Securities Exemptions. The offer and sale of the Shares to Investor pursuant to this Agreement shall be exempt from the registration requirements of the Act, the qualification requirements of the California General Corporation Law and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 7 contracts
Samples: Subscription Agreement, Subscription Agreement (Arrowhead Research Corp), Subscription Agreement (Arrowhead Research Corp)
Securities Exemptions. The offer and sale of the Shares to Investor the Investors pursuant to this Agreement shall be exempt from the registration requirements of the 1933 Act, the qualification requirements of the California General Corporation Securities Law and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 6 contracts
Samples: Preferred Stock Purchase Agreement (Pricesmart Inc), Common Stock Purchase Agreement (Pricesmart Inc), Common Stock Purchase Agreement (Pricesmart Inc)
Securities Exemptions. The offer and sale of the Purchased Shares to Investor the Investors pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968, as amended and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 2 contracts
Samples: Series B Preferred Stock Purchase Agreement (Energy & Power Solutions, Inc.), Series B Preferred Stock Purchase Agreement (Energy & Power Solutions, Inc.)
Securities Exemptions. The offer and sale of the Shares to the Investor pursuant to this Agreement shall be exempt from the registration requirements of the 1933 Act, the qualification requirements qualifications requirement of the California General Corporation Corporate Securities Law of 1968 (the "Law") and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Pricesmart Inc), Common Stock Purchase Agreement (Pricesmart Inc)
Securities Exemptions. The offer and sale of the Shares to the Investor pursuant to this Agreement shall be exempt from the registration requirements of the 1933 Act, the qualification requirements of the California General Corporation Securities Law and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 2 contracts
Samples: Preferred Stock and Warrant Purchase Agreement (Pricesmart Inc), Stock Purchase Agreement (Pricesmart Inc)
Securities Exemptions. The offer and sale of the Shares to Investor the --------------------- Investors pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968, as amended (the "California ---------- Securities Law") and the registration and/or qualification requirements of all -------------- other applicable state securities laws.
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement (Oni Systems Corp), Preferred Stock Purchase Agreement (Oni Systems Corp)
Securities Exemptions. The offer and sale of the Shares to Investor the --------------------- Investors pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Law Securities Law, and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement (Oni Systems Corp), Preferred Stock Purchase Agreement (Oni Systems Corp)
Securities Exemptions. The offer and sale of the Shares to Investor the Investors pursuant to this Agreement shall be exempt from the registration requirements of the 1933 Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968 (the “California Securities Law”) and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Pricesmart Inc), Series B Preferred Stock Purchase Agreement (Pricesmart Inc)
Securities Exemptions. The offer and sale of the Shares Securities to Investor the Investors pursuant to this Agreement shall be exempt from the registration requirements of the 1933 Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968 (the "California Securities Law") and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Pricesmart Inc)
Securities Exemptions. The offer and sale of the Purchased Shares to the Investor pursuant to this Agreement shall be exempt from the registration requirements of the 1933 Act, the qualification requirements qualifications requirement of the California General Corporation Corporate Securities Law of 1968 (the "Law") and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Securities Exemptions. The offer and sale of the Shares to Investor pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification qualifications requirements of the California General Corporation Securities Law and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Securities Purchase Agreement (Lumentum Holdings Inc.)
Securities Exemptions. The offer and sale of the Purchased --------------------- Shares to Investor the Purchasers pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968, as amended (the "Law") and --- the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Securities Exemptions. The offer and sale of the Shares to the --------------------- Investor pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968, as amended (the "Law") and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Exodus Communications Inc)
Securities Exemptions. The offer and sale of the Shares Securities to Investor pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Securities Law and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Securities Purchase Agreement (Lumentum Holdings Inc.)
Securities Exemptions. The offer and sale of the Purchased --------------------- Shares to the Investor pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968, as amended (the "Law") and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Exodus Communications Inc)
Securities Exemptions. The offer and sale of the Shares to Investor the Investors pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968, as amended (the "California Securities Law") and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Series H Preferred Stock Purchase Agreement (Oni Systems Corp)
Securities Exemptions. The offer and sale of the Shares to Investor the --------------------- Investors pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968, as amended, and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Oni Systems Corp)
Securities Exemptions. The offer and sale of the Purchased Shares --------------------- to Investor Seller pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968, as amended (the "California Securities Law") and the registration and/or or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Securities Exemptions. The offer and sale of the Shares to the Investor pursuant to this Agreement shall be exempt from the registration requirements of the Act, the qualification requirements of the California General Corporation Law and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Series D Preferred Stock Purchase Agreement (Arrowhead Research Corp)
Securities Exemptions. The offer and sale of the Shares to the Investor pursuant to this Agreement shall be exempt from the registration requirements of the 1933 Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968 (the “California Securities Law”) and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Securities Exemptions. The offer and sale of the Shares Securities to Investor Purchaser pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification qualifications requirements of the California General Corporation Securities Law and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Rights Agreement (Tenera Inc)
Securities Exemptions. The offer and sale of the Shares to Investor the Investors pursuant to this Agreement shall be exempt from the registration requirements of the 1933 Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968 (the "California Securities Law") and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Price Group LLC)
Securities Exemptions. The offer and sale of the Shares Securities to the Investor pursuant to this Agreement shall be exempt from the registration requirements of the 1933 Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968 (the "California Securities Law") and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Preferred Stock and Warrant Purchase Agreement (Pricesmart Inc)
Securities Exemptions. The offer and sale of the Shares to Investor the Investors pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Law Securities Law, and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Series H Preferred Stock Purchase Agreement (Oni Systems Corp)
Securities Exemptions. The offer and sale of the Shares to Investor pursuant to this Agreement shall be exempt from the registration requirements of the ActSecurities Act of 1933, as amended, the qualification requirements of the California General Corporation Law and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Securities Exemptions. The offer and sale of the Preferred Shares to Investor Adaptec pursuant to this Agreement shall be exempt from the registration requirements of the 1933 Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968, as amended (the "LAW") and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Asset Transfer Agreement (Chaparral Network Storage Inc)
Securities Exemptions. The offer and sale of the Shares to Investor the Investors pursuant to this Agreement shall be exempt from the registration requirements of the 1933 Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968 (the “California Securities Law“) and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Securities Exemptions. The offer and sale of the Shares Securities to Investor Purchaser pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Securities Law and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Rights Agreement (Tenera Inc)
Securities Exemptions. The offer and sale of the Purchased Shares --------------------- to Investor Seller pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Securities Law and the registration and/or or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Securities Exemptions. The offer and sale of the Shares to Investor the --------------------- Investors pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968, as amended (the "Law") and the --- registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Oni Systems Corp)
Securities Exemptions. The offer and sale of the Purchased Shares and the Warrant to the Investor and of the Investor Stock to the Company pursuant to this Agreement shall be exempt from the registration requirements of the 1933 Act, the qualification requirements qualifications requirement of the California General Corporation Corporate Securities Law of 1968 (the "Law") and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Samples: Series B Preferred Stock and Warrant Purchase Agreement (Nuko Information Systems Inc /Ca/)
Securities Exemptions. The offer and sale of the Purchased Shares --------------------- to Investor the Purchasers pursuant to this Agreement shall be exempt from the registration requirements of the Securities Act, the qualification requirements of the California General Corporation Corporate Securities Law of 1968, as amended (the "Law") and --- the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
Securities Exemptions. The offer and sale of the Shares Notes to Investor Purchasers pursuant to this Agreement shall be exempt from the registration requirements of the Act, the qualification requirements of the California General Corporation Securities Law and the registration and/or qualification requirements of all other applicable state securities laws.
Appears in 1 contract
