SECURITIES FRAUD Clause Samples
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SECURITIES FRAUD. From on about February 27, 2008, through in or about September 2008, the defendant, aiding and abetting Cook and other individuals, and being aided and abetted by such individuals, did knowingly, willfully, and unlawfully, by the use of means and instrumentalities of interstate commerce, directly and indirectly use and employ manipulative and deceptive devices in connection with the purchase and sale of securities, namely the Currency Program, and did make untrue statements of material facts and omit to state material facts necessary in order to make the statements made, not misleading in connection with the purchase and sale of said securities, in violation of Title 15, United States Code, Sections 77g(a) and 77x.
SECURITIES FRAUD. 1 (A) DIRECTIVE.—Pursuant to its authority 2 under section 994 of title 28, United States 3 Code, and in accordance with this paragraph, 4 the United States Sentencing Commission shall 5 review and, if appropriate, amend the Federal 6 Sentencing Guidelines and policy statements 7 applicable to persons convicted of offenses relat- 10 Congress that penalties for the offenses under 11 the guidelines and policy statements appro- 12 priately account for the potential and actual 13 harm to the public and the financial markets 14 from the offenses.