Common use of Securities Exchange Commission Certification Clause in Contracts

Securities Exchange Commission Certification. The Corporation confirms that it has either (i) a class of securities registered pursuant to Section 12 of the U.S. Exchange Act; or (ii) a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, and has provided the Warrant Agent with an Officers’ Certificate (in a form provided by the Warrant Agent), if so requested by the Warrant Agent in writing, certifying such reporting obligation and other information as requested by the Warrant Agent. The Corporation covenants that in the event that any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Exchange Act, the Corporation shall promptly notify the Warrant Agent of such termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain SEC obligations with respect to those clients who are filing with the SEC.

Appears in 2 contracts

Samples: Warrant Indenture (Acreage Holdings, Inc.), webfiles.thecse.com

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Securities Exchange Commission Certification. The Corporation confirms that it has either (i) a class of securities registered pursuant to Section 12 of the U.S. US Securities Exchange Act of 1934, as amended (the "Act”); or (ii) a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, and has provided the Warrant Agent with an Officers’ Certificate (in a form provided by the Warrant Agent), if so requested by the Warrant Agent in writing, certifying such reporting obligation and other information as requested by the Warrant Agent. The Corporation covenants that in the event that any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Exchange Act, the Corporation shall promptly notify the Warrant Agent of such termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent Computershare is relying upon the foregoing representation and covenants in order to meet certain SEC United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 2 contracts

Samples: Warrant Indenture (Niocorp Developments LTD), Warrant Indenture (Gold Standard Ventures Corp.)

Securities Exchange Commission Certification. The Corporation confirms that it has either (i) a class of securities registered pursuant to Section 12 of the U.S. US Securities Exchange Act of 1934, as amended (the "Act”); or (ii) a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, and has provided the Warrant Agent with an Officers’ Certificate (in a form provided by the Warrant Agent), if so requested by the Warrant Agent in writing, certifying such reporting obligation and other information as requested by the Warrant Agent. The Corporation covenants that in the event that any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Exchange Act, the Corporation shall promptly notify the Warrant Agent of such termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain SEC United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 2 contracts

Samples: Warrant Indenture (Niocorp Developments LTD), Warrant Indenture (Niocorp Developments LTD)

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Securities Exchange Commission Certification. The Corporation confirms that it has either (i) a class of securities registered pursuant to Section 12 of the U.S. US Securities Exchange Act of 1934, as amended (the “Act”); or (ii) a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, and has provided the Warrant Agent with an Officers’ Certificate (in a form provided by the Warrant Agent), if so requested by the Warrant Agent in writing, certifying such reporting obligation and other information as requested by the Warrant Agent. The Corporation covenants that in the event that any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Exchange Act, the Corporation shall promptly notify the Warrant Agent of such termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain SEC United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: Warrant Indenture (Niocorp Developments LTD)

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