Common use of Restrictions on Exercise Clause in Contracts

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise.

Appears in 8 contracts

Samples: Ariel Way Inc, Ariel Way Inc, Ariel Way Inc

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Restrictions on Exercise. This Warrant may not be exercised if ------------------------ the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, if requested by the Warrant Company the Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercisehereto.

Appears in 3 contracts

Samples: Homestore Com Inc, Homestore Com Inc, Homestore Com Inc

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties Notice of the Warrant Holder set forth in Section 5 are true and correct as of the date of exerciseExercise Form.

Appears in 3 contracts

Samples: Castellum, Inc., Mphase Technologies Inc, Mphase Technologies Inc

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form of exercise attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise1 (an “Exercise Notice”).

Appears in 3 contracts

Samples: Bleach Group, Inc., Bleach Group, Inc., Bleach Group, Inc.

Restrictions on Exercise. This Warrant may not be exercised if ------------------------ the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, if requested by the Warrant Company the Holder shall execute the subscription form attached hereto as Exhibit 1hereto, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 herein are true and correct as of the this date of exercise.

Appears in 3 contracts

Samples: Homestore Com Inc, Homestore Com Inc, Homestore Com Inc

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 4 of the Purchase Agreement are true and correct as of the date of exercise.

Appears in 2 contracts

Samples: Purchase Agreement (Laredo Oil, Inc.), Purchase Agreement (Laredo Oil, Inc.)

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1A, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 6 of this Warrant are true and correct as of the date of exercise.

Appears in 2 contracts

Samples: General Security Agreement (ADESTO TECHNOLOGIES Corp), General Security Agreement (ADESTO TECHNOLOGIES Corp)

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant original Holder set forth in Section 5 3 of the Purchase Agreement are true and correct complete in all material respects as of the date of exercise.

Appears in 2 contracts

Samples: Purchase Agreement (Robinhood Markets, Inc.), Purchase Agreement (Robinhood Markets, Inc.)

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1hereto, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 4 of the Purchase Agreement are true and correct as of the this date of exercise.

Appears in 2 contracts

Samples: Investors' Rights Agreement (Gric Communications Inc), Warrant Purchase Agreement (Gric Communications Inc)

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise1 hereto.

Appears in 2 contracts

Samples: Carbon Black, Inc., Carbon Black, Inc.

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 11 , confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise.

Appears in 2 contracts

Samples: Ariel Way Inc, Ariel Way Inc

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 8 of the Note are true and correct as of the date of exercise.

Appears in 2 contracts

Samples: LendingClub Corp, LendingClub Corp

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties made by the Holder in the “accredited investor” questionnaire described in Section 7.15 of the Warrant Holder set forth in Section 5 Merger Agreement are true and correct as of the date of exercise.

Appears in 2 contracts

Samples: Neuro-Hitech Pharmaceuticals Inc, Neuro-Hitech Pharmaceuticals Inc

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock Shares upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, by the Warrant Holder shall execute Holder's execution of the subscription form Notice of Exercise attached hereto as Exhibit 1EXHIBIT A, confirming the Holder shall confirm, acknowledge and acknowledging that agree to the representations representations, warranties and warranties agreements of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise4 hereof.

Appears in 2 contracts

Samples: Adaptec Inc, Adaptec Inc

Restrictions on Exercise. (a) This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form of exercise attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise1 (an “Exercise Notice”).

Appears in 2 contracts

Samples: Inferx Corp, Inferx Corp

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 6 hereof as they apply to Holder are true and correct complete as of the date of exercise.

Appears in 1 contract

Samples: Graybug Vision, Inc.

Restrictions on Exercise. This Warrant may not be exercised ------------------------ if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, if requested by the Warrant Company the Holder shall execute the subscription form attached hereto as Exhibit 1hereto, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 herein are true and correct as of the this date of exercise.

Appears in 1 contract

Samples: Homestore Com Inc

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 6 hereof are true and correct complete as of the date of exercise.

Appears in 1 contract

Samples: G1 Therapeutics, Inc.

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock Shares upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, by the Warrant Holder shall execute Holder's execution of the subscription form Notice of Exercise attached hereto as Exhibit 1A, confirming the Holder shall confirm, acknowledge and acknowledging that agree to the representations representations, warranties and warranties agreements of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise4 hereof.

Appears in 1 contract

Samples: Cellegy Pharmaceuticals Inc

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Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock Shares upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, 1 confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 4.1 of the Purchase Agreement are true and correct complete as of the date of exercise.

Appears in 1 contract

Samples: ARKO Corp.

Restrictions on Exercise. This Warrant may not be exercised if ------------------------ the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Registered Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercisehereto.

Appears in 1 contract

Samples: Convertible Note and Warrant Purchase Agreement (Lexar Media Inc)

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations, including regulations of the stock exchange on which the Company is listed at the time of such exercise. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant original Holder set forth in Section 5 herein are true and correct complete as of the date of exercise.

Appears in 1 contract

Samples: Interactive Strength, Inc.

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 6 of this Warrant are true and correct as of the date of exercise.

Appears in 1 contract

Samples: Letter Agreement (SuccessFactors, Inc.)

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock Shares upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties made by the Holder in the “Qualification Questionnaire” described in Section 1.1 of the Warrant Holder set forth in Section 5 Purchase Agreement are true and correct as of the date of exercise.

Appears in 1 contract

Samples: Neuro-Hitech, Inc.

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form of exercise attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise.

Appears in 1 contract

Samples: Champions Sports Inc

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties made by the Holder in Section 4.1 of the Warrant Holder set forth in Section 5 Purchase Agreement are true and correct as of the date of exercise.

Appears in 1 contract

Samples: Neuro-Hitech Pharmaceuticals Inc

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise.

Appears in 1 contract

Samples: Mobilepro Corp

Restrictions on Exercise. This Warrant may not be exercised if ------------------------ the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1hereto, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 4 of the Purchase Agreement are true and correct as of the this date of exercise.

Appears in 1 contract

Samples: Note and Warrant Purchase Agreement (Lexar Media Inc)

Restrictions on Exercise. (a) This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form of exercise attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise1 (an “Exercise Notice”).

Appears in 1 contract

Samples: Inferx Corp

Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 0 are true and correct as of the date of exercise.

Appears in 1 contract

Samples: Ariel Way Inc

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