Common use of Securities Act Exemption Clause in Contracts

Securities Act Exemption. The parties are executing and delivering this Agreement in reliance upon the exemption from securities registration afforded by the rules and regulations as promulgated by the United States Securities and Exchange Commission (the “SEC”) under the Securities Act of 1933, as amended (the “1933 Act”).

Appears in 4 contracts

Sources: Debt Exchange Agreement (Lithium Technology Corp), Debt Settlement Agreement (Lithium Technology Corp), Debt Exchange Agreement (Lithium Technology Corp)

Securities Act Exemption. The parties Parties are executing and delivering this Agreement in reliance upon the exemption exemptions from securities registration afforded by under the rules and regulations as promulgated by the United States U.S. Securities and Exchange Commission (the SECCommission”) under the Securities Act of 1933, as amended (the 1933 Securities Act”).

Appears in 2 contracts

Sources: Settlement Agreement (Nazerali Altaf), Settlement Agreement (Nazerali Altaf)

Securities Act Exemption. The parties Parties are executing and delivering this Agreement in reliance upon the exemption exemptions from securities registration afforded by from the rules and regulations as promulgated by the United States U.S. Securities and Exchange Commission (the “SECCommission”) under Section 4(a)(2) the Securities Act of 1933, as amended (the “1933 Securities Act”)) and/or Regulation D promulgated thereunder.

Appears in 2 contracts

Sources: Settlement Agreement (Netcapital Inc.), Settlement Agreement (Netcapital Inc.)

Securities Act Exemption. The parties Parties are executing and delivering this Agreement in reliance upon the exemption exemptions from securities registration afforded by from the rules and regulations as promulgated by the United States U.S. Securities and Exchange Commission (the “SECCommission”) under the Securities Act of 1933, as amended (the “1933 Securities Act”).

Appears in 1 contract

Sources: Settlement Agreement (Arvana Inc)

Securities Act Exemption. The parties are executing and delivering this Agreement in reliance upon the exemption from securities registration afforded by the rules and regulations as promulgated by the United States Securities and Exchange Commission (the "SEC") under the Securities Act of 1933, as amended (the "1933 Act”ACT").

Appears in 1 contract

Sources: Debt Exchange Agreement (Arch Hill Capital Nv)