Securities Act of 1933. A registration statement under the Securities Act of 1933, as amended (the "1933 Act") has been filed and is currently effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the Customer being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; information to the contrary will result in immediate notification to the Transfer Agent.
Appears in 27 contracts
Samples: Transfer Agency and Service Agreement (Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.), Transfer Agency and Service Agreement (Morgan Stanley China a Share Fund, Inc.), Transfer Agency and Service Agreement (Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.)
Securities Act of 1933. A registration statement under the Securities 1933 Act of 1933, as amended (the "1933 Act") has been filed and is currently effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the Customer Company being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; information to the contrary will result in immediate notification to the Transfer AgentAgent by Company.
Appears in 16 contracts
Samples: Transfer Agency and Service Agreement (Tortoise Energy Independence Fund, Inc.), Agreement (Gabelli Utility Trust), Agreement (Gabelli Global Multimedia Trust Inc)
Securities Act of 1933. A registration statement under the Securities Act of 1933, as amended (the "“1933 Act"”) has been filed and is currently effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the Customer being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; information to the contrary will result in immediate notification to the Transfer Agent.
Appears in 13 contracts
Samples: Transfer Agency and Service Agreement (Morgan Stanley Emerging Markets Debt Fund Inc), Service Agreement (SunAmerica Focused Alpha Growth Fund, Inc.), Agency and Service Agreement (Tekla World Healthcare Fund)
Securities Act of 1933. A registration statement under the Securities 1933 Act of 1933, as amended (the "1933 Act") has been filed and is currently effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the Customer being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; Company will immediately notify Transfer Agent of any information to the contrary will result in immediate notification to the Transfer Agentcontrary.
Appears in 7 contracts
Samples: Agreement (Cohen & Steers Total Return Realty Fund Inc), Agreement (MainStay DefinedTerm Municipal Opportunities Fund), Agreement (Goldman Sachs MLP Income Opportunities Fund)
Securities Act of 1933. A registration statement under the Securities Act of 1933, as amended (the "“1933 Act"”) has been filed and is currently effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the each Customer outstanding or being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; information to the contrary will result in immediate notification to the Transfer Agent.
Appears in 7 contracts
Samples: Agreement (BlackRock Science & Technology Trust), Agreement (BlackRock Municipal Target Term Trust), Agency and Service Agreement (Blackrock Global Floating Rate Income Trust)
Securities Act of 1933. A registration statement under the Securities 1933 Act of 1933, as amended (the "1933 Act") has been was filed and is currently became effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all a II appropriate state securities law filings have been made with respect to all the Shares of the Customer being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; a Company will immediately notify Transfer Agent of any information to the contrary will result in immediate notification to the Transfer Agentcontrary.
Appears in 5 contracts
Samples: Agency and Service Agreement (Aberdeen Asia-Pacific Income Fund Inc), Agency and Service Agreement (Aberdeen Standard Global Infrastructure Income Fund), Agency and Service Agreement (Aberdeen Global Income Fund Inc)
Securities Act of 1933. A registration statement under the Securities Act of 1933, as amended (the "1933 Act") has been filed and is currently effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the each Customer outstanding or being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; information to the contrary will result in immediate notification to the Transfer Agent.
Appears in 5 contracts
Samples: Agency and Service Agreement (Blackrock California Municipal Income Trust), Agency and Service Agreement (Blackrock Limited Duration Income Trust), Transfer Agency and Service Agreement (BlackRock Long-Term Municipal Advantage Trust)
Securities Act of 1933. A registration statement under the Securities Act of 1933, . as amended (the "1933 Act") has been filed and is currently effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the each Customer outstanding or being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; information to the contrary will result in immediate notification to the Transfer Agent.
Appears in 4 contracts
Samples: Agency and Service Agreement (Blackrock Debt Strategies Fund, Inc.), VRDP Shares Purchase Agreement (Blackrock Muniholdings New Jersey Quality Fund, Inc.), Agency and Service Agreement (BlackRock Resources & Commodities Strategy Trust)
Securities Act of 1933. A registration statement under the Securities Act of 1933, as amended (the "1933 Act") has been filed and is currently effective, or will be effective prior to the sale of any Shares, and will remain so effectiveeffective for such period of time as is required, and all appropriate required state securities law filings filings, if any, have been made with respect to all the Shares of the Customer being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; information to the contrary will result in immediate notification to the Transfer Agent.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (RMK Strategic Income Fund Inc), RMK Advantage Income Fund, Inc.
Securities Act of 1933. A registration statement under the Securities Act of 1933, as amended (the "‘‘1933 Act"’’) has been filed and is currently effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the each Customer outstanding or being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; information to the contrary will result in immediate notification to the Transfer Agent.
Appears in 1 contract
Securities Act of 1933. A registration statement under the Securities 1933 Act of 1933, as amended (the "1933 Act") has been filed and is currently effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the Customer Fund being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; information to the contrary will result in immediate notification to the Transfer AgentAgent by Fund.
Appears in 1 contract
Samples: Agreement (Duff & Phelps Select Energy MLP Fund Inc.)
Securities Act of 1933. A registration statement under the Securities 1933 Act of 1933, as amended (the "1933 Act") has been filed and is currently effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the Customer Company being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; information to the contrary will result in immediate notification to the Transfer AgentAgent by Fund.
Appears in 1 contract
Samples: Agency and Service Agreement (Virtus Global Multi-Sector Income Fund)
Securities Act of 1933. A registration statement under the Securities 1933 Act of 1933, as amended (the "1933 Act") has been was filed and is currently became effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the Customer being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; a Company will immediately notify Transfer Agent of any information to the contrary will result in immediate notification to the Transfer Agentcontrary.
Appears in 1 contract
Samples: Agency and Service Agreement (Aberdeen Australia Equity Fund Inc)
Securities Act of 1933. A registration statement under the Securities 1933 Act of 1933, as amended (the "1933 Act") has been filed and is currently effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the Customer Company being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; information to the contrary will result in immediate notification to the Transfer Agent.Agent by Company;
Appears in 1 contract
Securities Act of 1933. A registration statement under the Securities 1933 Act of 1933, as amended (the "1933 Act") has been filed and is currently effective, or will be effective prior to the sale of any Shares, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the Customer being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; Fund will immediately notify Transfer Agent of any information to the contrary will result in immediate notification to the Transfer Agentcontrary.
Appears in 1 contract
Securities Act of 1933. A registration statement under the Securities 1933 Act of 1933, as amended (the "1933 Act") has been filed and is currently effective, or will be effective prior to the sale issuance of any SharesShares as contemplated thereunder, and will remain so effective, and all appropriate state securities law filings have been made with respect to all the Shares of the Customer being offered for sale except for any Shares which are offered in a transaction or series of transactions which are exempt from the registration requirements of the 1933 Act and state securities laws; Company will immediately notify Transfer Agent of any information to the contrary will result in immediate notification to the Transfer Agentcontrary.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Royce Global Value Trust, Inc.)
