions of the Governing Documents and the Fund\u2019s then-current Prospectus and Statement of Additional Information relative to the Subadviser and its directors and officers.\n(d) Unless TAM advises the Subadviser in writing that the right to vote proxies has been expressly reserved to TAM or the Trust or otherwise delegated to another party, the Subadviser shall exercise voting rights incident to any security purchased with, or comprising a portion of, the Allocated Assets, in accordance with the Subadviser\u2019s proxy voting policies and procedures without consultation with TAM or the Fund. The Subadviser agrees to furnish a copy of its proxy voting policies and procedures, and any amendments thereto, to TAM.\n(e) The Subadviser will monitor the security valuations of the Allocated Assets. If the Subadviser believes that the Fund\u2019s carrying value for a security does not fairly represent the price that could be obtained for the security in a current market transaction, the Subadviser will notify TAM promptly. In addition, the Subadviser will be available to consult with TAM in the event of a pricing problem and to participate in the Trust\u2019s Valuation Committee meetings. For the avoidance of doubt, this paragraph shall not impose on the Subadviser any duty to monitor and evaluate the daily prices supplied by the Fund\u2019s third party pricing service provider.", "snippet_links": [{"key": "to-the-fund", "type": "definition", "offset": [30, 41]}, {"key": "the-subadviser", "type": "clause", "offset": [43, 57]}, {"key": "supervision-of-the", "type": "clause", "offset": [120, 138]}, {"key": "board-of-trustees", "type": "clause", "offset": [147, 164]}, {"key": "provide-the", "type": "clause", "offset": [219, 230]}, {"key": "allocated-to", "type": "definition", "offset": [298, 310]}, {"key": "from-time-to-time", "type": "clause", "offset": [333, 350]}, {"key": "allocated-assets", "type": "definition", "offset": [357, 373]}, {"key": "investment-research", "type": "clause", "offset": [381, 400]}, {"key": "management-and-supervision", "type": "clause", "offset": [410, 436]}, {"key": "continuous-investment-program", "type": "clause", "offset": [457, 486]}, {"key": "consistent-with-the", "type": "clause", "offset": [512, 531]}, {"key": "investment-objectives", "type": "definition", "offset": [539, 560]}, {"key": "policies-and-restrictions", "type": "clause", "offset": [562, 587]}, {"key": "prospectus-and-statement-of-additional-information", "type": "clause", "offset": [621, 671]}, {"key": "restrictions-and-limitations", "type": "clause", "offset": [699, 727]}, {"key": "as-directed", "type": "definition", "offset": [728, 739]}, {"key": "the-officers", "type": "clause", "offset": [743, 755]}, {"key": "notice-in-writing", "type": "clause", "offset": [779, 796]}, {"key": "other-investments", "type": "definition", "offset": [924, 941]}, {"key": "by-the-fund", "type": "clause", "offset": [1005, 1016]}, {"key": "investments-in", "type": "clause", "offset": [1107, 1121]}, {"key": "negotiation-and-execution", "type": "clause", "offset": [1197, 1222]}, {"key": "investment-documentation", "type": "definition", "offset": [1226, 1250]}, {"key": "and-agreements", "type": "definition", "offset": [1251, 1265]}, {"key": "without-limitation", "type": "clause", "offset": [1278, 1296]}, {"key": "other-agreements", "type": "definition", "offset": [1325, 1341]}, {"key": "in-order-to", "type": "clause", "offset": [1438, 1449]}, {"key": "its-responsibilities", "type": "clause", "offset": [1460, 1480]}, {"key": "notice-of-any", "type": "clause", "offset": [1536, 1549]}, {"key": "new-investment", "type": "definition", "offset": [1550, 1564]}, {"key": "amendments-to", "type": "clause", "offset": [1593, 1606]}, {"key": "existing-investment-agreements", "type": "definition", "offset": [1607, 1637]}, {"key": "opportunity-for-legal-review", "type": "clause", "offset": [1646, 1674]}, {"key": "the-provisions-of-the", "type": "clause", "offset": [1692, 1713]}, {"key": "declaration-of-trust", "type": "definition", "offset": [1722, 1742]}, {"key": "governing-documents", "type": "clause", "offset": [1775, 1794]}, {"key": "the-1940-act", "type": "definition", "offset": [1798, 1810]}, {"key": "applicable-rules-and-regulations", "type": "definition", "offset": [1819, 1851]}, {"key": "the-securities-and-exchange-commission", "type": "clause", "offset": [1878, 1916]}, {"key": "interpretive-guidance", "type": "definition", "offset": [1930, 1951]}, {"key": "sec-staff", "type": "definition", "offset": [1977, 1986]}, {"key": "other-applicable", "type": "definition", "offset": [1995, 2011]}, {"key": "federal-and-state-law", "type": "clause", "offset": [2012, 2033]}, {"key": "the-investment", "type": "definition", "offset": [2046, 2060]}, {"key": "instructions-and-directions", "type": "clause", "offset": [2142, 2169]}, {"key": "specific-policies", "type": "clause", "offset": [2250, 2267]}, {"key": "by-the-board", "type": "clause", "offset": [2276, 2288]}, {"key": "responsibility-for", "type": "clause", "offset": [2339, 2357]}, {"key": "represented-by", "type": "definition", "offset": [2484, 2498]}, {"key": "directly-or-indirectly", "type": "clause", "offset": [2558, 2580]}, {"key": "a-portion", "type": "definition", "offset": [2622, 2631]}, {"key": "transactions-in-securities", "type": "definition", "offset": [2669, 2695]}, {"key": "other-assets", "type": "definition", "offset": [2699, 2711]}, {"key": "to-the-custodian", "type": "clause", "offset": [2800, 2816]}, {"key": "deliveries-of-securities", "type": "clause", "offset": [2835, 2859]}, {"key": "payments-of-cash", "type": "clause", "offset": [2886, 2902]}, {"key": "the-account", "type": "clause", "offset": [2907, 2918]}, {"key": "applicable-provisions", "type": "clause", "offset": [2943, 2964]}, {"key": "investment-of", "type": "clause", "offset": [3045, 3058]}, {"key": "assets-of-the-fund", "type": "clause", "offset": [3091, 3109]}, {"key": "investment-companies", "type": "definition", "offset": [3125, 3145]}, {"key": "place-orders", "type": "definition", "offset": [3171, 3183]}, {"key": "pursuant-to", "type": "definition", "offset": [3184, 3195]}, {"key": "the-issuer", "type": "clause", "offset": [3260, 3270]}, {"key": "broker-or-dealer", "type": "clause", "offset": [3283, 3299]}, {"key": "foreign-currency", "type": "definition", "offset": [3301, 3317]}, {"key": "futures-commission-merchant", "type": "definition", "offset": [3326, 3353]}, {"key": "in-connection-with", "type": "clause", "offset": [3380, 3398]}, {"key": "selection-of", "type": "definition", "offset": [3403, 3415]}, {"key": "brokers-or-dealers", "type": "clause", "offset": [3421, 3439]}, {"key": "the-placing", "type": "clause", "offset": [3444, 3455]}, {"key": "subject-to-applicable-law", "type": "clause", "offset": [3472, 3497]}, {"key": "brokerage-and-research-services", "type": "clause", "offset": [3551, 3582]}, {"key": "those-terms", "type": "clause", "offset": [3587, 3598]}, {"key": "defined-in-section", "type": "clause", "offset": [3603, 3621]}, {"key": "securities-exchange-act-of-1934", "type": "clause", "offset": [3635, 3666]}, {"key": "as-amended", "type": "definition", "offset": [3668, 3678]}, {"key": "other-accounts", "type": "definition", "offset": [3724, 3738]}, {"key": "investment-discretion", "type": "definition", "offset": [3792, 3813]}, {"key": "to-pay", "type": "clause", "offset": [3844, 3850]}, {"key": "amount-of-commission", "type": "clause", "offset": [4010, 4030]}, {"key": "in-good-faith", "type": "definition", "offset": [4135, 4148]}, {"key": "in-relation-to", "type": "clause", "offset": [4194, 4208]}, {"key": "the-value", "type": "clause", "offset": [4209, 4218]}, {"key": "services-provided-by", "type": "clause", "offset": [4249, 4269]}, {"key": "terms-of", "type": "definition", "offset": [4329, 4337]}, {"key": "overall-responsibilities", "type": "clause", "offset": [4380, 4404]}, {"key": "with-respect-to-accounts", "type": "clause", "offset": [4450, 4474]}, {"key": "the-execution", "type": "clause", "offset": [4629, 4642]}, {"key": "portfolio-transactions", "type": "clause", "offset": [4657, 4679]}, {"key": "person-associated-with", "type": "definition", "offset": [4742, 4764]}, {"key": "a-member-of", "type": "clause", "offset": [4789, 4800]}, {"key": "national-securities-exchange", "type": "definition", "offset": [4803, 4831]}, {"key": "the-exchange-act", "type": "definition", "offset": [4941, 4957]}, {"key": "retention-of", "type": "clause", "offset": [5025, 5037]}, {"key": "compensation-for", "type": "clause", "offset": [5038, 5054]}, {"key": "in-accordance-with", "type": "clause", "offset": [5073, 5091]}, {"key": "notwithstanding-the-foregoing", "type": "clause", "offset": [5118, 5147]}, {"key": "trustees-of-the-trust", "type": "clause", "offset": [5214, 5235]}, {"key": "principal-underwriter", "type": "definition", "offset": [5243, 5264]}, {"key": "making-purchases", "type": "clause", "offset": [5305, 5321]}, {"key": "securities-or-other-property", "type": "clause", "offset": [5334, 5362]}, {"key": "selling-group", "type": "definition", "offset": [5452, 5465]}, {"key": "arrange-for", "type": "clause", "offset": [5529, 5540]}, {"key": "purchases-and-sales-of-securities", "type": "clause", "offset": [5541, 5574]}, {"key": "each-case", "type": "definition", "offset": [5667, 5676]}, {"key": "comply-with", "type": "definition", "offset": [5816, 5827]}, {"key": "all-other-provisions", "type": "clause", "offset": [5828, 5848]}, {"key": "directors-and-officers", "type": "clause", "offset": [5990, 6012]}, {"key": "the-right-to-vote", "type": "clause", "offset": [6068, 6085]}, {"key": "another-party", "type": "definition", "offset": [6168, 6181]}, {"key": "voting-rights", "type": "clause", "offset": [6213, 6226]}, {"key": "incident-to", "type": "definition", "offset": [6227, 6238]}, {"key": "proxy-voting-policies-and-procedures", "type": "clause", "offset": [6354, 6390]}, {"key": "agrees-to", "type": "clause", "offset": [6449, 6458]}, {"key": "a-copy-of", "type": "clause", "offset": [6467, 6476]}, {"key": "security-valuations", "type": "clause", "offset": [6591, 6610]}, {"key": "carrying-value", "type": "definition", "offset": [6679, 6693]}, {"key": "the-price", "type": "clause", "offset": [6735, 6744]}, {"key": "market-transaction", "type": "definition", "offset": [6798, 6816]}, {"key": "in-addition", "type": "clause", "offset": [6859, 6870]}, {"key": "to-consult", "type": "definition", "offset": [6905, 6915]}, {"key": "in-the-event-of-a", "type": "clause", "offset": [6925, 6942]}, {"key": "participate-in", "type": "definition", "offset": [6966, 6980]}, {"key": "committee-meetings", "type": "definition", "offset": [7003, 7021]}, {"key": "for-the-avoidance-of-doubt", "type": "clause", "offset": [7023, 7049]}, {"key": "monitor-and-evaluate", "type": "clause", "offset": [7113, 7133]}, {"key": "daily-prices", "type": "definition", "offset": [7138, 7150]}, {"key": "third-party", "type": "clause", "offset": [7174, 7185]}, {"key": "service-provider", "type": "definition", "offset": [7194, 7210]}], "size": 32, "samples": [{"hash": "ikR8a5b84ra", "uri": "/contracts/ikR8a5b84ra#subadvisory-services", "label": "Investment Subadvisory Agreement (Transamerica Funds)", "score": 27.213552475, "published": true}, {"hash": "9pd7DZgSKfS", "uri": "/contracts/9pd7DZgSKfS#subadvisory-services", "label": "Investment Subadvisory Agreement (Transamerica Funds)", "score": 23.6543464661, "published": true}], "hash": "376d0390edeebc3a845de17e7ffb5019", "id": 2}, {"snippet": "In its capacity as subadviser to the Fund, the Subadviser shall have the following responsibilities:\n(a) Subject to the supervision of the Trust\u2019s Board of Trustees (the \u201cBoard\u201d) and TAM, the Subadviser shall regularly provide the Fund with respect to such portion of the Fund\u2019s assets as shall be allocated to the Subadviser by TAM from time to time (the \u201cAllocated Assets\u201d) with investment research, advice, management and supervision and shall furnish a continuous investment program for the Allocated Assets consistent with the Fund\u2019s investment objectives, policies and restrictions, as stated in the Fund\u2019s current Prospectus and Statement of Additional Information, and subject to such other restrictions and limitations as directed by the officers of TAM or the Trust by notice in writing to the Subadviser. The Subadviser shall, with respect to the Allocated Assets, determine from time to time what securities and other investments and instruments will be purchased, retained, sold or exchanged by the Fund and what portion of the Allocated Assets will be held in the various securities and other investments in which the Fund invests, and shall implement those decisions (including the negotiation and execution of investment documentation and agreements, including, without limitation, swap, futures, options and other agreements with counterparties, on the Fund\u2019s behalf as the Subadviser deems appropriate from time to time in order to carry out its responsibilities hereunder, provided the Subadviser provides TAM prompt notice of any new investment agreements and any material amendments to existing investment agreements and the opportunity for legal review), all subject to the provisions of the Trust\u2019s Declaration of Trust and By-Laws, as may be amended from time to time (collectively, the \u201cGoverning Documents\u201d), the 1940 Act and the applicable rules and regulations promulgated thereunder by the Securities and Exchange Commission (the \u201cSEC\u201d), interpretive guidance issued thereunder by the SEC staff and any other applicable federal and state law, as well as the investment objectives, policies and restrictions of the Fund referred to above, any written instructions and directions of the Board or TAM provided to the Subadviser from time to time, and any other specific policies adopted by the Board and disclosed to the Subadviser. The Subadviser\u2019s responsibility for providing investment research, advice, management and supervision to the Fund is limited to that discrete portion of the Fund represented by the Allocated Assets and the Subadviser is prohibited from directly or indirectly consulting with any other subadviser for a portion of the Fund\u2019s assets concerning Fund transactions in securities or other assets. The Subadviser is authorized to give instructions with respect to the Allocated Assets to the custodian of the Fund as to deliveries of securities and other investments and payments of cash for the account of the Fund. Subject to applicable provisions of the 1940 Act, the investment program to be provided hereunder may entail the investment of all or substantially all of the assets of the Fund in one or more investment companies.\n(b) The Subadviser will place orders pursuant to its investment determinations for the Fund either directly with the issuer or with any broker or dealer, foreign currency dealer, futures commission merchant or others selected by it. In connection with the selection of such brokers or dealers and the placing of such orders, subject to applicable law, brokers or dealers may be selected who also provide brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934, as amended (the \u201cExchange Act\u201d)) to the Fund and/or the other accounts over which the Subadviser or its affiliates exercise investment discretion. The Subadviser is authorized to pay a broker or dealer who provides such brokerage and research services a commission for executing a portfolio transaction for the Fund which is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if the Subadviser determines in good faith that such amount of commission is reasonable in relation to the value of the brokerage and research services provided by such broker or dealer. This determination may be viewed in terms of either that particular transaction or the overall responsibilities which the Subadviser and its affiliates have with respect to accounts over which they exercise investment discretion. The Board may adopt policies and procedures that modify and restrict the Subadviser\u2019s authority regarding the execution of the Fund\u2019s portfolio transactions provided herein.\n(c) The Fund hereby authorizes any entity or person associated with the Subadviser which is a member of a national securities exchange to effect any transaction on the exchange for the account of the Fund which is permitted by Section 11(a) of the Exchange Act and Rule 11a2-2(T) thereunder, and the Fund hereby consents to the retention of compensation for such transactions in accordance with Rule 11a2-2(T)(a)(2)(iv). Notwithstanding the foregoing, the Subadviser agrees that it will not deal with itself, or with Trustees of the Trust or any principal underwriter of the Fund, as principals or agents in making purchases or sales of securities or other property for the account of the Fund, nor will it purchase any securities from an underwriting or selling group in which the Subadviser or its affiliates is participating, or arrange for purchases and sales of securities between the Fund and another account advised by the Subadviser or its affiliates, except in each case as permitted by the 1940 Act and in accordance with such policies and procedures as may be adopted by the Fund from time to time, and will comply with all other provisions of the Governing Documents and the Fund\u2019s then-current Prospectus and Statement of Additional Information relative to the Subadviser and its directors and officers.\n(d) Unless TAM advises the Subadviser in writing that the right to vote proxies has been expressly reserved to TAM or the Trust or otherwise delegated to another party, the Subadviser shall exercise voting rights incident to any security purchased with, or comprising a portion of, the Allocated Assets, in accordance with the Subadviser\u2019 s proxy voting policies and procedures without consultation with TAM or the Fund. The Subadviser agrees to furnish a copy of its proxy voting policies and procedures, and any amendments thereto, to TAM.\n(e) The Subadviser will monitor the security valuations of the Allocated Assets. If the Subadviser believes that the Fund\u2019s carrying value for a security does not fairly represent the price that could be obtained for the security in a current market transaction, the Subadviser will notify TAM promptly. In addition, the Subadviser will be available to consult with TAM in the event of a pricing problem and to participate in the Trust\u2019s Valuation Committee meetings.\n(f) As reasonably requested by the Fund, the Subadviser will provide the Fund with information and advice regarding assets in the Allocated Portion to assist the Fund in (i) determining the appropriate liquidity classifications of such assets and whether liquidity information provided by the Fund\u2019s liquidity classification agents is reasonable; and (ii) risk identification, risk assessment, and monitoring of risk guidelines with respect to the Fund\u2019s derivatives risk management program;", "snippet_links": [{"key": "the-subadviser", "type": "clause", "offset": [43, 57]}, {"key": "supervision-of-the", "type": "clause", "offset": [120, 138]}, {"key": "board-of-trustees", "type": "clause", "offset": [147, 164]}, {"key": "provide-the", "type": "clause", "offset": [219, 230]}, {"key": "allocated-to", "type": "definition", "offset": [298, 310]}, {"key": "from-time-to-time", "type": "clause", "offset": [333, 350]}, {"key": "allocated-assets", "type": "definition", "offset": [357, 373]}, {"key": "investment-research", "type": "clause", "offset": [381, 400]}, {"key": "management-and-supervision", "type": "clause", "offset": [410, 436]}, {"key": "continuous-investment-program", "type": "clause", "offset": [457, 486]}, {"key": "consistent-with-the", "type": "clause", "offset": [512, 531]}, {"key": "investment-objectives", "type": "definition", "offset": [539, 560]}, {"key": "policies-and-restrictions", "type": "clause", "offset": [562, 587]}, {"key": "prospectus-and-statement-of-additional-information", "type": "clause", "offset": [621, 671]}, {"key": "restrictions-and-limitations", "type": "clause", "offset": [699, 727]}, {"key": "as-directed", "type": "definition", "offset": [728, 739]}, {"key": "the-officers", "type": "clause", "offset": [743, 755]}, {"key": "notice-in-writing", "type": "clause", "offset": [779, 796]}, {"key": "other-investments", "type": "definition", "offset": [924, 941]}, {"key": "investments-in", "type": "clause", "offset": [1107, 1121]}, {"key": "negotiation-and-execution", "type": "clause", "offset": [1197, 1222]}, {"key": "investment-documentation", "type": "definition", "offset": [1226, 1250]}, {"key": "and-agreements", "type": "definition", "offset": [1251, 1265]}, {"key": "without-limitation", "type": "clause", "offset": [1278, 1296]}, {"key": "other-agreements", "type": "definition", "offset": [1325, 1341]}, {"key": "in-order-to", "type": "clause", "offset": [1438, 1449]}, {"key": "its-responsibilities", "type": "clause", "offset": [1460, 1480]}, {"key": "notice-of-any", "type": "clause", "offset": [1536, 1549]}, {"key": "new-investment", "type": "definition", "offset": [1550, 1564]}, {"key": "amendments-to", "type": "clause", "offset": [1593, 1606]}, {"key": "existing-investment-agreements", "type": "definition", "offset": [1607, 1637]}, {"key": "opportunity-for-legal-review", "type": "clause", "offset": [1646, 1674]}, {"key": "the-provisions-of-the", "type": "clause", "offset": [1692, 1713]}, {"key": "declaration-of-trust", "type": "definition", "offset": [1722, 1742]}, {"key": "governing-documents", "type": "clause", "offset": [1812, 1831]}, {"key": "the-1940-act", "type": "definition", "offset": [1835, 1847]}, {"key": "applicable-rules-and-regulations", "type": "definition", "offset": [1856, 1888]}, {"key": "the-securities-and-exchange-commission", "type": "clause", "offset": [1915, 1953]}, {"key": "interpretive-guidance", "type": "definition", "offset": [1967, 1988]}, {"key": "sec-staff", "type": "definition", "offset": [2014, 2023]}, {"key": "other-applicable", "type": "definition", "offset": [2032, 2048]}, {"key": "federal-and-state-law", "type": "clause", "offset": [2049, 2070]}, {"key": "the-investment", "type": "definition", "offset": [2083, 2097]}, {"key": "instructions-and-directions", "type": "clause", "offset": [2179, 2206]}, {"key": "specific-policies", "type": "clause", "offset": [2287, 2304]}, {"key": "by-the-board", "type": "clause", "offset": [2313, 2325]}, {"key": "responsibility-for", "type": "clause", "offset": [2376, 2394]}, {"key": "represented-by", "type": "definition", "offset": [2521, 2535]}, {"key": "directly-or-indirectly", "type": "clause", "offset": [2595, 2617]}, {"key": "a-portion", "type": "definition", "offset": [2659, 2668]}, {"key": "transactions-in-securities", "type": "definition", "offset": [2706, 2732]}, {"key": "other-assets", "type": "definition", "offset": [2736, 2748]}, {"key": "to-the-custodian", "type": "clause", "offset": [2837, 2853]}, {"key": "deliveries-of-securities", "type": "clause", "offset": [2872, 2896]}, {"key": "payments-of-cash", "type": "clause", "offset": [2923, 2939]}, {"key": "the-account", "type": "clause", "offset": [2944, 2955]}, {"key": "applicable-provisions", "type": "clause", "offset": [2980, 3001]}, {"key": "investment-of", "type": "clause", "offset": [3082, 3095]}, {"key": "assets-of-the-fund", "type": "clause", "offset": [3128, 3146]}, {"key": "investment-companies", "type": "definition", "offset": [3162, 3182]}, {"key": "place-orders", "type": "definition", "offset": [3208, 3220]}, {"key": "pursuant-to", "type": "definition", "offset": [3221, 3232]}, {"key": "the-issuer", "type": "clause", "offset": [3297, 3307]}, {"key": "broker-or-dealer", "type": "clause", "offset": [3320, 3336]}, {"key": "foreign-currency", "type": "definition", "offset": [3338, 3354]}, {"key": "futures-commission-merchant", "type": "definition", "offset": [3363, 3390]}, {"key": "in-connection-with", "type": "clause", "offset": [3417, 3435]}, {"key": "selection-of", "type": "definition", "offset": [3440, 3452]}, {"key": "brokers-or-dealers", "type": "clause", "offset": [3458, 3476]}, {"key": "the-placing", "type": "clause", "offset": [3481, 3492]}, {"key": "subject-to-applicable-law", "type": "clause", "offset": [3509, 3534]}, {"key": "brokerage-and-research-services", "type": "clause", "offset": [3588, 3619]}, {"key": "those-terms", "type": "clause", "offset": [3624, 3635]}, {"key": "defined-in-section", "type": "clause", "offset": [3640, 3658]}, {"key": "securities-exchange-act-of-1934", "type": "clause", "offset": [3672, 3703]}, {"key": "as-amended", "type": "definition", "offset": [3705, 3715]}, {"key": "other-accounts", "type": "definition", "offset": [3761, 3775]}, {"key": "investment-discretion", "type": "definition", "offset": [3829, 3850]}, {"key": "to-pay", "type": "clause", "offset": [3881, 3887]}, {"key": "amount-of-commission", "type": "clause", "offset": [4047, 4067]}, {"key": "in-good-faith", "type": "definition", "offset": [4172, 4185]}, {"key": "in-relation-to", "type": "clause", "offset": [4231, 4245]}, {"key": "the-value", "type": "clause", "offset": [4246, 4255]}, {"key": "services-provided-by", "type": "clause", "offset": [4286, 4306]}, {"key": "terms-of", "type": "definition", "offset": [4366, 4374]}, {"key": "overall-responsibilities", "type": "clause", "offset": [4417, 4441]}, {"key": "with-respect-to-accounts", "type": "clause", "offset": [4487, 4511]}, {"key": "the-execution", "type": "clause", "offset": [4666, 4679]}, {"key": "portfolio-transactions", "type": "clause", "offset": [4694, 4716]}, {"key": "person-associated-with", "type": "definition", "offset": [4779, 4801]}, {"key": "a-member-of", "type": "clause", "offset": [4826, 4837]}, {"key": "national-securities-exchange", "type": "definition", "offset": [4840, 4868]}, {"key": "the-exchange-act", "type": "definition", "offset": [4978, 4994]}, {"key": "retention-of", "type": "clause", "offset": [5062, 5074]}, {"key": "compensation-for", "type": "clause", "offset": [5075, 5091]}, {"key": "in-accordance-with", "type": "clause", "offset": [5110, 5128]}, {"key": "notwithstanding-the-foregoing", "type": "clause", "offset": [5155, 5184]}, {"key": "trustees-of-the-trust", "type": "clause", "offset": [5251, 5272]}, {"key": "principal-underwriter", "type": "definition", "offset": [5280, 5301]}, {"key": "making-purchases", "type": "clause", "offset": [5342, 5358]}, {"key": "securities-or-other-property", "type": "clause", "offset": [5371, 5399]}, {"key": "selling-group", "type": "definition", "offset": [5489, 5502]}, {"key": "arrange-for", "type": "clause", "offset": [5566, 5577]}, {"key": "purchases-and-sales-of-securities", "type": "clause", "offset": [5578, 5611]}, {"key": "each-case", "type": "definition", "offset": [5704, 5713]}, {"key": "comply-with", "type": "definition", "offset": [5853, 5864]}, {"key": "all-other-provisions", "type": "clause", "offset": [5865, 5885]}, {"key": "directors-and-officers", "type": "clause", "offset": [6027, 6049]}, {"key": "the-right-to-vote", "type": "clause", "offset": [6105, 6122]}, {"key": "another-party", "type": "definition", "offset": [6205, 6218]}, {"key": "voting-rights", "type": "clause", "offset": [6250, 6263]}, {"key": "incident-to", "type": "definition", "offset": [6264, 6275]}, {"key": "proxy-voting-policies-and-procedures", "type": "clause", "offset": [6392, 6428]}, {"key": "agrees-to", "type": "clause", "offset": [6487, 6496]}, {"key": "a-copy-of", "type": "clause", "offset": [6505, 6514]}, {"key": "security-valuations", "type": "clause", "offset": [6629, 6648]}, {"key": "carrying-value", "type": "definition", "offset": [6717, 6731]}, {"key": "the-price", "type": "clause", "offset": [6773, 6782]}, {"key": "market-transaction", "type": "definition", "offset": [6836, 6854]}, {"key": "in-addition", "type": "clause", "offset": [6897, 6908]}, {"key": "to-consult", "type": "definition", "offset": [6943, 6953]}, {"key": "in-the-event-of-a", "type": "clause", "offset": [6963, 6980]}, {"key": "participate-in", "type": "definition", "offset": [7004, 7018]}, {"key": "committee-meetings", "type": "definition", "offset": [7041, 7059]}, {"key": "requested-by", "type": "definition", "offset": [7079, 7091]}, {"key": "will-provide", "type": "clause", "offset": [7117, 7129]}, {"key": "information-and-advice", "type": "clause", "offset": [7144, 7166]}, {"key": "allocated-portion", "type": "definition", "offset": [7191, 7208]}, {"key": "assist-the", "type": "clause", "offset": [7212, 7222]}, {"key": "information-provided-by-the-fund", "type": "clause", "offset": [7326, 7358]}, {"key": "risk-identification", "type": "clause", "offset": [7417, 7436]}, {"key": "risk-assessment", "type": "definition", "offset": [7438, 7453]}, {"key": "and-monitoring", "type": "clause", "offset": [7455, 7469]}, {"key": "with-respect-to-the-fund", "type": "clause", "offset": [7489, 7513]}, {"key": "risk-management-program", "type": "definition", "offset": [7528, 7551]}], "size": 29, "samples": [{"hash": "5JzudetUvSi", "uri": "/contracts/5JzudetUvSi#subadvisory-services", "label": "Investment Subadvisory Agreement (Transamerica Series Trust)", "score": 32.319644928, "published": true}], "hash": "365c8024bfdc41addf737ae4af54e115", "id": 3}, {"snippet": "(a) Subject to the general oversight of the Board and the general supervision, oversight and direction of PWP and Advisor, with respect to the Subadvisor Managed Assets, Subadvisor will use its reasonable best efforts to (i) make investment decisions for the Funds in accordance with (x) each Fund\u2019s respective investment objective and policies as stated in such Fund\u2019s Registration Statement as of the date hereof and as amended from time to time, (y) the provisions of this Agreement and (z) such written guidelines as Advisor may from time to time provide to Subadvisor; (ii) place purchase and sale orders on behalf of the Funds and enter such orders on behalf of the Funds under trading agreements the Advisor or Issuer has entered for use by the Funds (such as ISDAs, futures agreements, MSFTAs, and other agreements) as necessary to place such orders; and (iii) maintain such books and records with respect to the securities transactions of the Funds placed by Subadvisor as are required by applicable law or regulation. Advisor will provide Subadvisor with advance notice of any change in the Registration Statement or guidelines that may impact Subadvisor\u2019s activities under this Agreement.\n(b) In providing the Subadvisory Services, Subadvisor will supervise the Subadvisor Managed Assets and conduct a continual program of investment, evaluation and, if appropriate, sale and reinvestment of the Subadvisor Managed Assets. In addition, with respect to the Subadvisor Managed Assets, Subadvisor will furnish PWP, Issuer or Advisor whatever information, including statistical data, PWP, Issuer or Advisor may reasonably request with respect to the instruments that the Funds may hold or contemplate purchasing.\n(c) Subadvisor will at all times use its reasonable best efforts to comply with (i) the policies and procedures of the Funds, Issuer and Advisor of which it has received written notice applicable to the Subadvisor Managed Assets, (ii) the Rules (as defined in Section 3 below) applicable to the Subadvisor Managed Assets, and (iii) the Funds\u2019 Registration Statement, the IPS, the Investment Company Act, the Advisers Act, the Internal Revenue Code of 1986, as amended (the \u201cCode\u201d), and all other applicable federal and state laws, rules and regulations (collectively with the Registration Statement, the IPS, the Investment Company Act, the Advisers Act, and the Code, the \u201cRelevant Laws\u201d) with respect to the Subadvisor Managed Assets. Subadvisor will be given prompt notice of any change to any policy and/or procedures of the Funds. Subadvisor will not be responsible for complying with any such changes of which it has not received notice. Subadvisor shall have no responsibility or liability for the actions or omissions of the Advisor, PWP or any other subadvisor or agent of the Funds or the Issuer.\n(d) All cash, securities and other assets of the Funds shall be held at all times by such entity or entities engaged by Issuer to be the custodian, including prime brokers and futures commission merchants (collectively, the \u201cCustodian\u201d) in compliance with Section 17(f) of the Investment Company Act. Subadvisor shall not be responsible for any custody arrangements involving any assets of the Funds or for the payment of any custodial charges or fees, nor shall Subadvisor have possession or custody of any such assets. All payments, distributions and other transactions in cash, securities or other assets in respect of the Funds shall be made directly to or from the Custodian. Advisor shall provide, or shall direct the Custodian to provide, to Subadvisor from time to time such reports concerning assets, receipts and disbursements with respect to the Subadvisor Managed Assets as Subadvisor may request, including daily information on cash balances available for investment, Fund shareholder activity and market value of the securities held by the Funds. In providing the Subadvisory Services, Subadvisor also shall be responsible for receiving trade confirmations, monitoring timely settlement of trades, and resolving custody overdrafts resulting from trading. With respect to the Subadvisor Managed Assets, Subadvisor shall (i) reconcile positions from Subadvisor\u2019s internal records to the Custodian\u2019s records on a daily basis, (ii) reconcile the market value from its internal records to the Custodian\u2019s records, and (iii) provide Advisor and PWP with a monthly reconciliation report listing any material discrepancies as defined by Advisor.\n(e) Advisor acknowledges and agrees that Subadvisor is not the Funds\u2019 pricing agent, and is not responsible for pricing the securities held by the Funds. However, Subadvisor shall be responsible for reviewing the prices of the Subadvisor Managed Assets used to value the Funds for reasonableness on a regular basis and notifying Advisor of any need to challenge a price provided by a pricing vendor. Upon request, Subadvisor will provide reasonable assistance to the Advisor\u2019s valuation committee or to the Funds\u2019 pricing agents in valuing securities held by a Fund.\n(f) At the reasonable request of Advisor, Subadvisor will participate in educational meetings with intermediaries or institutional investors about portfolio management and investment-related matters regarding the Funds.\n(g) Subadvisor makes no representations or warranties, express or implied, that any level of performance or investment results will be achieved by the Funds or that the Funds will perform comparably with any standard, including any other clients of Subadvisor or any index.\n(h) Subadvisor will use its reasonable best efforts to ensure that any transactions effected for the Subadvisor Managed Assets by Subadvisor between the Funds and any other Fund or account managed by Subadvisor, PWP or any other subadvisor engaged to manage some of the assets of the Funds (\u201cOther Subadvisors\u201d) are consistent with the requirements of the Investment Company Act and with the Funds\u2019 policy regarding Section 17", "snippet_links": [{"key": "general-oversight", "type": "clause", "offset": [19, 36]}, {"key": "the-board-and-the", "type": "clause", "offset": [40, 57]}, {"key": "general-supervision", "type": "definition", "offset": [58, 77]}, {"key": "with-respect-to", "type": "clause", "offset": [123, 138]}, {"key": "managed-assets", "type": "clause", "offset": [154, 168]}, {"key": "reasonable-best-efforts", "type": "definition", "offset": [194, 217]}, {"key": "investment-decisions", "type": "definition", "offset": [230, 250]}, {"key": "in-accordance-with", "type": "clause", "offset": [265, 283]}, {"key": "investment-objective", "type": "definition", "offset": [311, 331]}, {"key": "date-hereof", "type": "clause", "offset": [403, 414]}, {"key": "as-amended", "type": "definition", "offset": [419, 429]}, {"key": "from-time-to-time", "type": "clause", "offset": [430, 447]}, {"key": "provisions-of-this-agreement", "type": "clause", "offset": [457, 485]}, {"key": "provide-to", "type": "clause", "offset": [551, 561]}, {"key": "purchase-and-sale-orders", "type": "clause", "offset": [585, 609]}, {"key": "on-behalf-of", "type": "definition", "offset": [610, 622]}, {"key": "trading-agreements", "type": "definition", "offset": [684, 702]}, {"key": "other-agreements", "type": "definition", "offset": [806, 822]}, {"key": "to-place", "type": "definition", "offset": [837, 845]}, {"key": "books-and-records", "type": "definition", "offset": [883, 900]}, {"key": "securities-transactions", "type": "definition", "offset": [921, 944]}, {"key": "required-by", "type": "definition", "offset": [986, 997]}, {"key": "applicable-law-or-regulation", "type": "definition", "offset": [998, 1026]}, {"key": "will-provide", "type": "clause", "offset": [1036, 1048]}, {"key": "change-in", "type": "clause", "offset": [1087, 1096]}, {"key": "the-registration-statement", "type": "clause", "offset": [1097, 1123]}, {"key": "activities-under-this-agreement", "type": "clause", "offset": [1167, 1198]}, {"key": "providing-the", "type": "clause", "offset": [1207, 1220]}, {"key": "in-addition", "type": "clause", "offset": [1434, 1445]}, {"key": "statistical-data", "type": "clause", "offset": [1573, 1589]}, {"key": "reasonably-request", "type": "definition", "offset": [1618, 1636]}, {"key": "the-instruments", "type": "clause", "offset": [1653, 1668]}, {"key": "at-all-times", "type": "definition", "offset": [1740, 1752]}, {"key": "comply-with", "type": "definition", "offset": [1788, 1799]}, {"key": "the-policies-and-procedures", "type": "clause", "offset": [1804, 1831]}, {"key": "written-notice", "type": "definition", "offset": [1890, 1904]}, {"key": "applicable-to", "type": "clause", "offset": [1905, 1918]}, {"key": "the-rules", "type": "clause", "offset": [1955, 1964]}, {"key": "in-section-3", "type": "clause", "offset": [1977, 1989]}, {"key": "investment-company-act", "type": "definition", "offset": [2100, 2122]}, {"key": "advisers-act", "type": "clause", "offset": [2128, 2140]}, {"key": "internal-revenue-code-of-1986", "type": "definition", "offset": [2146, 2175]}, {"key": "applicable-federal-and-state-laws", "type": "clause", "offset": [2216, 2249]}, {"key": "rules-and-regulations", "type": "definition", "offset": [2251, 2272]}, {"key": "the-code", "type": "clause", "offset": [2379, 2387]}, {"key": "relevant-laws", "type": "definition", "offset": [2394, 2407]}, {"key": "will-be-given", "type": "clause", "offset": [2468, 2481]}, {"key": "prompt-notice", "type": "definition", "offset": [2482, 2495]}, {"key": "change-to", "type": "definition", "offset": [2503, 2512]}, {"key": "responsible-for", "type": "clause", "offset": [2579, 2594]}, {"key": "complying-with", "type": "clause", "offset": [2595, 2609]}, {"key": "liability-for", "type": "clause", "offset": [2707, 2720]}, {"key": "the-actions", "type": "clause", "offset": [2721, 2732]}, {"key": "of-the-advisor", "type": "clause", "offset": [2746, 2760]}, {"key": "the-issuer", "type": "clause", "offset": [2815, 2825]}, {"key": "assets-of-the-funds", "type": "clause", "offset": [2862, 2881]}, {"key": "entity-or-entities", "type": "definition", "offset": [2917, 2935]}, {"key": "by-issuer", "type": "clause", "offset": [2944, 2953]}, {"key": "prime-brokers", "type": "definition", "offset": [2985, 2998]}, {"key": "futures-commission-merchants", "type": "clause", "offset": [3003, 3031]}, {"key": "section-17", "type": "clause", "offset": [3083, 3093]}, {"key": "custody-arrangements", "type": "clause", "offset": [3172, 3192]}, {"key": "payment-of", "type": "definition", "offset": [3238, 3248]}, {"key": "charges-or-fees", "type": "clause", "offset": [3263, 3278]}, {"key": "all-payments", "type": "definition", "offset": [3348, 3360]}, {"key": "distributions-and-other-transactions", "type": "clause", "offset": [3362, 3398]}, {"key": "in-respect-of", "type": "definition", "offset": [3435, 3448]}, {"key": "to-provide", "type": "definition", "offset": [3561, 3571]}, {"key": "receipts-and-disbursements", "type": "clause", "offset": [3637, 3663]}, {"key": "information-on", "type": "clause", "offset": [3753, 3767]}, {"key": "balances-available", "type": "clause", "offset": [3773, 3791]}, {"key": "shareholder-activity", "type": "clause", "offset": [3813, 3833]}, {"key": "market-value", "type": "definition", "offset": [3838, 3850]}, {"key": "securities-held", "type": "definition", "offset": [3858, 3873]}, {"key": "trade-confirmations", "type": "definition", "offset": [3978, 3997]}, {"key": "settlement-of-trades", "type": "clause", "offset": [4017, 4037]}, {"key": "resulting-from", "type": "definition", "offset": [4072, 4086]}, {"key": "internal-records", "type": "clause", "offset": [4202, 4218]}, {"key": "to-the-custodian", "type": "clause", "offset": [4219, 4235]}, {"key": "daily-basis", "type": "definition", "offset": [4251, 4262]}, {"key": "the-market", "type": "clause", "offset": [4279, 4289]}, {"key": "monthly-reconciliation-report", "type": "definition", "offset": [4391, 4420]}, {"key": "by-advisor", "type": "clause", "offset": [4467, 4477]}, {"key": "pricing-agent", "type": "clause", "offset": [4549, 4562]}, {"key": "not-responsible", "type": "clause", "offset": [4571, 4586]}, {"key": "to-value", "type": "definition", "offset": [4737, 4745]}, {"key": "on-a-regular-basis", "type": "definition", "offset": [4775, 4793]}, {"key": "upon-request", "type": "clause", "offset": [4879, 4891]}, {"key": "to-the-advisor", "type": "definition", "offset": [4939, 4953]}, {"key": "valuation-committee", "type": "clause", "offset": [4956, 4975]}, {"key": "reasonable-request", "type": "definition", "offset": [5057, 5075]}, {"key": "participate-in", "type": "definition", "offset": [5104, 5118]}, {"key": "educational-meetings", "type": "clause", "offset": [5119, 5139]}, {"key": "institutional-investors", "type": "definition", "offset": [5163, 5186]}, {"key": "portfolio-management", "type": "clause", "offset": [5193, 5213]}, {"key": "matters-regarding", "type": "clause", "offset": [5237, 5254]}, {"key": "no-representations-or-warranties", "type": "clause", "offset": [5287, 5319]}, {"key": "level-of-performance", "type": "clause", "offset": [5350, 5370]}, {"key": "investment-results", "type": "definition", "offset": [5374, 5392]}, {"key": "other-clients", "type": "clause", "offset": [5498, 5511]}, {"key": "to-ensure", "type": "clause", "offset": [5592, 5601]}, {"key": "fund-or-account", "type": "definition", "offset": [5713, 5728]}, {"key": "the-assets", "type": "clause", "offset": [5806, 5816]}, {"key": "requirements-of-the", "type": "clause", "offset": [5876, 5895]}], "size": 15, "samples": [{"hash": "1DbpaNN2w5d", "uri": "/contracts/1DbpaNN2w5d#subadvisory-services", "label": "Investment Subadvisory Agreement (American Century Capital Portfolios Inc)", "score": 24.3442840576, "published": true}], "hash": "08928d2a63dd24b2831e7074c82e475d", "id": 4}, {"snippet": "Client authorizes Advisor to engage a SubAdvisor(s), to manage the account in accordance with the Client\u2019s Investment Model Allocation and Risk Disclosure Statement pursuant to the limited discretionary authority Client has granted the Advisor under Section 3.\na. Advisor will separately provide Client with information about the SubAdvisor and its services, model portfolios, and investment strategies, including the Subadvisor\u2019s firm brochure (Form ADV, Part 2A), which contains important information the Client should carefully read.\nb. The SubAdvisor has developed proprietary model investment portfolios (the \u201cModel Portfolios\u201d). The SubAdvisor will exercise the discretionary management authority the Client has granted the Advisor pursuant to the Agreement in performing these services using one or more Model Portfolios.\nc. The SubAdvisor\u2019s fees are disclosed in the Attachment A\u2014Fee Schedule. Client authorizes the Advisor to calculate and withdraw the SubAdvisor\u2019s fee and Advisor\u2019s fee as described in Section 7 of this Agreement.\nd. Advisor is not affiliated with the SubAdvisor. Advisor is not responsible for the SubAdvisor\u2019s services. The SubAdvisor is not responsible for Advisors services or for the services provided by the custodian. The SubAdvisor\u2019s liability shall also be limited as provided in Section 15 of this Agreement. The SubAdvisor is a third-party beneficiary of the authority, rights, and limitations described in this Agreement as are applicable to the Advisor, including without limitation the binding arbitration provisions in Section 28.", "snippet_links": [{"key": "the-account", "type": "clause", "offset": [63, 74]}, {"key": "in-accordance-with", "type": "clause", "offset": [75, 93]}, {"key": "the-client", "type": "definition", "offset": [94, 104]}, {"key": "risk-disclosure-statement", "type": "definition", "offset": [139, 164]}, {"key": "the-limited", "type": "definition", "offset": [177, 188]}, {"key": "discretionary-authority", "type": "clause", "offset": [189, 212]}, {"key": "section-3", "type": "clause", "offset": [250, 259]}, {"key": "model-portfolios", "type": "clause", "offset": [359, 375]}, {"key": "investment-strategies", "type": "definition", "offset": [381, 402]}, {"key": "form-adv", "type": "definition", "offset": [446, 454]}, {"key": "part-2a", "type": "definition", "offset": [456, 463]}, {"key": "important-information", "type": "definition", "offset": [481, 502]}, {"key": "proprietary-model", "type": "definition", "offset": [569, 586]}, {"key": "investment-portfolios", "type": "clause", "offset": [587, 608]}, {"key": "management-authority", "type": "definition", "offset": [682, 702]}, {"key": "pursuant-to-the-agreement", "type": "clause", "offset": [738, 763]}, {"key": "attachment-a", "type": "definition", "offset": [875, 887]}, {"key": "fee-schedule", "type": "definition", "offset": [888, 900]}, {"key": "section-7", "type": "clause", "offset": [1013, 1022]}, {"key": "affiliated-with", "type": "definition", "offset": [1060, 1075]}, {"key": "responsible-for", "type": "clause", "offset": [1107, 1122]}, {"key": "services-provided-by", "type": "clause", "offset": [1217, 1237]}, {"key": "the-custodian", "type": "definition", "offset": [1238, 1251]}, {"key": "section-15", "type": "definition", "offset": [1317, 1327]}, {"key": "of-the-authority", "type": "clause", "offset": [1391, 1407]}, {"key": "in-this-agreement", "type": "definition", "offset": [1443, 1460]}, {"key": "to-the-advisor", "type": "definition", "offset": [1479, 1493]}, {"key": "including-without-limitation", "type": "clause", "offset": [1495, 1523]}, {"key": "arbitration-provisions", "type": "clause", "offset": [1536, 1558]}, {"key": "section-28", "type": "clause", "offset": [1562, 1572]}], "size": 1, "samples": [{"hash": "e3BCCLOQlt5", "uri": "/contracts/e3BCCLOQlt5#subadvisory-services", "label": "Investment Advisory Agreement", "score": 33.6979103088, "published": true}], "hash": "0be8601451be54c796871364660f31ed", "id": 5}, {"snippet": "In its capacity as subadviser to the Fund, the Subadviser shall have the following responsibilities:\n(a) Subject to the supervision of the Trust\u2019s Board of Trustees (the \u201cBoard\u201d) and TAM, and consistent with the Fund\u2019s investment objectives, policies and restrictions, as stated in the Fund\u2019s current Prospectus and Statement of Additional Information, the Subadviser shall direct the asset allocation strategy and the investment decisions to implement such strategy for the Fund in accordance with the target level of equity exposure as determined by TAM two business days prior to the last Business Day of every month (\u201cTarget Allocation\u201d) by the proprietary dynamic asset allocation model from Transamerica Capital Management (the \u201cModel\u201d). Following receipt of the Target Allocation by the Subadviser, the Subadviser shall have 5 Business Days to reallocate the Fund\u2019s portfolio to reflect the new allocation; however, the Subadviser may request that TAM extend this period if the Subadviser deems such an extension to be in the best interest of the Fund and such request shall not be unreasonably withheld. The Subadviser shall not be responsible for determining the portion of the Fund\u2019s assets that are directly held in cash and cash equivalents, but shall be responsible for allocating such assets among the appropriate Underlying Funds.", "snippet_links": [{"key": "to-the-fund", "type": "definition", "offset": [30, 41]}, {"key": "the-subadviser", "type": "clause", "offset": [43, 57]}, {"key": "subject-to-the", "type": "definition", "offset": [105, 119]}, {"key": "of-the-trust", "type": "clause", "offset": [132, 144]}, {"key": "board-of-trustees", "type": "clause", "offset": [147, 164]}, {"key": "consistent-with-the", "type": "clause", "offset": [192, 211]}, {"key": "investment-objectives", "type": "definition", "offset": [219, 240]}, {"key": "policies-and-restrictions", "type": "clause", "offset": [242, 267]}, {"key": "prospectus-and-statement-of-additional-information", "type": "clause", "offset": [301, 351]}, {"key": "the-asset", "type": "clause", "offset": [381, 390]}, {"key": "investment-decisions", "type": "definition", "offset": [419, 439]}, {"key": "in-accordance-with", "type": "clause", "offset": [480, 498]}, {"key": "target-level", "type": "definition", "offset": [503, 515]}, {"key": "prior-to-the", "type": "clause", "offset": [574, 586]}, {"key": "day-of", "type": "clause", "offset": [601, 607]}, {"key": "target-allocation", "type": "definition", "offset": [622, 639]}, {"key": "asset-allocation-model", "type": "definition", "offset": [669, 691]}, {"key": "capital-management", "type": "clause", "offset": [710, 728]}, {"key": "receipt-of", "type": "clause", "offset": [754, 764]}, {"key": "allocation-by", "type": "clause", "offset": [776, 789]}, {"key": "new-allocation", "type": "definition", "offset": [898, 912]}, {"key": "best-interest", "type": "definition", "offset": [1033, 1046]}, {"key": "responsible-for", "type": "clause", "offset": [1140, 1155]}, {"key": "cash-and-cash-equivalents", "type": "definition", "offset": [1227, 1252]}, {"key": "underlying-funds", "type": "clause", "offset": [1328, 1344]}], "size": 1, "samples": [{"hash": "2kBHK7f7Q2o", "uri": "/contracts/2kBHK7f7Q2o#subadvisory-services", "label": "Investment Subadvisory Agreement (Transamerica Series Trust)", "score": 30.143737793, "published": true}], "hash": "aee156312d6d7d31e796ddbbbdb0c352", "id": 6}, {"snippet": "Subject to the resolutions of the Trust's Board of Trustees, the directives of the Adviser and the terms of the Funds' Prospectus and Statement of Additional Information delivered to the Sub-Adviser from time to time, the Sub-Adviser will assist the Adviser in providing a continuous investment program with respect to the Funds' portfolio, including investment research and management with respect to all securities and investments and cash equivalents in the Funds. Adviser authorizes Sub-Adviser to: (i) buy, sell, exchange, convert, and otherwise trade and deal in any and all securities as Sub-Adviser may, in its discretion, select in its performance of duties hereunder; (ii) establish and deal through accounts with one or more parties, including, but not limited to, securities brokers and dealers, banks and custodians, as Sub-Adviser may select to effect the portfolio transaction contemplated herein; and", "snippet_links": [{"key": "subject-to-the", "type": "definition", "offset": [0, 14]}, {"key": "of-the-trust", "type": "clause", "offset": [27, 39]}, {"key": "board-of-trustees", "type": "clause", "offset": [42, 59]}, {"key": "of-the-adviser", "type": "clause", "offset": [76, 90]}, {"key": "the-funds", "type": "clause", "offset": [108, 117]}, {"key": "information-delivered", "type": "clause", "offset": [158, 179]}, {"key": "the-sub", "type": "clause", "offset": [183, 190]}, {"key": "from-time-to-time", "type": "clause", "offset": [199, 216]}, {"key": "assist-the", "type": "clause", "offset": [239, 249]}, {"key": "continuous-investment-program", "type": "clause", "offset": [273, 302]}, {"key": "with-respect-to", "type": "clause", "offset": [303, 318]}, {"key": "investment-research", "type": "clause", "offset": [351, 370]}, {"key": "securities-and-investments", "type": "clause", "offset": [406, 432]}, {"key": "cash-equivalents", "type": "definition", "offset": [437, 453]}, {"key": "in-its-discretion", "type": "clause", "offset": [612, 629]}, {"key": "performance-of-duties", "type": "definition", "offset": [645, 666]}, {"key": "not-limited", "type": "clause", "offset": [760, 771]}, {"key": "brokers-and-dealers", "type": "clause", "offset": [787, 806]}, {"key": "portfolio-transaction", "type": "definition", "offset": [870, 891]}, {"key": "contemplated-herein", "type": "clause", "offset": [892, 911]}], "size": 1, "samples": [{"hash": "9AoK2YqYqnN", "uri": "/contracts/9AoK2YqYqnN#subadvisory-services", "label": "Subadvisory Agreement (Atlas Funds)", "score": 16.0, "published": true}], "hash": "c2dd2097d39cdce2c95f68854d33f035", "id": 7}, {"snippet": "You authorize us and we may engage one or more subadvisers to manage your Designated Account in accordance with your Investment Policy Statement in accordance with the limited discretionary authority you have granted us under Section 3, this Agreement, and any other re- quirements we may impose.\na. For each subadviser that we engage to manage some or all of your Designated Account, we will separately provide you with information about that subadviser and its ser- vices, model portfolios, and investment strategies. Each subad- viser maintains its own firm brochure (Form ADV, Part 2A), which discloses important information about the firm, its ser- vices, conflicts of interest that may arise with respect to its ser- vices, implementation of its services, and business relationships that the subadviser or its representatives may have with other product or service providers. We will receive, on your behalf, each subadviser\u2019s firm brochure (Form ADV, Part 2A), which contains important information. By signing this Agreement, you elect for us not to provide you the firm brochure(s) of the subadviser(s) that we engage to manage your Designated Ac- count. We will provide a copy of any subadviser\u2019s firm bro- chure to you at no charge upon your written request.\nb. The subadvisers we are most likely to engage typ- ically have developed proprietary model investment portfolios (the \u201cModel Portfolios\u201d) and will exercise the discretionary management authority you have granted us pursuant to the Agreement in performing these services using one or more Model Portfolios.\nc. Any investment advisory fees paid to a subadviser are included and will be paid out of the investment advisory fees we charge. You authorize each subadviser, as applicable, to coordinate, on our behalf, the billing of our fees as set forth in Section 8 of this Agreement.\nd. Each subadviser\u2019s liability is limited in Section 12 of this Agreement. Each subadviser is a third-party beneficiary of the authority, rights, and limitations described in this Agreement as are applicable to us, including without limitation the binding arbitration provisions in Section 21.", "snippet_links": [{"key": "designated-account", "type": "definition", "offset": [74, 92]}, {"key": "in-accordance-with", "type": "clause", "offset": [93, 111]}, {"key": "investment-policy-statement", "type": "definition", "offset": [117, 144]}, {"key": "the-limited", "type": "definition", "offset": [164, 175]}, {"key": "discretionary-authority", "type": "clause", "offset": [176, 199]}, {"key": "section-3", "type": "clause", "offset": [226, 235]}, {"key": "model-portfolios", "type": "clause", "offset": [475, 491]}, {"key": "investment-strategies", "type": "definition", "offset": [497, 518]}, {"key": "form-adv", "type": "definition", "offset": [571, 579]}, {"key": "part-2a", "type": "definition", "offset": [581, 588]}, {"key": "important-information-about", "type": "clause", "offset": [607, 634]}, {"key": "the-firm", "type": "clause", "offset": [635, 643]}, {"key": "conflicts-of-interest", "type": "definition", "offset": [661, 682]}, {"key": "with-respect-to", "type": "clause", "offset": [698, 713]}, {"key": "business-relationships", "type": "definition", "offset": [766, 788]}, {"key": "the-subadviser", "type": "clause", "offset": [794, 808]}, {"key": "service-providers", "type": "definition", "offset": [863, 880]}, {"key": "by-signing", "type": "clause", "offset": [1006, 1016]}, {"key": "to-provide", "type": "definition", "offset": [1054, 1064]}, {"key": "a-copy-of", "type": "clause", "offset": [1179, 1188]}, {"key": "no-charge", "type": "clause", "offset": [1232, 1241]}, {"key": "written-request", "type": "clause", "offset": [1252, 1267]}, {"key": "proprietary-model", "type": "definition", "offset": [1344, 1361]}, {"key": "investment-portfolios", "type": "clause", "offset": [1362, 1383]}, {"key": "management-authority", "type": "definition", "offset": [1445, 1465]}, {"key": "pursuant-to-the-agreement", "type": "clause", "offset": [1486, 1511]}, {"key": "fees-paid", "type": "clause", "offset": [1604, 1613]}, {"key": "the-investment", "type": "definition", "offset": [1667, 1681]}, {"key": "fees-we-charge", "type": "clause", "offset": [1691, 1705]}, {"key": "our-fees", "type": "definition", "offset": [1798, 1806]}, {"key": "section-8", "type": "definition", "offset": [1823, 1832]}, {"key": "section-12", "type": "definition", "offset": [1897, 1907]}, {"key": "of-the-authority", "type": "clause", "offset": [1972, 1988]}, {"key": "in-this-agreement", "type": "definition", "offset": [2024, 2041]}, {"key": "applicable-to", "type": "clause", "offset": [2049, 2062]}, {"key": "including-without-limitation", "type": "clause", "offset": [2067, 2095]}, {"key": "arbitration-provisions", "type": "clause", "offset": [2108, 2130]}, {"key": "section-21", "type": "definition", "offset": [2134, 2144]}], "size": 1, "samples": [{"hash": "81Za7q5rubl", "uri": "/contracts/81Za7q5rubl#subadvisory-services", "label": "Client Agreement", "score": 28.0360507965, "published": true}], "hash": "d68aeef28b0323c24409b6dff1c2072f", "id": 8}, {"snippet": "By this Agreement, Manager authorizes Subadviser to: (i) buy, sell, exchange, convert, and otherwise trade and deal in any and all securities and instruments as Subadviser may, in its discretion, select in its performance of duties hereunder; (ii) establish and deal through accounts with one or more parties, including, but not limited to, securities brokers and dealers, banks and custodians, as Subadviser may select to effect the transactions contemplated herein; and (iii)", "snippet_links": [{"key": "by-this-agreement", "type": "clause", "offset": [0, 17]}, {"key": "securities-and-instruments", "type": "clause", "offset": [131, 157]}, {"key": "in-its-discretion", "type": "clause", "offset": [177, 194]}, {"key": "performance-of-duties", "type": "definition", "offset": [210, 231]}, {"key": "not-limited", "type": "clause", "offset": [325, 336]}, {"key": "brokers-and-dealers", "type": "clause", "offset": [352, 371]}, {"key": "transactions-contemplated-herein", "type": "clause", "offset": [434, 466]}], "size": 1, "samples": [{"hash": "tvS5XLA0u2", "uri": "/contracts/tvS5XLA0u2#subadvisory-services", "label": "Subadvisory Agreement (Sterling Capital Funds)", "score": 20.9082813263, "published": true}], "hash": "0856597ea0283cec15384a71cfd1a6a3", "id": 9}, {"snippet": "Subject to the supervision of the Trust's Board of Trustees and the Adviser, the Sub-Adviser will assist the Adviser in providing a continuous investment program with respect to the Fund's portfolio, including investment research and management with respect to all securities and investments and cash equivalents in the Fund. The Sub-Adviser will provide services under this Agreement in accordance with the Fund's investment objectives, policies and restrictions as stated in the Fund's prospectus, statement of additional information and resolutions of the Trust's Board of Trustees applicable to the Fund, as provided to the Sub-Adviser by the Adviser from time to time. Without limiting the generality of the foregoing, the Sub-Adviser further agrees that it will, with respect to the Fund:\n(a) determine from time to time what securities and other investments will be purchased, retained or sold for the Fund;\n(b) place orders pursuant to its investment determinations for the Fund either directly with the issuer or with any broker or dealer;\n(c) not purchase shares of the Fund for itself or for accounts with respect to which it exercises sole investment discretion in connection with such transactions except as permitted by the Trust's Board of Trustees or by federal, state and local law;\n(d) manage the Fund's overall cash position;\n(e) attend periodic business and investment-related meetings with the Trust's Board of Trustees and the Adviser if requested to do so by the Trust and/or the Adviser, and such other meetings as may be mutually agreed;\n(f) respond to requests from the Adviser or the Fund's custodian for assistance in obtaining price sources or other information and analysis pertinent to pricing determinations for securities held by the Fund, and periodically review Fund security valuations for reasonableness;\n(g) ensure that, if required, securities are identified for proper segregation and collateralization;\n(h) maintain books and records with respect to the securities transactions for the Fund, furnish to the Adviser and the Trust's Board of Trustees such periodic and special reports as they may request with respect to the Fund, and provide in advance to the Adviser all reports to the Board of Trustees for examination and review within a reasonable time prior to the Trust's Board meetings; and\n(i) vote proxies in accordance with such proxy policies and procedures as may be mutually agreed from time to time and provide such information regarding such proxies and its exercise of proxy voting authority as reasonably requested by the Adviser, including information sufficient to prepare annual proxy voting record filings with the Securities and Exchange Commission on Form N-PX.", "snippet_links": [{"key": "subject-to-the", "type": "definition", "offset": [0, 14]}, {"key": "of-the-trust", "type": "clause", "offset": [27, 39]}, {"key": "the-sub", "type": "clause", "offset": [77, 84]}, {"key": "assist-the", "type": "clause", "offset": [98, 108]}, {"key": "continuous-investment-program", "type": "clause", "offset": [132, 161]}, {"key": "with-respect-to-the-fund", "type": "clause", "offset": [162, 186]}, {"key": "investment-research", "type": "clause", "offset": [210, 229]}, {"key": "securities-and-investments", "type": "clause", "offset": [265, 291]}, {"key": "cash-equivalents", "type": "definition", "offset": [296, 312]}, {"key": "services-under-this-agreement", "type": "clause", "offset": [355, 384]}, {"key": "in-accordance-with", "type": "clause", "offset": [385, 403]}, {"key": "investment-objectives", "type": "definition", "offset": [415, 436]}, {"key": "policies-and-restrictions", "type": "clause", "offset": [438, 463]}, {"key": "statement-of-additional-information", "type": "clause", "offset": [500, 535]}, {"key": "applicable-to", "type": "clause", "offset": [585, 598]}, {"key": "by-the-adviser", "type": "clause", "offset": [640, 654]}, {"key": "from-time-to-time", "type": "clause", "offset": [655, 672]}, {"key": "without-limiting-the-generality-of-the-foregoing", "type": "clause", "offset": [674, 722]}, {"key": "other-investments", "type": "definition", "offset": [847, 864]}, {"key": "place-orders", "type": "definition", "offset": [919, 931]}, {"key": "pursuant-to", "type": "definition", "offset": [932, 943]}, {"key": "the-issuer", "type": "clause", "offset": [1008, 1018]}, {"key": "broker-or-dealer", "type": "clause", "offset": [1031, 1047]}, {"key": "shares-of-the-fund", "type": "clause", "offset": [1066, 1084]}, {"key": "investment-discretion", "type": "definition", "offset": [1152, 1173]}, {"key": "in-connection-with", "type": "clause", "offset": [1174, 1192]}, {"key": "by-the-trust", "type": "clause", "offset": [1231, 1243]}, {"key": "local-law", "type": "clause", "offset": [1289, 1298]}, {"key": "cash-position", "type": "clause", "offset": [1330, 1343]}, {"key": "other-meetings", "type": "clause", "offset": [1521, 1535]}, {"key": "mutually-agreed", "type": "clause", "offset": [1546, 1561]}, {"key": "respond-to", "type": "definition", "offset": [1567, 1577]}, {"key": "assistance-in", "type": "clause", "offset": [1632, 1645]}, {"key": "price-sources", "type": "definition", "offset": [1656, 1669]}, {"key": "information-and-analysis", "type": "clause", "offset": [1679, 1703]}, {"key": "pricing-determinations", "type": "clause", "offset": [1717, 1739]}, {"key": "securities-held", "type": "definition", "offset": [1744, 1759]}, {"key": "by-the-fund", "type": "clause", "offset": [1760, 1771]}, {"key": "security-valuations", "type": "clause", "offset": [1802, 1821]}, {"key": "if-required", "type": "definition", "offset": [1859, 1870]}, {"key": "maintain-books-and-records", "type": "clause", "offset": [1948, 1974]}, {"key": "securities-transactions", "type": "definition", "offset": [1995, 2018]}, {"key": "adviser-and-the-trust", "type": "clause", "offset": [2048, 2069]}, {"key": "special-reports", "type": "clause", "offset": [2108, 2123]}, {"key": "in-advance", "type": "clause", "offset": [2182, 2192]}, {"key": "reports-to-the-board-of-trustees", "type": "clause", "offset": [2212, 2244]}, {"key": "examination-and-review", "type": "clause", "offset": [2249, 2271]}, {"key": "reasonable-time", "type": "definition", "offset": [2281, 2296]}, {"key": "to-the-trust", "type": "definition", "offset": [2303, 2315]}, {"key": "board-meetings", "type": "clause", "offset": [2318, 2332]}, {"key": "policies-and-procedures", "type": "definition", "offset": [2385, 2408]}, {"key": "information-regarding", "type": "clause", "offset": [2470, 2491]}, {"key": "exercise-of", "type": "clause", "offset": [2513, 2524]}, {"key": "voting-authority", "type": "clause", "offset": [2531, 2547]}, {"key": "requested-by", "type": "definition", "offset": [2562, 2574]}, {"key": "voting-record", "type": "clause", "offset": [2645, 2658]}, {"key": "filings-with-the-securities-and-exchange-commission", "type": "clause", "offset": [2659, 2710]}], "size": 1, "samples": [{"hash": "aFjcu4jvv8V", "uri": "/contracts/aFjcu4jvv8V#subadvisory-services", "label": "Subadvisory Agreement (Atlas Funds)", "score": 16.0, "published": true}], "hash": "25517210dc63319dac0ae1ab33c97ee5", "id": 10}], "next_curs": "Cl0SV2oVc35sYXdpbnNpZGVyY29udHJhY3RzcjkLEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2Ih1zdWJhZHZpc29yeS1zZXJ2aWNlcyMwMDAwMDAwYQyiAQJlbhgAIAA=", "clause": {"parents": [["use-of-name", "Use of Name"]], "title": "Subadvisory Services", "children": [["general", "General"], ["aggregation-of-securities-transactions", "Aggregation of Securities Transactions"], ["covenants", "Covenants"], ["portfolio-transactions", "Portfolio Transactions"], ["meetings", "Meetings"]], "size": 238, "id": "subadvisory-services", "related": [["advisory-services", "Advisory Services", "Advisory Services"], ["investment-subadvisory-services", "Investment Subadvisory Services", "Investment <strong>Subadvisory Services</strong>"], ["sub-advisory-services", "Sub-Advisory Services", "Sub-Advisory Services"], ["investment-advisory-services", "Investment Advisory Services", "Investment Advisory Services"], ["investment-sub-advisory-services", "Investment Sub-Advisory Services", "Investment Sub-Advisory Services"]], "related_snippets": [], "updated": "2026-04-19T04:24:51+00:00"}, "json": true, "cursor": ""}}