Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 12 contracts
Samples: Note Purchase Agreement (GFI Group Inc.), Note Purchase Agreement (DENTSPLY SIRONA Inc.), Note Purchase Agreement (Perkinelmer Inc)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 12 contracts
Samples: Note Purchase Agreement (Flow International Corp), Subsidiary Guaranty Agreement (Granite Construction Inc), Note Purchase Agreement (Stepan Co)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or ”, nor controlled by an “investment company”, required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 11 contracts
Samples: Note Purchase Agreement (STERIS PLC), Note Purchase Agreement (STERIS PLC), Note Purchase Agreement (Steris Corp)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 8 contracts
Samples: Note Purchase and Private Shelf Agreement (Schawk Inc), Note Purchase Agreement (Old Dominion Freight Line Inc/Va), Note Purchase Agreement (Old Dominion Freight Line Inc/Va)
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 7 contracts
Samples: Proquest Co, Note Purchase Agreement (Ferrellgas Partners Finance Corp), Note Purchase Agreement (Oil Dri Corporation of America)
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 4 contracts
Samples: Note Purchase Agreement (Stepan Co), Credit Agreement (Sigma Aldrich Corp), Note Purchase Agreement (Ferrellgas Partners Finance Corp)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or required to be registered subject to regulation under the United States Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the United States Federal Power Act, as amended.
Appears in 3 contracts
Samples: Note Purchase Agreement (PENGROWTH ENERGY Corp), Purchase Agreement (Pengrowth Energy Trust), Subordination Agreement (PENGROWTH ENERGY Corp)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995Interstate Commerce Act, as amended, or the Federal Power Act, as amended.
Appears in 3 contracts
Samples: Note Purchase Agreement (United Asset Management Corp), Note Purchase Agreement (United Asset Management Corp), Change of Control Agreement (Hickory Tech Corp)
Status under Certain Statutes. Neither the Company any Obligor nor any Restricted Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 3 contracts
Samples: Subsidiary Guaranty Agreement (Family Dollar Stores Inc), Note Purchase Agreement (Family Dollar Stores Inc), Joinder Agreement (Belk Inc)
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 2 contracts
Samples: Hecla Mining Company (Hecla Mining Co/De/), Note Purchase Agreement (Hecla Mining Co/De/)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 2 contracts
Samples: Shelf Agreement (Nn Inc), Note Purchase Agreement (Nn Inc)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the ICC Termination Act of 1995, as amended. The Company is subject to the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or and the Federal Power Act, as amended.
Appears in 2 contracts
Samples: Bond Purchase Agreement (Centerpoint Energy Inc), Bond Purchase Agreement (Centerpoint Energy Inc)
Status under Certain Statutes. Neither the Company nor any Subsidiary is (a) required to register as an “investment company,” registered or required to be registered under as such term is defined in the Investment Company Act of 1940, as amended, or is (b) subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 2 contracts
Samples: Guaranty Agreement (Woodward Governor Co), Guaranty Agreement (Woodward Governor Co)
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 19951935, as amended, or the Federal Power Act, as amended.
Appears in 2 contracts
Samples: Subsidiary Guaranty Agreement (Alliance Resource Partners Lp), Note Purchase Agreement (Alliance Resource Partners Lp)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “"investment company” " registered or required to be registered subject to regulation under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 2 contracts
Samples: Penn Virginia Resource Partners L P, Loan Agreement (Village Super Market Inc)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.. Stepan Company Amended and Restated Note Agreement
Appears in 2 contracts
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is an “investment company” registered or required to be registered subject to regulation under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 19951935, as amended, or the Federal Power Act, as amended.
Appears in 2 contracts
Samples: Note Purchase Agreement (Enerplus Resources Fund), Note Purchase Agreement (Enerplus Resources Fund)
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 2 contracts
Samples: Note Purchase Agreement (Hni Corp), Hain Celestial Group Inc
Status under Certain Statutes. Neither the Company nor any Subsidiary (i) is, or is required to be, registered as an “investment company” registered or required to be registered under within the meaning of the Investment Company Act of 1940, as amended, 1940 or (ii) is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 2 contracts
Samples: Note Purchase Agreement (Washington Real Estate Investment Trust), Note Purchase Agreement (Washington Real Estate Investment Trust)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “"investment company” " registered or required to be registered or subject to regulation under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 2 contracts
Samples: Subsidiary Guaranty Agreement (St Joe Co), Note Purchase Agreement (St Joe Co)
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.. Xxxxxxxxxx, X.X. Note Purchase Agreement
Appears in 1 contract
Samples: Note Purchase Agreement (Ferrellgas Partners Finance Corp)
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, 1995 or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. (a) Neither the Company nor any Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Samples: Securities Purchase Agreement (Westwood One Inc /De/)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Samples: Note Purchase Agreement (International Flavors & Fragrances Inc)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is . The Company and its Subsidiaries are subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or and the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is an “_ investment company” _ registered or required to be registered subject to regulation under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Samples: Note Purchase Agreement (Oceaneering International Inc)
Status under Certain Statutes. Neither the Company Obligor nor any Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the “control” of an “investment company” as such terms are defined in the Investment Company Act of 1940, as amended, the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended. Section 5.18.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or required to be registered subject to regulation under the United States Investment Company Act of 1940, as amended, or is subject to regulation under the United States Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 19951935, as amended, or the United States Federal Power Act, as amended.
Appears in 1 contract
Samples: Pengrowth Energy Trust
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, amended or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or . The Company is a “public utility holding company” within the Federal Power Actmeaning of the Public Utility Holding Company Act of 1935, as amendedamended (“PUHCA”). All necessary approvals under PUHCA for the issuance and sale of the Notes and the issuance and delivery of the Guaranty have been obtained.
Appears in 1 contract
Samples: Purchase Agreement (Nisource Inc/De)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is . The Company and its Subsidiaries are subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or and the Federal Power Act, as amended.. AmericasActive:15422968.5 AmericasActive:15549680.1
Appears in 1 contract
Samples: Purchase Agreement (Delmarva Power & Light Co /De/)
Status under Certain Statutes. Neither of the Company Obligors nor any Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Samples: Note Purchase Agreement (Devry Inc)
Status under Certain Statutes. Neither the Company nor any Subsidiary is or is required to be registered as an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject restricted in its ability to regulation incur Indebtedness under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Samples: DST Systems Inc
Status under Certain Statutes. Neither the Company nor any Subsidiary is, or is required to be registered as, an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or . Neither the Company nor any Subsidiary is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.. VP/#60437610.3
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or required to be registered subject to regulation under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Samples: Nordson Corp
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Dentsply International Inc. Note Purchase Agreement Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Samples: Note Purchase Agreement (Dentsply International Inc /De/)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 19951935, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or ”, nor controlled by an “investment company”, required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.. STERIS CORPORATION NOTE PURCHASE AGREEMENT
Appears in 1 contract
Samples: Note Purchase Agreement (STERIS PLC)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Samples: Note Purchase Agreement (Board of Trade of the City of Chicago Inc)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” registered or ”, nor controlled by an “investment company”, required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither None of the Company Obligors nor any Subsidiary is an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Samples: Purchase Agreement (Brady Corp)
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Holdings Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act1935, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Subsidiary is, or is required to be registered as, an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or . Neither the Company nor any Subsidiary is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is an “investment company” registered or required to be registered subject to regulation under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Restricted Subsidiary is an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 2005, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
Status under Certain Statutes. Neither the Company nor any Subsidiary is an “investment company” "INVESTMENT COMPANY" registered or required to be registered under the Investment Company Act of 1940, as amended, or is subject to regulation under the Public Utility Holding Company Act of 20051935, as amended, the ICC Termination Act of 1995, as amended, or the Federal Power Act, as amended.
Appears in 1 contract
