Common use of Resolution of Comments Clause in Contracts

Resolution of Comments. The parties shall notify each other expeditiously of any comments provided by the SEC, FINRA or any securities or insurance regulatory authority described in Section 4(c), and shall cooperate expeditiously in resolving and implementing any comments, as applicable. Upon request, Distributor shall promptly furnish to NW copies of any letters from FINRA requesting changes in any promotional, sales, and advertising material used or to be used in connection with its distribution activities under this Agreement, and shall not, after receipt of such a letter, use such material until NW shall have approved (or re-approved, as applicable) their use in writing.

Appears in 37 contracts

Samples: Distribution Agreement (Nationwide Provident Vli Separate Account 1), Distribution Agreement (Nationwide Provident Vli Separate Account 1), Distribution Agreement (Nationwide Provident Vli Separate Account A)

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Resolution of Comments. The parties shall notify each other expeditiously of any comments provided by the SEC, FINRA or any securities or insurance regulatory authority described in Section section 4(c), and shall will cooperate expeditiously in resolving and implementing any comments, as applicable. Upon requestIn addition, Distributor shall promptly furnish to NW FNWL copies of any letters from the FINRA requesting changes in any promotional, sales, and advertising material used or to be used in connection with its distribution activities under this Agreement, and shall not, after receipt of such a letter, use such material until NW FNWL shall have approved (or re-approved, as applicable) their use in writing.

Appears in 3 contracts

Samples: Distribution Agreement (Farmers Annuity Separate Account A), Distribution Agreement (Farmers Variable Life Separate Account A), Distribution Agreement (Farmers Annuity Separate Account A)

Resolution of Comments. The parties shall notify each other expeditiously of any comments provided by the SEC, FINRA NASD or any securities or insurance regulatory authority described in Section section 4(c), and shall will cooperate expeditiously in resolving and implementing any comments, as applicable. Upon requestIn addition, Distributor shall promptly furnish to NW FNWL copies of any letters from FINRA the NASD requesting changes in any promotional, sales, and advertising material used or to be used in connection with its distribution activities under this Agreement, and shall not, after receipt of such a letter, use such material until NW FNWL shall have approved (or re-approved, as applicable) their use in writing.

Appears in 2 contracts

Samples: Distribution Agreement (Farmers Annuity Separate Account A), Distribution Agreement (Farmers Annuity Separate Account A)

Resolution of Comments. The parties Parties shall notify each other expeditiously of any comments provided by the SEC, FINRA or any securities or insurance regulatory authority described in Section 4(c), and shall cooperate expeditiously in resolving and implementing any comments, as applicable. Upon request, Distributor shall promptly furnish to NW JNLIC-NY copies of any letters from FINRA requesting changes in any promotional, sales, and advertising material used or to be used in connection with its distribution activities under this Agreement, and shall not, after receipt of such a letter, use such material until NW JNLIC-NY shall have approved (or re-approved, as applicable) their use in writing.

Appears in 1 contract

Samples: Distribution Agreement (Jefferson National Life of New York Annuity Account 1)

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Resolution of Comments. The parties Parties shall notify each other expeditiously of any comments provided by the SEC, FINRA or any securities or insurance regulatory authority described in Section 4(c), and shall cooperate expeditiously in resolving and implementing any comments, as applicable. Upon request, Distributor shall promptly furnish to NW the Life Company copies of any letters from FINRA requesting changes in any promotional, sales, and advertising material used or to be used in connection with its distribution activities under this Agreement, and shall not, after receipt of such a letter, use such material until NW the Life Company shall have approved (or re-approved, as applicable) their use in writing.

Appears in 1 contract

Samples: Amended and Restated Distribution Agreement (Jefferson National Life Annuity Account G)

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