Securities Trading. PART A: INTERPRETATION AND SCOPE
Securities Trading. 8 1. Inside Information..................................... 8 2. Trading Guidelines..................................... 9 3.
Securities Trading. 1. Inside Information. Affiliates may not disclose material nonpublic (i.e., "inside") information concerning the Company to anyone not employed by the Company, or to any Affiliate who has no business need for such information, unless and until the information has been publicly released by the Company. Affiliates are also prohibited from buying or selling, directly or indirectly through third parties, the publicly-traded securities of any company, including the Company, on the basis of material nonpublic information concerning, or obtained directly or indirectly from or through, the Company. What is "material"? Material information is information that would be expected to affect either the investment decision of a reasonable investor or the market price of the stock. Material information may include information (whether positive or negative) relating to earnings, dividend actions, mergers or acquisitions, new products, personnel changes, labor operations, marketing changes or other matters, each depending upon all the relevant facts and circumstances. It may at times be difficult to determine materiality, particularly on a prospective basis, and the facts in each case must be carefully weighed. It should be remembered that plaintiffs who challenge and judges who rule on particular transactions or activities have the benefit of hindsight. Therefore, whenever there is any question concerning materiality, the Affiliate should either refrain from trading or consult the Company's Corporate Counsel or Chief Executive Officer who, where appropriate, will confer with counsel to the Company. What is "non-public"? Information is non-public if it has not been disseminated in the Company's annual or periodic reports to shareholders, has not previously been the subject of a widely disseminated press release intended for and made available to the public, or has not been widely reported in the media, market letters, statistical services or the like. The mere existence of widespread rumors or unconfirmed press speculation concerning the information, however, does not mean that the information has been adequately disseminated.
Securities Trading. 2.1 Party A may places order at counter or by methods as mentioned in Article 7.7 & 7.8
Securities Trading. Rockster hereby agrees that between the date ---------------------- of this Letter Agreement and the Closing Date (or the earlier termination of this Letter Agreement), Rockster will refrain, and will use its best efforts to cause Rockster's and Rockster's officers, directors, shareholders and affiliates to refrain, from any securities trading activities with respect to the securities of UPGRADE.
Securities Trading. Consultant further agrees that Consultant will not buy, sell or otherwise trade any securities of Novavax based on any material Confidential Information learned as a consultant of Novavax, or tip others to do so. If Consultant is ever unsure about Consultant’s compliance with this Section 6.4, Consultant shall contact the Chief Financial Officer of Novavax.
Securities Trading. The receiving party agrees to keep the Proprietary Information confidential and to not trade in the disclosing party’s securities in violation of U.S. securities laws based upon such Proprietary Information. In furtherance of the foregoing, each party agrees that it will not trade in the other party’s securities for a period beginning on the date that discussions between the parties relating to a potential Transaction have ceased, and ending on the later of (i) the date that the Proprietary Information no longer constitutes material, non-public information relating to the disclosing party and (ii) the date that is six months after the date that discussions between the parties relating to a potential Transaction have ceased.
Securities Trading. 2.1 Golden Eagle Brokerage shall open and maintain a securities trading account on behalf of Client for the trading of securities in Hong Kong or elsewhere, on the terms set out in thisAgreement.
Securities Trading. During the period from the Effective Date through the Separation Date, you will continue to be subject to the Company’s policies and procedures that preclude designated employees from directly or indirectly trading Intermec securities during prohibited “blackout” periods, and that require these employees to obtain a clearance before engaging in transactions at other times. If the Separation Date occurs during a blackout period, you will continue to be subject to the blackout period until it ends.
Securities Trading. The Consultant hereby acknowledges that from time to time the Consultant will receive material non-public information concerning the Company pursuant to this Agreement and that the Consultant is aware of the restrictions imposed by U.S. securities laws, and the rules and regulations promulgated thereunder, on persons in possession of material non-public information. The Consultant hereby further acknowledges receipt of the Company’s “Xxxxxxx Xxxxxxx and Confidentiality Policy” attached hereto as Exhibit A (the “Trading Policy”) and hereby agrees to comply at all times with the Trading Policy as if the Consultant were an employee of the Company. The Consultant acknowledges and agrees that the Consultant is responsible for the Consultant’s own compliance with applicable securities laws and the Consultant’s ability to lawfully trade in securities of the Company is subject to the application of such laws.
