Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through it in accordance with generally accepted practices in the securities industry.
Appears in 3 contracts
Samples: Clearing Agreement (Echapman Com Inc), Disclosed Clearing Agreement (Chapman Holdings Inc), Pinnacle Global Group Inc
Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through it in accordance with generally accepted practices in the securities industryit.
Appears in 3 contracts
Samples: Disclosed Clearing Agreement (International Assets Holding Corp), Clearing Agreement (American Portfolios Holdings Inc), Clearing Agreement (American Portfolios Holdings Inc)
Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through it in accordance with generally accepted practices in the securities industryapplicable Rules.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Siebert Financial Corp)
Stock Records. Pershing shall maintain stock records and other prescribed ------------- books and records of all transactions executed or cleared through it in accordance with generally accepted practices in the securities industryit.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Ziegler Companies Inc)
