Common use of Servicer Compensation Clause in Contracts

Servicer Compensation. (a) Servicer concession, if any, on Servicer’s sales of shares of a Fund will be offered as described in the then-current Prospectus or in the applicable schedule of concessions issued by ADI and in effect at the time of ADI sale to Servicer. Upon written notice to Servicer, ADI, or a Fund, may change or discontinue any schedule of concessions, or issue a new schedule. Servicer may be deemed to be an underwriter in connection with sales by Servicer of shares of a Fund where Servicer receives all or substantially all of the sales charge as set forth in the then-current Prospectus and, therefore, Servicer may be subject to applicable provisions of the Securities Act of 1933. Compensation paid, if any, pursuant to a Plan for the sale of certain class of a Fund’s shares is described in Fee Schedule attached hereto and in such respective Fund’s then-current Prospectus.

Appears in 7 contracts

Samples: Shareholder Servicing Agreement (Financial Investors Trust), Shareholder Servicing Agreement (Financial Investors Trust), Shareholder Servicing Agreement (ALPS Series Trust)

AutoNDA by SimpleDocs

Servicer Compensation. (a) Servicer concession, if any, on Servicer’s sales of shares of a Fund will be offered as described in the then-current Prospectus or in the applicable schedule of concessions issued by ADI and in effect at the time of ADI sale to Servicer. Upon written notice to Servicer, ADI, or a Fund, may change or discontinue any schedule of concessions, or issue a new schedule. Servicer may be deemed to be an underwriter in connection with sales by Servicer of shares of a Fund where Servicer receives all or substantially all of the sales charge as set forth in the then-current Prospectus and, therefore, Servicer may be subject to applicable provisions of the Securities Act of 1933. Compensation paid, if any, pursuant to a Plan for the sale of certain class of a Fund’s shares is described in Agreement Fee Schedule (“Fee Schedule”) attached hereto and in such respective Fund’s then-current Prospectus.

Appears in 5 contracts

Samples: Intermediary Servicing Agreement (MTB Funds), Shareholder Servicing Agreement (Financial Investors Trust), Shareholder Servicing Agreement (Transparent Value Trust)

Servicer Compensation. (a) Servicer concession, if any, on Servicer’s sales of shares of a Fund will be offered as described in the then-current Prospectus or in the applicable schedule of concessions issued by ADI the Distributor and in effect at the time of ADI sale to Servicer. Upon written notice to Servicer, ADIthe Distributor, or a Fund, may change or discontinue any schedule of concessions, or issue a new schedule. Servicer may be deemed to be an underwriter in connection with sales by Servicer of shares of a Fund where Servicer receives all or substantially all of the sales charge as set forth in the then-current Prospectus and, therefore, Servicer may be subject to applicable provisions of the Securities Act of 1933, as amended. Compensation paid, if any, pursuant to a Plan for the sale of certain class of a Fund’s shares is described in Agreement Fee Schedule (“Fee Schedule”) attached hereto and in such respective Fund’s then-current Prospectus.

Appears in 4 contracts

Samples: Shareholder Servicer (List Income Opportunities Fund), Shareholder Servicing (ALPS Series Trust), Shareholder Servicer Selling Agreement (Broadstone Real Estate Access Fund)

Servicer Compensation. (a) Servicer concession, if any, on Servicer’s sales of shares of a Fund will be offered as described in the then-current Prospectus and/or SAI or in the applicable schedule of concessions issued by ADI and in effect at the time of ADI sale to Servicer. Upon written notice to Servicer, ADI, or a Fund, may change or discontinue any schedule of concessions, or issue a new schedule. Servicer may be deemed to be an underwriter in connection with sales by Servicer of shares of a Fund where Servicer receives all or substantially all of the sales charge as set forth in the then-current Prospectus and, therefore, Servicer may be subject to applicable provisions of the Securities Act of 1933, as amended (the “Securities Act”). Compensation paid, if any, pursuant to a Plan for the sale of certain class of a Fund’s shares is described in Agreement Fee Schedule attached hereto (“Fee Schedule”) and in such respective Fund’s then-current Prospectus.

Appears in 2 contracts

Samples: Intermediary Servicing Agreement (Wilmington Funds), Intermediary Servicing Agreement (Wilmington Funds)

Servicer Compensation. (a) Servicer concession, if any, on Servicer’s 's sales of shares of a Fund will be offered as described in the then-current Prospectus or in the applicable schedule of concessions issued by ADI and in effect at the time of ADI sale to Servicer. Upon written notice to Servicer, ADI, or a Fund, may change or discontinue any schedule of concessions, or issue a new schedule. Servicer may be deemed to be an underwriter in connection with sales by Servicer of shares of a Fund where Servicer receives all or substantially all of the sales charge as set forth in the then-current Prospectus and, therefore, Servicer may be subject to applicable provisions of the Securities Act of 1933. Compensation paid, if any, pursuant to a Plan for the sale of certain class of a Fund’s 's shares is described in Agreement Fee Schedule ("Fee Schedule") attached hereto and in such respective Fund’s 's then-current Prospectus.

Appears in 2 contracts

Samples: Shareholder Servicing Agreement (Westcore Trust), Shareholder Servicing Agreement (Westcore Trust)

Servicer Compensation. (a) Servicer concession, if any, on Servicer’s sales of shares of a Fund will be offered as described in the then-current Prospectus or in the applicable schedule of concessions issued by ADI and in effect at the time of ADI sale to Servicer. Upon written notice to Servicer, ADI, or a Fund, may change or discontinue any schedule of concessions, or issue a new schedule. Servicer may be deemed to be an underwriter in connection with sales by Servicer of shares of a Fund where Servicer receives all or substantially all of the sales charge as set forth in the then-current Prospectus and, therefore, Servicer may be subject to applicable provisions of the Securities Act of 1933, as amended. Compensation paid, if any, pursuant to a Plan for the sale of certain class of a Fund’s shares is described in Agreement Fee Schedule (“Fee Schedule”) attached hereto and in such respective Fund’s then-current Prospectus.

Appears in 1 contract

Samples: Intermediary Agreement (Firsthand Funds)

Servicer Compensation. (a) Servicer concession, if any, on Servicer’s sales of shares of a Fund will be offered as described in the then-current Prospectus or in the applicable schedule of concessions issued by ADI and in effect at the time of ADI sale to Servicer. Upon written notice to Servicer, ADI, or a Fund, may change or discontinue any schedule of concessions, or issue a new schedule. Servicer may be deemed to be an underwriter in connection with sales by Servicer of shares of a Fund where Servicer receives all or substantially all of the sales charge as set forth in the then-current Prospectus and, therefore, Servicer may be subject to applicable provisions of the Securities Act of 1933, as amended. Compensation paid, if any, pursuant to a Plan for the sale of certain class of a Fund’s shares is described in Agreement Fee Schedule (“Fee Schedule”) attached hereto and in such respective Fund’s then-current Prospectus.

Appears in 1 contract

Samples: Shareholder Servicing Agreement (Heartland Group Inc)

Servicer Compensation. (a) Servicer concession, if any, on Servicer’s sales of shares of a Fund will be offered as described in the then-current Prospectus or in the applicable schedule of concessions issued by ADI the Distributor and in effect at the time of ADI sale to Servicer. Upon written notice to Servicer, ADIthe Distributor, or a Fund, may change or discontinue any schedule of concessions, or issue a new schedule. Servicer may be deemed to be an underwriter in connection with sales by Servicer of shares of a Fund where Servicer receives all or substantially all of the sales charge as set forth in the then-current Prospectus and, therefore, Servicer may be subject to applicable provisions of the Securities Act of 1933, as amended. Compensation paid, if any, pursuant to a Plan for the sale of certain class of a Fund’s shares is Exhibit (e)(4) described in Agreement Fee Schedule (“Fee Schedule”) attached hereto and in such respective Fund’s then-current Prospectus.

Appears in 1 contract

Samples: Shareholder Servicing (Brandes Investment Trust)

AutoNDA by SimpleDocs

Servicer Compensation. (a) Servicer concession, if any, on Servicer’s sales of shares of a Fund will be offered as described in the then-current Prospectus or in the applicable schedule of concessions issued by ADI and in effect at the time of ADI sale to Servicer. Upon written notice to Servicer, ADI, or a Fund, may change or discontinue any schedule of concessions, or issue a new schedule. Servicer may be deemed to be an underwriter in connection with sales by Servicer of shares of a Fund where Servicer receives all or substantially all of the sales charge as set forth in the then-current Prospectus and, therefore, Servicer may be subject to applicable provisions of the Securities Act of 1933. Compensation paid, if any, pursuant to a Plan for the sale of certain class of a Fund’s shares is described in Agreement Fee Schedule (“Fee Schedule”) attached hereto and in such respective Fund’s then-current Prospectus.

Appears in 1 contract

Samples: Shareholder Servicing Agreement (Heartland Group Inc)

Servicer Compensation. (a) Servicer concession, if any, on Servicer’s sales of shares of a Fund will be offered as described in the then-current Prospectus or in the applicable schedule of concessions issued by ADI the Distributor and in effect at the time of ADI sale to Servicer. Upon written notice to Servicer, ADIthe Distributor, or a Fund, may change or discontinue any schedule of concessions, or issue a new schedule. Servicer may be deemed to be an underwriter in connection with sales by Servicer of shares of a Fund where Servicer receives all or substantially all of the sales charge as set forth in the then-current Prospectus and, therefore, Servicer may be subject to applicable provisions of the Securities Act of 1933, as amended. Compensation paid, if any, pursuant to a Plan for the sale of certain class of a Fund’s shares is described in this Agreement in the Fee Schedule (“Fee Schedule”) attached hereto and in such respective Fund’s then-current Prospectus.

Appears in 1 contract

Samples: Shareholder Servicer (Opportunistic Credit Interval Fund)

Servicer Compensation. (a) Servicer concession, if any, on Servicer’s sales of shares of a Fund will be offered as described in the then-current Prospectus or in the applicable schedule of concessions issued by ADI APSD and in effect at the time of ADI APSD sale to Servicer. Upon written notice to Servicer, ADIAPSD, or a Fund, may change or discontinue any schedule of concessions, or issue a new schedule. Servicer may be deemed to be an underwriter in connection with sales by Servicer of shares of a Fund where Servicer receives all or substantially all of the sales charge as set forth in the then-current Prospectus and, therefore, Servicer may be subject to applicable provisions of the Securities Act of 1933. Compensation paid, if any, pursuant to a Plan for the sale of certain class of a Fund’s shares is described in Fee Schedule attached hereto and in such respective Fund’s then-current Prospectus.

Appears in 1 contract

Samples: Shareholder Servicing Agreement (Clough Funds Trust)

Servicer Compensation. (a) Servicer concession, if any, on Servicer’s sales of shares of a Fund will be offered as described in the then-current Prospectus or in the applicable schedule of concessions issued by ADI the Distributor and in effect at the time of ADI sale to Servicer. Upon written notice to Servicer, ADIthe Distributor, or a Fund, may change or discontinue any schedule of concessions, or issue a new schedule. Servicer may be deemed to be an underwriter in connection with sales by Servicer of shares of a Fund where Servicer receives all or substantially all of the sales charge as set forth in the then-current Prospectus and, therefore, Servicer may be subject to applicable provisions of the Securities Act of 1933, as amended. Compensation paid, if any, pursuant to a Plan for the sale of certain class of a Fund’s shares is described in Agreement Fee Schedule (“Fee Schedule”) attached hereto and in such respective Fund’s then-current Prospectus.Xxxxxxxxxx. 0000-00-XXX XXX

Appears in 1 contract

Samples: Shareholder Servicing (Financial Investors Trust)

Servicer Compensation. (a) Servicer concession, if any, on Servicer’s sales of shares of a Fund will be offered as described in the then-current Prospectus or in the applicable schedule of concessions issued by ADI the Distributor and in effect at the time of ADI the Distributor sale to Servicer. Upon written notice to Servicer, ADIthe Distributor, or a Fund, may change or discontinue any schedule of concessions, or issue a new schedule. Servicer may be deemed to be an underwriter in connection with sales by Servicer of shares of a Fund where Servicer receives all or substantially all of the sales charge as set forth in the then-current Prospectus and, therefore, Servicer may be subject to applicable provisions of the Securities Act of 1933. Compensation paid, if any, pursuant to a Plan for the sale of certain class of a Fund’s shares is described in Agreement Fee Schedule (“Fee Schedule”) attached hereto and in such respective Fund’s then-current Prospectus.

Appears in 1 contract

Samples: Shareholder Servicing Agreement (Century Capital Management Trust)

Time is Money Join Law Insider Premium to draft better contracts faster.