Common use of Shareholder Communications Election Clause in Contracts

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 58 contracts

Sources: Master Custodian Agreement (VanEck Avalanche ETF), Master Custodian Agreement (VanEck Solana ETF), Master Custodian Agreement (VanEck Avalanche ETF)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 51 contracts

Sources: Custodian Agreement (Growth Fund of America Inc), Custodian Agreement (Smallcap World Fund Inc), Custodian Agreement (MTB Group of Funds)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 36 contracts

Sources: Custodian Contract (American General Series Portfolio Co 3), Custodian Contract (Nvest Companies Trust I), Global Custody Agreement (Hartford Capital Appreciation Fund Inc)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 32 contracts

Sources: Custodian Agreement (RMK High Income Fund Inc), Master Custodian Agreement (Aig Series Trust), Master Custodian Agreement (Gabelli Asset Fund)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the a Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the each Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 30 contracts

Sources: Master Custodian Agreement (Scudder Income Trust), Master Custodian Agreement (Scudder Variable Series Ii), Master Custodian Agreement (Investment Trust)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 21 contracts

Sources: Master Custodian Agreement (Invesco Sector Funds Inc), Master Custodian Agreement (Invesco Counselor Series Funds Inc), Master Custodian Agreement (Invesco Counselor Series Funds Inc)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 19 contracts

Sources: Custodian Agreement (Evergreen Utilities & High Income Fund), Custodian Agreement (Neuberger Berman Institutional Liquidity Series), Custodian Agreement (Institutional Liquidity Trust)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 18 contracts

Sources: Custodian Agreement (T. Rowe Price Multi-Sector Account Portfolios, Inc.), Custodian Agreement (T. Rowe Price Retirement Funds, Inc.), Custodian Agreement (T. Rowe Price Reserve Investment Funds, Inc.)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions. DATA ACCESS SERVICES ADDENDUM TO CUSTODIAN AGREEMENT Addendum to the Custodian Agreement (as defined below) between each fund listed on Appendix A to the Custodian Agreement, as such Appendix A is amended from time to time (each such fund listed on Appendix A shall be individually referred to herein as the "FUND"), and State Street Bank and Trust Company ("STATE STREET").

Appears in 17 contracts

Sources: Custodian Agreement (Price T Rowe State Tax Free Income Trust), Custodian Agreement (T Rowe Price Institutional International Funds Inc), Custodian Agreement (Price T Rowe Gnma Fund)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.. SIGNATURE PAGE

Appears in 12 contracts

Sources: Master Custodian Agreement (John Hancock Multi Asset Credit Fund), Master Custodian Agreement (Manulife Private Credit Plus Fund), Custody Agreement

Shareholder Communications Election. SEC Rule 14b-2 promulgated under the Securities Exchange Act of 1934, as amended, requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 9 contracts

Sources: Master Custodian Agreement (Vanguard Institutional Index Funds), Master Custodian Agreement (Vanguard Massachusetts Tax-Exempt Funds), Master Custodian Agreement (Vanguard New York Tax-Free Funds)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions. DATA ACCESS SERVICES ADDENDUM TO CUSTODIAN AGREEMENT Addendum to the Custodian Agreement (as defined below) between each fund listed on Appendix A to the Custodian Agreement, as such Appendix A is amended from time to time (each such fund listed on Appendix A shall be individually referred to herein as the "Fund"), and State Street Bank and Trust Company ("State Street").

Appears in 7 contracts

Sources: Custodian Agreement (Price T Rowe Diversified Small Cap Growth Fund Inc), Custodian Agreement (Price T Rowe Mid Cap Value Fund Inc), Custodian Agreement (Price T Rowe Prime Reserve Fund Inc)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ [X] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 7 contracts

Sources: Custodian Agreement (Security Equity Fund), Custodian Agreement (Security Equity Fund), Custodian Agreement (Sun Capital Advisers Trust)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that custodians which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s or a Subsidiary name, address, and share position to requesting companies whose securities the Fund ownsand its Subsidiaries own. If a the Fund tells the Custodian “no,” ”, the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the Fund and its Subsidiaries or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund’s or Subsidiaries’ name, address, and share positions.

Appears in 7 contracts

Sources: Custody Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.), Custody Agreement (First Trust Alternative Opportunities Fund), Custody Agreement (Altmore BDC, Inc.)

Shareholder Communications Election. SEC Rule 14b-2 ----------------------------------- requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.. REMAINDER OF PAGE INTENTIONALLY LEFT BLANK

Appears in 7 contracts

Sources: Master Custodian Agreement (Smith Barney Intermediate Municipal Fund Inc), Master Custodian Agreement (Greenwich Street Series Fund), Master Custodian Agreement (Smith Barney Investment Funds Inc /Md/)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the a Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the a Fund as consenting to disclosure of this information for all securities owned by the a Fund or any funds or accounts established by the a Fund. For a Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the a Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the a Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the a Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the a Fund’s name, address, and share positions.

Appears in 6 contracts

Sources: Master Custodian Agreement (Aim Sector Funds (Invesco Sector Funds)), Master Custodian Agreement (Aim Tax-Exempt Funds (Invesco Tax-Exempt Funds)), Master Custodian Agreement (Invesco Senior Loan Fund)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian “no,” ”, the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] x The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 5 contracts

Sources: Custodian Agreement (Owl Rock Capital Corp), Custodian Agreement (Owl Rock Capital Corp), Custodian Agreement (PIMCO Dynamic Income Fund)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] / / The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] /X/ The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 5 contracts

Sources: Custodian Agreement (RMR Preferred Dividend Fund), Custodian Agreement (RMR Hospitality & Real Estate Fund), Custodian Agreement (RMR F.I.R.E. Fund)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ [_] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 5 contracts

Sources: Master Custodian Agreement (Wells Fargo Funds Trust), Master Custodian Agreement (Smith Barney Shearson New Jersey Municipals Fund Inc), Master Custodian Agreement (Cohen & Steers Select Utility Fund Inc)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that custodians which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each a Fund to indicate whether it authorizes the Custodian to provide such a Fund’s or a Subsidiary name, address, and share position to requesting companies whose securities the a Fund ownsand its Subsidiaries own. If a Fund tells the Custodian “no,” ”, the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the a Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the a Fund and its Subsidiaries or any funds or accounts established by the a Fund. For a Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the a Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the a Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the a Fund’s name, address, and share positions. NO [X[ X ] The Custodian is not authorized to release the a Fund’s or Subsidiaries’ name, address, and share positions.

Appears in 4 contracts

Sources: Custody Agreement (Franklin Templeton Variable Insurance Products Trust), Custody Agreement (Franklin Strategic Series), Custody Agreement (Franklin LTD Duration Income Trust)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Sub-Custodian needs each the Fund to indicate whether it authorizes the Sub-Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Sub-Custodian "no,” ", the Sub-Custodian will not provide this information to requesting companies. If a the Fund tells the Sub-Custodian "yes" or does not check either "yes" or "no" below, the Sub-Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Sub-Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X[ ] The Sub-Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 4 contracts

Sources: Sub Custodian Contract (Munder Funds Inc), Sub Custodian Contract (St Clair Funds Inc), Sub Custodian Contract (St Clair Funds Inc)

Shareholder Communications Election. SEC With respect to securities issued in the United States, Rule 14b-2 under the 1934 Act requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, Rule 14b-2 prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions. With respect to securities issued outside the United States, the Custodian will disclose information required by law, regulation, rules of a stock exchange or organizational documents of an issuer. A Fund will provide to the Custodian any required information if it is not otherwise reasonably available to the Custodian.

Appears in 3 contracts

Sources: Custodian Services Agreement (Legg Mason Partners Money Market Trust), Custodian Services Agreement (Legg Mason ETF Investment Trust), Custodian Services Agreement (Legg Mason ETF Investment Trust)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 3 contracts

Sources: Custodian Contract (Orbitex Group of Funds), Custodian Contract (Orbitex Group of Funds), Custodian Contract (Orbitex Life Science & Biotechnology Fund Inc)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.. SIGNATURE PAGE --------------

Appears in 3 contracts

Sources: Master Custodian Agreement (Baron Select Funds), Master Custodian Agreement (Morgan Keegan Select Fund Inc), Master Custodian Agreement (Alliancebernstein Fixed Income Shares Inc)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 3 contracts

Sources: Custodian Agreement (Great Elm Capital Corp.), Custodian Agreement (Edward Jones Money Market Fund), Custodian Agreement (Great Elm Capital Corp.)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] x The Custodian is not authorized to release the Fund’s name, address, and share positions.. SIGNATURE PAGE

Appears in 3 contracts

Sources: Master Custodian Agreement (Guardian Variable Products Trust), Master Custodian Agreement (Lattice Strategies Trust), Master Custodian Agreement (Lattice Strategies Trust)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rulerule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 3 contracts

Sources: Custodian Agreement (Principal Exchange-Traded Funds), Master Custodian Agreement (WisdomTree Trust), Custodian Agreement (Renaissance Capital Greenwich Funds)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.. SIGNATURE PAGE

Appears in 3 contracts

Sources: Master Custodian Agreement (Clough Funds Trust), Master Custodian Agreement (Rivernorth Opportunities Fund, Inc.), Master Custodian Agreement (Smead Funds Trust)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that custodians which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s or a Subsidiary name, address, and share position to requesting companies whose securities the Fund ownsand its Subsidiaries own. If a the Fund tells the Custodian “no,” ”, the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the Fund and its Subsidiaries or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [Xx] The Custodian is not authorized to release the Fund’s or Subsidiaries’ name, address, and share positions.

Appears in 3 contracts

Sources: Custody Agreement (Stone Ridge Trust VIII), Custody Agreement (Stone Ridge Trust V), Custody Agreement (Stone Ridge Trust V)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Trustee on behalf of the Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund the Trustee, on behalf of the Fund, tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund the Trustee, on behalf of the Fund, tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 2 contracts

Sources: Custodian Agreement (SPDR Dow Jones Industrial Average Etf Trust), Custodian Agreement (SPDR S&p 500 Etf Trust)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share share, position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 2 contracts

Sources: Custodian Contract (Brazos Mutual Funds), Custodian Contract (Brazos Mutual Funds)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to Information Classification: Limited Access disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian “no,” ”, the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.. Information Classification: Limited Access

Appears in 2 contracts

Sources: Custodian Agreement (Owl Rock Technology Income Corp.), Custodian Agreement (Owl Rock Technology Income Corp.)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.. SIGNATURE PAGE

Appears in 2 contracts

Sources: Master Custodian Agreement (BMO LGM Frontier Markets Equity Fund), Master Custodian Agreement (Diamond Hill Funds)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s 's protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 2 contracts

Sources: Master Custodian Agreement (Northern Lights Fund Trust Ii), Master Custodian Agreement (Forum Funds)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [XX ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 2 contracts

Sources: Custodian Contract (Neuberger & Berman Income Funds), Custodian Contract (Neuberger & Berman Income Trust)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ [X] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 2 contracts

Sources: Custodian Agreement (Silver Spike Investment Corp.), Custodian Agreement (Silver Spike Investment Corp.)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not Information Classification: Limited Access check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 2 contracts

Sources: Mutual Fund Custody & Services Agreement (Lincoln Funds Trust), Mutual Fund Custody & Services Agreement (Lincoln Funds Trust)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securitiesunder the Securities and Exchange Act of 1934, as amended, requires a bank that term is used in federal holds securities laws, for the account of customers to respond to requests by issuers an issuer of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the that bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the ruleRule 14b-2, as which may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the ruleRule 14b-2, as if applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the RuleRule 14b-2, as if applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.. SIGNATURE PAGE

Appears in 2 contracts

Sources: Master Custodian Agreement (Elfun Income Fund), Master Custodian Agreement (Ge Institutional Funds)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund Customer to indicate whether it authorizes the Custodian to provide such FundCustomer’s name, address, and share position to requesting companies whose securities the Fund Customer owns. If a Fund Customer tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund Customer tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund Customer as consenting to disclosure of this information for all securities owned by the Fund Customer or any funds or accounts established by the FundCustomer. For a FundCustomer’s protection, the Rule, as applicable, prohibits the requesting company from using the FundCustomer’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund Customer consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the FundCustomer’s name, address, and share positions. NO [X] The Custodian is not authorized to release the FundCustomer’s name, address, and share positions.

Appears in 2 contracts

Sources: Master Custodian Agreement (BlackRock Direct Lending Corp.), Master Custodian Agreement (BlackRock Direct Lending Corp.)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.. SIGNATURE PAGE

Appears in 2 contracts

Sources: Custodian Agreement (New Mountain Guardian IV Income Fund, L.L.C.), Custodian Agreement (New Mountain Guardian IV Unlevered BDC, L.L.C.)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that custodians which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s or a Subsidiary name, address, and share position to requesting companies whose securities the Fund ownsand its Subsidiaries own. If a the Fund tells the Custodian “no,” ”, the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the Fund and its Subsidiaries or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 2 contracts

Sources: Custody Agreement (Fundrise Real Estate Interval Fund, LLC), Custody Agreement (First Capital Investment Corp)

Shareholder Communications Election. SEC Rule 14b-2 requires ----------------------------------- banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.. REMAINDER OF PAGE INTENTIONALLY LEFT BLANK

Appears in 2 contracts

Sources: Master Custodian Agreement (Smith Barney Funds Inc), Master Custodian Agreement (Smith Barney Investment Trust)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rulerule, as applicable, prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 2 contracts

Sources: Custodian Agreement (Principal Exchange-Traded Funds), Custodian Agreement (Renaissance Capital Greenwich Funds)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES YES[ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [XNO[ ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 2 contracts

Sources: Custodian Agreement (Flex Partners/), Custodian Contract (Flex Partners/)

Shareholder Communications Election. SEC Rule 14b-2 requires ----------------------------------- banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Sources: Master Custodian Agreement (Smith Barney Multiple Discipline Account Trust)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, State Street needs the Custodian needs each on behalf of the Fund to indicate whether it authorizes the Custodian State Street to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian tells State Street “no,” the Custodian State Street will not provide this information to requesting companies. If a Fund tells the Custodian tells State Street “yes” or does not check either “yes” or “no” below, the Custodian State Street is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Custodian on behalf of the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian ☐ State Street is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian ☒ State Street is not authorized to release the Fund’s name, address, and share positions.. Information Classification: Limited Access SIGNATURE PAGE

Appears in 1 contract

Sources: Sub Custodian Agreement (Short Term Investment Fund for Puerto Rico Residents, Inc.)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that custodians which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s or a Subsidiary name, address, and share position to requesting companies whose securities the Fund ownsand its Subsidiaries own. If a the Fund tells the Custodian “no,” ”, the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the Fund and its Subsidiaries or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Sources: Custody Agreement (RiverNorth Marketplace Lending Corp)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian Bank needs the Trust and each Fund to indicate whether it authorizes the Custodian Bank to provide such Trust’s and/or Fund’s name, address, and share position to requesting companies whose securities the Trust and/or Fund owns. If a the Trust or Fund tells the Custodian Bank “no,” the Custodian Bank will not provide this information to requesting companies. If a the Trust or Fund tells the Custodian Bank “yes” or does not check either “yes” or “no” below, the Custodian Bank is required by the rule, as applicable, to treat the Trust and Fund as consenting to disclosure of this information for all securities owned by the Trust and/or Fund or any funds or accounts established by the Trust and/or Fund. For a the Trust’s or Fund’s protection, the RuleRule 14b-2, as applicable, prohibits the requesting company from using the Trust or Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Trust and Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian Bank is authorized to release the FundTrust’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Sources: Custodian Agreement (Gmo Trust)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a Fund the fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X[ x ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Sources: Custodian Contract (Global High Income Portfolio)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Sources: Custodian Contract (Global Strategic Income Portfolio)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such Fund’s a Portfolio's name, address, and share position to requesting companies whose securities the Fund Portfolio owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund Portfolio(s) or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s Portfolio's name and address for any purpose other than corporate communications. Please indicate below whether the Fund Fund, on behalf of its Portfolio(s), consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s Portfolio's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s Portfolio's name, address, and share positions.

Appears in 1 contract

Sources: Custodian Agreement (Alliancebernstein Corporate Shares)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 l4b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Sources: Custodian Contract (Painewebber Pace Select Advisors Trust)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such Fund’s the Portfolio's name, address, and share position to requesting companies whose securities the Fund Portfolio owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund Portfolios or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s Portfolio's name, address, address and share positions. NO [X] The Custodian is not authorized to release the Fund’s Portfolio's name, address, address and share positions.

Appears in 1 contract

Sources: Custodian Contract (Painewebber Master Series Inc)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that custodians which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s or a Subsidiary name, address, and share position to requesting companies whose securities the Fund ownsand its Subsidiaries own. If a the Fund tells the Custodian “no,” ”, the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the Fund and its Subsidiaries or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s or Subsidiaries’ name, address, and share positions.

Appears in 1 contract

Sources: Custody Agreement (Fundrise Growth Tech Interval Fund, LLC)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that custodians which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s or a Subsidiaiy name, address, and share position to requesting companies whose securities the Fund owns. and its Subsidiaries own, If a the Fund tells the Custodian “no,” ”, the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the Fund and its Subsidiaries or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund’s or Subsidiaries’ name, address, and share positions.

Appears in 1 contract

Sources: Custody Agreement (RiverNorth Capital & Income Fund, Inc.)

Shareholder Communications Election. SEC Rule 14b-2 requires 14b-2requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Sources: Master Custodian Agreement (Highland Floating Rate Opportunities Fund Ii)

Shareholder Communications Election. SEC Rule 14b-2 under the Securities Exchange Act of 1934, as amended, requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies 34 whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, address and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, address and share positions.

Appears in 1 contract

Sources: Custodian Agreement (Warburg Pincus Trust)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings holdngs of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives alternative below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Sources: Custodian Contract (Alger Fund)

Shareholder Communications Election. 25.1 SEC Rule 14b-2 requires banks that custodians which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank custodian unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s or a Subsidiary name, address, and share position to requesting companies whose securities the Fund ownsand its Subsidiaries own. If a the Fund tells the Custodian “no,” ”, the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund and its Subsidiaries as consenting to disclosure of this information for all securities owned by the Fund and its Subsidiaries or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. . 25.2 YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund’s or Subsidiaries’ name, address, and share positions.

Appears in 1 contract

Sources: Custody Agreement (AlphaCentric Prime Meridian Income Fund)

Shareholder Communications Election. SEC Rule 14b-2 under the ___________________________________ Securities Exchange Act of 1934 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Sources: Master Custodian Agreement (Travelers Series Trust)

Shareholder Communications Election. SEC Rule Securities and Exchange Commission rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund the Trust to indicate whether it authorizes the Custodian to provide such Fund’s the Trust's name, address, and share position to requesting companies whose securities the Fund ownsTrust holds on behalf of the Fund. If a Fund the Trust tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “"yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund Trust as consenting to disclosure of this information for all securities owned held by the Fund or any funds or accounts established by Trust on behalf of the Fund. For a Fund’s the Trust's protection, the Rule, as applicable, rule prohibits the requesting company from using the Fund’s Trust's name and address for any purpose other than corporate communications. Please indicate below whether the Fund Trust consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s Trust's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund’s Trust's name, address, and share positions.

Appears in 1 contract

Sources: Custodian Contract (State Farm Variable Product Trust)

Shareholder Communications Election. SEC Rule 14b-2 under the Exchange Act requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Sources: Master Custodian Agreement (Tiaa Cref Life Fund)

Shareholder Communications Election. SEC Rule 14b-2 under the Securities Exchange Act of 1934, as amended from time to time, requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Sources: Master Custodian Agreement (AQR Funds)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts Information Classification: Limited Access established by the Fund. For a Fund’s 's protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Sources: Master Custodian Agreement (Value Line Asset Allocation Fund Inc)

Shareholder Communications Election. SEC Rule 14b-2 under the Securities Exchange Act, 1934 (the “Rule”), requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund Trust to indicate whether it authorizes the Custodian to provide such FundTrust’s name, address, and share position to requesting companies whose securities the Fund Trust owns. If a Fund Trust tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund Trust tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund Trust as consenting to disclosure of this information for all securities owned by the Fund Trust or any funds or accounts established by the FundTrust. For a FundTrust’s protection, the Rule, as applicable, prohibits the requesting company from using the FundTrust’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund Trust consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the FundTrust’s name, address, and share positions. NO [XX ] The Custodian is not authorized to release the FundTrust’s name, address, and share positions.

Appears in 1 contract

Sources: Master Custodian Agreement (T. Rowe Price Active Crypto ETF)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund on behalf of the Portfolios to indicate whether it authorizes the Custodian to provide such Fund’s the Portfolios name, address, and share position to requesting companies whose securities the Fund ownsPortfolios own. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund Portfolios or any funds or accounts established by the Fund. For a Fund’s the Portfolios' protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s Portfolio's name and address for any purpose other than corporate communications. Please indicate below whether the Fund on behalf of the Portfolios consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s namePortfolios' names, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, addressaddresses, and share positions.

Appears in 1 contract

Sources: Custodian Contract (Heritage Series Trust)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, sec/urities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a Fund the fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X[ x ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Sources: Custodian Contract (Global Investment Portfolio)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Sources: Custodian Contract (Equi Select Series Trust)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s 's protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Sources: Master Custodian Agreement (BlackRock Credit Strategies Fund)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s 's protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. Information Classification: Limited Access NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.. Information Classification: Limited Access SIGNATURE PAGE

Appears in 1 contract

Sources: Master Custodian Agreement (Homestead Funds Trust)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] / / The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] /X/ The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Sources: Custodian Contract (Schroder Series Trust Ii)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] x The Custodian is not authorized to release the Fund’s name, address, and share positions.. SIGNATURE PAGE

Appears in 1 contract

Sources: Master Custodian Agreement (BMO Lloyd George Frontier Markets Equity Fund)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, address and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund Portfolio or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Sources: Custodian Contract (JPM Series Trust)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian "no,” ", the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Sources: Global Custody Agreement (Hartford U S Government Money Market Fund Inc)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by Information Classification: Limited Access the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Sources: Master Custodian Agreement (VanEck BNB ETF)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.. SIGNATURE PAGE

Appears in 1 contract

Sources: Master Custodian Agreement (Keeley Funds, Inc.)

Shareholder Communications Election. SEC Rule 14b-2 under the Securities Exchange Act of 1934 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Sources: Master Custodian Agreement (AltShares Trust)

Shareholder Communications Election. SEC Rule 14b-2 under the Exchange Act requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] ¨ The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] x The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Sources: Master Custodian Agreement (Tiaa Separate Account Va 1)

Shareholder Communications Election. SEC Rule 14b-2 under the Exchange Act requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Sources: Master Custodian Agreement (College Retirement Equities Fund)

Shareholder Communications Election. SEC Securities and Exchange Commission Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Sub-Custodian needs each Fund the Corporation to indicate whether it authorizes the Sub-Custodian to provide such the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund the Corporation tells the Sub-Custodian "no,” ", the Sub-Custodian will not provide this information to requesting companies. If a Fund the Corporation tells the Sub-Custodian "yes" or does not check either "yes" or "no" below, the Sub-Custodian is required by the rule, as applicable, rule to treat the Fund Corporation as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the FundCorporation. For a Fund’s the Corporation's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Corporation's/Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund Corporation consents or objects by checking one of the alternatives below. YES [ X ] The Sub-Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X[ ] The Sub-Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Sources: Sub Custodian Contract (Marshall Funds Inc)

Shareholder Communications Election. SEC Rule Securities and Exchange Commission rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund the Trust to indicate whether it authorizes the Custodian to provide such Fund’s the trust's name, address, and share position to requesting companies whose securities the Fund ownsTrust holds on behalf of the Fund. If a Fund the Trust tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian “"yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund Trust as consenting to disclosure of this information for all securities owned held by the Fund or any funds or accounts established by Trust on behalf of the Fund. For a Fund’s the Trust's protection, the Rule, as applicable, rule prohibits the requesting company from using the Fund’s Trust's name and address for any purpose other than corporate communications. Please indicate below whether the Fund Trust consents or objects by checking one of the alternatives below. YES [ [_] The Custodian is authorized to release the Fund’s Trust's name, address, and share positions. NO [X_] The Custodian is not authorized to release the Fund’s Trust's name, address, and share positions.

Appears in 1 contract

Sources: Custodian Contract (State Farm Variable Product Trust)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian “no,” ”, the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rulerule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Sources: Custodian Agreement (Corporate Capital Trust, Inc.)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s 's protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.. Information Classification: Limited Access

Appears in 1 contract

Sources: Master Custodian Agreement (Northern Lights Fund Trust Ii)

Shareholder Communications Election. SEC Rule 14b-2 ------------------------------------ requires banks that which hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each Fund to indicate whether it authorizes the Custodian to provide such Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If a Fund tells the Custodian "no," the Custodian will not provide this information to requesting companies. If a Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule, as applicable, rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a Fund’s 's protection, the Rule, as applicable, Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Sources: Master Custodian Agreement (Smith Barney Appreciation Fund Inc)

Shareholder Communications Election. SEC Rule 14b-2 requires banks that hold securities, as that term is used in federal securities laws, for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, as may be applicable, the Custodian needs each the Fund to indicate whether it authorizes the Custodian to provide such the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If a the Fund tells the Custodian “no,” the Custodian will not provide this information to requesting companies. If a the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule, as applicable, to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For a the Fund’s protection, the Rule, as applicable, prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Sources: Custodian Agreement (New Mountain Guardian III BDC, L.L.C.)