SERIES COMPANY Sample Clauses

SERIES COMPANY. The parties to this agreement acknowledge and agree that Customer is a registered investment company organized in series form and that the assets and liabilities of each series of the Customer are separate and distinct from the assets and liabilities or each other series. Accordingly, each of Custodian and Broker expressly agree that with respect to all obligations and liabilities arising under this Agreement, Custodian and Broker shall look for satisfaction solely to the assets of the series to which such obligation or liability relates. Without limiting the scope of the foregoing, any set-off right, obligations or liabilities with respect to a particular series shall not constitute set-off rights, obligations or liabilities with respect to any other series. Standard form dated 09.10.09 DNT 77-14-11 [Signature page follows.] Standard form dated 09.10.09 DNT 77-14-11 IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their duly authorized agents as of the day and year first above written. Standard form dated 09.10.09
Sample 1
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SERIES COMPANY. The parties to this agreement acknowledge and agree that Customer is a registered investment company organized in series form and that the assets and liabilities of each series of the Customer are separate and distinct from the assets and liabilities or each other series. Accordingly, each of Custodian and Broker expressly agree that with respect to all obligations and liabilities arising under this Agreement, Custodian and Broker shall look for satisfaction solely to the assets of the series to which such obligation or liability relates. Without limiting the scope of the foregoing, any set-off right, obligations or liabilities with respect to a particular series shall not constitute set-off rights, obligations or liabilities with respect to any other series. Standard form dated 09.10.09 [Signature page follows.] Standard form dated 09.10.09
Sample 1

Related to SERIES COMPANY

  • Securities Compliance The Company shall notify the Commission in accordance with its rules and regulations, of the transactions contemplated by any of the Transaction Documents and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchasers, or their respective subsequent holders.

  • Asset Management Supplier will: i) maintain an asset inventory of all media and equipment where Accenture Data is stored. Access to such media and equipment will be restricted to authorized Personnel; ii) classify Accenture Data so that it is properly identified and access to it is appropriately restricted; iii) maintain an acceptable use policy with restrictions on printing Accenture Data and procedures for appropriately disposing of printed materials that contain Accenture Data when such data is no longer needed under the Agreement; iv) maintain an appropriate approval process whereby Supplier’s approval is required prior to its Personnel storing Accenture Data on portable devices, remotely accessing Accenture Data, or processing such data outside of Supplier facilities. If remote access is approved, Personnel will use multi-factor authentication, which may include the use of smart cards with certificates, One Time Password (OTP) tokens, and biometrics.

  • Fifth Amended and Restated Limited Liability Company Operating Agreement Dated as of November 30, 2012

  • Investment Company; Public Utility Holding Company Neither the Company nor any Subsidiary is an "investment company" or a company "controlled" by an "investment company" within the meaning of the Investment Company Act of 1940, as amended, or a "public utility holding company" within the meaning of the Public Utility Holding Company Act of 1935, as amended.

  • Management Company 14 Maturity....................................................................14

  • Partnership and Limited Liability Company Interests Except as previously disclosed to the Administrative Agent, none of the Collateral consisting of an interest in a partnership or a limited liability company (i) is dealt in or traded on a securities exchange or in a securities market, (ii) by its terms expressly provides that it is a Security governed by Article 8 of the UCC, (iii) is an Investment Company Security, (iv) is held in a Securities Account or (v) constitutes a Security or a Financial Asset.

  • Investment Management If and to the extent requested by the Advisor, the Sub-Advisor shall, subject to the supervision of the Advisor, manage all or a portion of the investments of the Portfolio in accordance with the investment objective, policies and limitations provided in the Portfolio's Prospectus or other governing instruments, as amended from time to time, the Investment Company Act of 1940 (the "1940 Act") and rules thereunder, as amended from time to time, and such other limitations as the Trust or Advisor may impose with respect to the Portfolio by notice to the Sub-Advisor. With respect to the portion of the investments of the Portfolio under its management, the Sub-Advisor is authorized to make investment decisions on behalf of the Portfolio with regard to any stock, bond, other security or investment instrument, and to place orders for the purchase and sale of such securities through such broker-dealers as the Sub-Advisor may select. The Sub-Advisor may also be authorized, but only to the extent such duties are delegated in writing by the Advisor, to provide additional investment management services to the Portfolio, including but not limited to services such as managing foreign currency investments, purchasing and selling or writing futures and options contracts, borrowing money or lending securities on behalf of the Portfolio. All investment management and any other activities of the Sub-Advisor shall at all times be subject to the control and direction of the Advisor and the Trust's Board of Trustees.

  • Operating Partnership Operating Partnership shall have the meaning set forth in the preamble of this Agreement.

  • Limited Liability Company The Member intends to form a limited liability company and does not intend to form a partnership under the laws of the State of Delaware or any other laws.

  • The Limited Liability Company 8 2.1 Formation; Effective Date of Agreement .................................... 8 2.2 Name ...................................................................... 8 2.3 Business Purpose .......................................................... 9 2.4 Powers .................................................................... 9 2.5 Duration .................................................................. 9 2.6 Registered Office and Registered Agent .................................... 9 2.7

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