Selling Dealer Sample Clauses

Selling Dealer. (Corporate or Firm Name) (Taxpayer Identification Number) (Address) (Date) (Signature of Authorized Officer or Partner) (Printed Name and Title of Person Signing) (Telephone Number)
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Selling Dealer. The Authorized Mercedes-Benz Dealer from whom You purchased this Agreement.
Selling Dealer. (Corporate or Firm Name) By: Name: Title: Date: Exhibit B Anti-Money Laundering Compliance Certification from Selling Broker/Dealer to ICON Securities Corp. (“Broker-Dealer”) authorizes ICON Securities Corp. (“ICON”) to rely on Broker-Dealer’s performance of Broker-Dealer’s procedures of its Customer Identification Program (“CIP”) established in compliance with and pursuant to Section 326 of the USA PATRIOT ACT. Broker-Dealer hereby represents and warrants that (a) such reliance is reasonable under the circumstances, (b) Broker-Dealer is subject to a rule implementing the anti-money laundering (“AML”) compliance program requirements of 31 U.S.C. 5318(h) and is regulated by a Federal functional regulator, and (c) Broker-Dealer will perform (or its agent will perform) the CIP requirements in accordance therewith. Broker-Dealer shall not less frequently than annually and, more frequently if requested by ICON, provide ICON with a certification that Broker-Dealer has implemented its AML program and has in all respects complied with all applicable AML laws and regulations.
Selling Dealer. Agreement Agreement shall not operate as a waiver of any other breach of that term or condition. Also, any failure to enforce any provision of this Agreement shall not operate as a waiver of that provision or any other provision of this Agreement.

Related to Selling Dealer

  • Placement Agent It will purchase the Subordinated Note(s) directly from the Company and not from the Placement Agent and understands that neither the Placement Agent nor any other broker or dealer has any obligation to make a market in the Subordinated Notes.

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