Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise.
Appears in 8 contracts
Samples: Ariel Way Inc, Ariel Way Inc, Ariel Way Inc
Restrictions on Exercise. This Warrant may not be exercised if ------------------------ the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, if requested by the Warrant Company the Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercisehereto.
Appears in 3 contracts
Samples: Homestore Com Inc, Homestore Com Inc, Homestore Com Inc
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties Notice of the Warrant Holder set forth in Section 5 are true and correct as of the date of exerciseExercise Form.
Appears in 3 contracts
Samples: Castellum, Inc., Mphase Technologies Inc, Mphase Technologies Inc
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form of exercise attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise1 (an “Exercise Notice”).
Appears in 3 contracts
Samples: Bleach Group, Inc., Bleach Group, Inc., Bleach Group, Inc.
Restrictions on Exercise. This Warrant may not be exercised if ------------------------ the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, if requested by the Warrant Company the Holder shall execute the subscription form attached hereto as Exhibit 1hereto, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 herein are true and correct as of the this date of exercise.
Appears in 3 contracts
Samples: Homestore Com Inc, Homestore Com Inc, Homestore Com Inc
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 4 of the Purchase Agreement are true and correct as of the date of exercise.
Appears in 2 contracts
Samples: Purchase Agreement (Laredo Oil, Inc.), Purchase Agreement (Laredo Oil, Inc.)
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1A, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 6 of this Warrant are true and correct as of the date of exercise.
Appears in 2 contracts
Samples: General Security Agreement (ADESTO TECHNOLOGIES Corp), General Security Agreement (ADESTO TECHNOLOGIES Corp)
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant original Holder set forth in Section 5 3 of the Purchase Agreement are true and correct complete in all material respects as of the date of exercise.
Appears in 2 contracts
Samples: Purchase Agreement (Robinhood Markets, Inc.), Purchase Agreement (Robinhood Markets, Inc.)
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1hereto, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 4 of the Purchase Agreement are true and correct as of the this date of exercise.
Appears in 2 contracts
Samples: Investors' Rights Agreement (Gric Communications Inc), Warrant Purchase Agreement (Gric Communications Inc)
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise1 hereto.
Appears in 2 contracts
Samples: Carbon Black, Inc., Carbon Black, Inc.
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 11 , confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise.
Appears in 2 contracts
Samples: Ariel Way Inc, Ariel Way Inc
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 8 of the Note are true and correct as of the date of exercise.
Appears in 2 contracts
Samples: LendingClub Corp, LendingClub Corp
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties made by the Holder in the “accredited investor” questionnaire described in Section 7.15 of the Warrant Holder set forth in Section 5 Merger Agreement are true and correct as of the date of exercise.
Appears in 2 contracts
Samples: Neuro-Hitech Pharmaceuticals Inc, Neuro-Hitech Pharmaceuticals Inc
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock Shares upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, by the Warrant Holder shall execute Holder's execution of the subscription form Notice of Exercise attached hereto as Exhibit 1EXHIBIT A, confirming the Holder shall confirm, acknowledge and acknowledging that agree to the representations representations, warranties and warranties agreements of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise4 hereof.
Appears in 2 contracts
Samples: Adaptec Inc, Adaptec Inc
Restrictions on Exercise. (a) This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form of exercise attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise1 (an “Exercise Notice”).
Appears in 2 contracts
Samples: Inferx Corp, Inferx Corp
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 6 hereof as they apply to Holder are true and correct complete as of the date of exercise.
Appears in 1 contract
Samples: Graybug Vision, Inc.
Restrictions on Exercise. This Warrant may not be exercised ------------------------ if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, if requested by the Warrant Company the Holder shall execute the subscription form attached hereto as Exhibit 1hereto, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 herein are true and correct as of the this date of exercise.
Appears in 1 contract
Samples: Homestore Com Inc
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 6 hereof are true and correct complete as of the date of exercise.
Appears in 1 contract
Samples: G1 Therapeutics, Inc.
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock Shares upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, by the Warrant Holder shall execute Holder's execution of the subscription form Notice of Exercise attached hereto as Exhibit 1A, confirming the Holder shall confirm, acknowledge and acknowledging that agree to the representations representations, warranties and warranties agreements of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise4 hereof.
Appears in 1 contract
Samples: Cellegy Pharmaceuticals Inc
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock Shares upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, 1 confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 4.1 of the Purchase Agreement are true and correct complete as of the date of exercise.
Appears in 1 contract
Samples: ARKO Corp.
Restrictions on Exercise. This Warrant may not be exercised if ------------------------ the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Registered Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercisehereto.
Appears in 1 contract
Samples: Convertible Note and Warrant Purchase Agreement (Lexar Media Inc)
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations, including regulations of the stock exchange on which the Company is listed at the time of such exercise. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant original Holder set forth in Section 5 herein are true and correct complete as of the date of exercise.
Appears in 1 contract
Samples: Interactive Strength, Inc.
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 6 of this Warrant are true and correct as of the date of exercise.
Appears in 1 contract
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock Shares upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties made by the Holder in the “Qualification Questionnaire” described in Section 1.1 of the Warrant Holder set forth in Section 5 Purchase Agreement are true and correct as of the date of exercise.
Appears in 1 contract
Samples: Neuro-Hitech, Inc.
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form of exercise attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise.
Appears in 1 contract
Samples: Champions Sports Inc
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties made by the Holder in Section 4.1 of the Warrant Holder set forth in Section 5 Purchase Agreement are true and correct as of the date of exercise.
Appears in 1 contract
Samples: Neuro-Hitech Pharmaceuticals Inc
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise.
Appears in 1 contract
Samples: Mobilepro Corp
Restrictions on Exercise. This Warrant may not be exercised if ------------------------ the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1hereto, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 4 of the Purchase Agreement are true and correct as of the this date of exercise.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Lexar Media Inc)
Restrictions on Exercise. (a) This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form of exercise attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 are true and correct as of the date of exercise1 (an “Exercise Notice”).
Appears in 1 contract
Samples: Inferx Corp
Restrictions on Exercise. This Warrant may not be exercised if the issuance of the Warrant Stock upon such exercise would constitute a violation of any applicable federal or state securities laws or other laws or regulations. As a condition to the exercise of this Warrant, the Warrant Holder shall execute the subscription form attached hereto as Exhibit 1, confirming and acknowledging that the representations and warranties of the Warrant Holder set forth in Section 5 0 are true and correct as of the date of exercise.
Appears in 1 contract
Samples: Ariel Way Inc