Common use of Representations and Responsibilities Clause in Contracts

Representations and Responsibilities. You represent and warrant to us that any information you have given or will give us with respect to this agreement is complete and accurate. Further, you agree that any directions you give us or action you take will be proper under this agreement, and that we are entitled to rely upon any such information or directions. If we fail to receive directions from you regarding any transaction, if we receive ambiguous directions regarding any transaction, or if we, in good faith, believe that any transaction requested is in dispute, we reserve the right to take no action until further clarification acceptable to us is received from you or the appropriate government or judicial authority. We will not be responsible for losses of any kind that may result from your directions to us or your actions or failures to act, and you agree to reimburse us for any loss we may incur as a result of such directions, actions, or failures to act. We will not be responsible for any penalties, taxes, judgments, or expenses you incur in connection with your inherited Xxxx XXX. We have no duty to determine whether your contributions or distributions comply with the Code, regulations, rulings, or this agreement. We may permit you to appoint, through written notice accept- able to us, an authorized agent to act on your behalf with respect to this agreement (e.g., attorney-in-fact, executor, administrator, investment manager), but we have no duty to determine the validity of such appointment or any instrument

Appears in 1 contract

Samples: www.stifel.com

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Representations and Responsibilities. You represent and warrant to us that any information you have given or will give us with respect to this agreement Agreement is complete and accurate. Further, you agree that any directions you give us or action you take will be proper under this agreementAgreement, and that we are entitled to rely upon any such information or directions. If we fail to receive directions from you regarding any transactiontransac- tion, or if we receive ambiguous directions regarding any transaction, or if we, in good faith, believe that any transaction requested is in dispute, we reserve the right to take no action until further clarification acceptable to us is received from you or the appropriate government or judicial authority. We will shall not be responsible for losses of any kind that may result from your directions to us or your actions or failures to act, and you agree to reimburse us for any loss we may incur as a result of such directions, actions, or failures to act. We will shall not be responsible for any penalties, taxes, judgments, or expenses you incur in connection with your inherited Xxxx XXXIRA. We have no duty to determine whether your contributions or distributions comply with the Code, regulationsRegulations, rulings, or this agreementAgreement. We may permit you to appoint, through written notice accept- able acceptable to us, an authorized agent to act on your behalf with respect to this agreement Agreement (e.g., attorney-in-fact, executor, administrator, investment manager); however, but we have no duty to determine the validity of such appointment or any instrumentinstrument appointing such authorized agent. We shall not be responsible for losses of any kind that may result from directions, actions, or failures to act by your authorized agent, and you agree to reimburse us for any loss we may incur as a result of such directions, ac-

Appears in 1 contract

Samples: Stifel Account

Representations and Responsibilities. You represent and warrant to us that any information you have given or will give us with respect to this agreement is complete and accurate. Further, you agree that any directions you give us or action you take will be proper under this agreement, and that we are entitled to rely upon any such information or directions. If we fail to receive directions from you regarding any transaction, if we receive ambiguous directions regarding any transaction, or if we, in good faith, believe that any transaction requested is in dispute, we reserve the right to take no action until further clarification acceptable to us is received from you or the appropriate government govern- ment or judicial authority. We will not be responsible for losses of any kind that may result from your directions to us or your actions or failures to act, and you agree to reimburse us for any loss we may incur as a result of such directions, actions, or failures to act. We will not be responsible for any penalties, taxes, judgments, or expenses you incur in connection with your inherited Xxxx XXX. We have no duty to determine whether your contributions or distributions comply with the Code, regulations, rulings, or this agreement. We may permit you to appoint, through written notice accept- able to us, an authorized agent to act on your behalf with respect to this agreement (e.g., attorney-in-fact, executor, administrator, investment manager), but we have no duty to determine the validity of such appointment or any instrumentinstrument appointing such authorized agent. We will not be responsible for losses of any kind that may result from directions, actions,

Appears in 1 contract

Samples: Stifel Account

Representations and Responsibilities. You represent and warrant to us that any information you have given or will give us us, with respect to this agreement Agreement is complete and accurate. Further, you agree that any directions you give us us, or action you take will be proper under this agreement, Agreement and that we are entitled to rely upon any such information or directions. If we fail We shall have no duty or responsibility to receive directions from you regarding question any transactionof your directions, if we receive ambiguous directions regarding review any transactionsecurities or other property held in the Xxxx XXX, or if wemake any suggestions to you with respect to the investment, retention or disposition of any asset held in good faiththe Xxxx XXX. We are entitled to act upon any instrument, certificate or form we believe that is genuine and believe is signed or presented by the proper person or persons and we need not investigate or inquire as to any transaction requested is statement contained in disputeany such document, we reserve the right to take no action until further clarification acceptable to us is received from you or the appropriate government or judicial authoritybut may accept it as true and accurate. We will not provide any tax, legal or investment advice. We shall have no duty to monitor the sufficiency or adequacy of your actions or duties or those of your heirs, successors, agents, or assigns, nor shall we be required to monitor the acts of any paid consultant to whom we may have contractually delegated any duties or responsibilities pursuant to you or your agent’s direction. We shall not be responsible for losses of any kind that may result from your directions to us or your actions or failures to act, act and you agree to reimburse us for any loss we may incur as a result of such directions, actions, actions or failures to act. We will shall not be responsible for any penalties, taxes, judgments, judgments or expenses you incur in connection with your inherited the Xxxx XXX. We have no duty to determine whether your contributions or distributions comply with the Code, regulationsRegulations, rulings, rulings or this agreement. We may permit you to appoint, through written notice accept- able to us, an authorized agent to act on your behalf with respect to this agreement (e.g., attorney-in-fact, executor, administrator, investment manager), but we have no duty to determine the validity of such appointment or any instrumentAgreement

Appears in 1 contract

Samples: Account Agreement

Representations and Responsibilities. You represent Account Holder represents and warrant warrants to us NDTCO that any information you have given or will give us NDTCO with respect to this agreement Agreement is complete and accurate. Further, you agree that any directions direction you or the Account Representative give us NDTCO, or action you take or the Account Representative take, will be proper under this agreement, Agreement and that we are NDTCO is entitled to rely upon any such information or directionsdirection. If we fail Account Holder acknowledges that NDTCO is under no obligation to receive directions from you regarding any transaction, if we receive ambiguous directions regarding any transaction, determine what actions or if we, in good faith, believe that documentation may be necessary or appropriate with respect to any transaction requested is in disputeby you or the Account Representative, we reserve the right to take no action until further clarification acceptable to us is received and that NDTCO need only obtain direction from you or the appropriate government Account Representative for any investment authorization (i.e. purchase or judicial authoritysale). We will NDTCO shall have no duty to confirm that any document or instrument obtained in connection with any transaction is genuine or authentic or that it has been properly or correctly executed or entered into by any purported party thereto. NDTCO shall not be responsible for losses of any kind that may result from your directions to us or your actions or failures failure to act, act and you agree to reimburse us for any loss we may incur as a result of such directions, actions, actions or failures failure to act. We will NDTCO shall not be responsible for any penalties, taxes, judgments, damages or expenses you incur in connection with your inherited Xxxx XXX. We have no duty to determine whether your contributions or distributions comply with the Code, regulations, rulings, or this agreement. We may permit you to appoint, through written notice accept- able to us, an authorized agent to act on your behalf with respect to this agreement (e.g., attorney-in-fact, executor, administrator, investment manager), but we have no duty to determine the validity of such appointment or any instrumentAccount.

Appears in 1 contract

Samples: Custodial Account Agreement

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Representations and Responsibilities. You represent and warrant to us that any information you have given or will give provide us regarding your HSA with respect to this agreement is complete and accurate. Further, you agree that any directions you give us your HSA Administrator or action you take will be proper under this agreement, and that we are entitled to rely upon any such information or directions. If we fail to receive directions from you regarding any transaction, if or we receive ambiguous directions regarding any transaction, or if we, we in good faith, faith believe that any transaction requested is in dispute, we reserve the right to take no action until further clarification acceptable to us is received from you or the appropriate government or judicial authority. We will shall not be responsible in the event of any failure or interruption of services resulting from the act or omission of any third party service provider used to give such direction, and shall not be responsible for any losses. We shall not be responsible for losses of any kind that may result from your directions to us or your actions or failures to act, and you agree to reimburse us for any loss we may incur as a result of such directions, actions, actions or failures to act. We will shall not be responsible for any penalties, taxes, judgments, judgments or expenses you incur in connection with your inherited Xxxx XXXHSA. We have no duty the right, but not the obligation to determine whether your contributions or distributions comply with the Code, regulations, rulings, or this agreement. We may permit require you to appointprovide, through written notice accept- able on a form provided by or acceptable to us, an authorized agent proof or certification that you are eligible to act contribute to this HSA, including, but not limited to, proof or certification that you are covered by a HDHP. You acknowledge that establishment of your HSA is completely voluntary on your behalf part and that, to the best of your knowledge, your employer does not (a) limit your ability to move funds to another HSA beyond restrictions imposed by the Code; (b) impose conditions on utilization of HSA funds beyond those permitted under the Code; (c) make or influence the investment decisions with respect to this agreement (e.g., attorney-in-fact, executor, administrator, investment manager), but we have no duty funds contributed to determine the validity of such appointment or any instrumentan HSA;

Appears in 1 contract

Samples: Hsa Custodial Agreement and Disclosure Statement

Representations and Responsibilities. You represent and warrant to us that any information you have given or will give us with respect to this agreement Agreement is complete and accurate. Further, you agree that any directions you or the Account Representative give us us, or action you or the Account Representative take will be proper under this agreement, Agreement and that we are entitled to rely upon any such information or directions. If You acknowledge that we fail are under no obligation to receive directions from you regarding any transaction, if we receive ambiguous directions regarding any transaction, determine what actions or if we, in good faith, believe that documentation may be necessary or appropriate with respect to any transaction requested is in dispute, we reserve the right to take no action until further clarification acceptable to us is received from by you or the appropriate government Account Representative, and that we need only obtain those documents specified by you or judicial authoritythe Account Representative in any authorization (i.e. purchase or sale authorization). We will shall have no duty to confirm or ascertain that any such document or instrument obtained in connection with any transaction is genuine or authentic or that it has been properly or correctly executed or entered into by any purported party thereto. Upon receipt of any report or statement directly from us or SeedInvest Technology, you must inform us in writing if you believe any information on the report/statement is incorrect within 30 days after the report/statement is sent. If you do not so inform us, then we shall be relieved from all liability regarding the status of your Account as stated in the report/statement. We shall not be responsible for losses of any kind that may result from your directions to us or your actions or failures to act, act and you agree to reimburse us for any loss we may incur as a result of such directions, actions, actions or failures to act. We will shall not be responsible for any penalties, taxes, judgments, damages or expenses you incur in connection with your inherited Xxxx XXX. We have no duty to determine whether your contributions or distributions comply with the Code, regulations, rulings, or this agreement. We may permit you to appoint, through written notice accept- able to us, an authorized agent to act on your behalf with respect to this agreement (e.g., attorney-in-fact, executor, administrator, investment manager), but we have no duty to determine the validity of such appointment or any instrumentAccount.

Appears in 1 contract

Samples: Personal Custodial Account Agreement

Representations and Responsibilities. You represent and warrant to us that any information you have given or will give us us, with respect to this agreement Agreement is complete and accurate. Further, you agree that any directions you give us us, or action you take will be proper under this agreement, Agreement and that we are entitled to rely upon any such information or directions. If we fail We shall have no duty or responsibility to receive directions from you regarding question any transactionof your directions, if we receive ambiguous directions regarding review any transactionsecurities or other property held in the SIMPLE IRA, or if wemake any suggestions to you with respect to the investment, retention or disposition of any asset held in good faiththe SIMPLE IRA. We are entitled to act upon any instrument, certificate or form we believe that is genuine and believe is signed or presented by the proper person or persons and we need not investigate or inquire as to any transaction requested is statement contained in disputeany such document, we reserve the right to take no action until further clarification acceptable to us is received from you or the appropriate government or judicial authoritybut may accept it as true and accurate. We will not provide any tax, legal or investment advice. We shall have no duty to monitor the sufficiency or adequacy of your actions or duties or those of your heirs, successors, agents, or assigns, nor shall we be required to monitor the acts of any paid consultant to whom we may have contractually delegated any duties or responsibilities pursuant to you or your agent’s direction. We shall not be responsible for losses of any kind that may result from your directions to us or your actions or failures to act, act and you agree to reimburse us for any loss we may incur as a result of such directions, actions, actions or failures to act. We will shall not be responsible for any penalties, taxes, judgments, judgments or expenses you incur in connection with your inherited Xxxx XXXthe SIMPLE IRA. We have no duty to determine whether your contributions or distributions comply with the Code, regulationsRegulations, rulings, rulings or this agreement. We may permit you to appoint, through written notice accept- able to us, an authorized agent to act on your behalf with respect to this agreement (e.g., attorney-in-fact, executor, administrator, investment manager), but we have no duty to determine the validity of such appointment or any instrumentAgreement

Appears in 1 contract

Samples: Simple Ira Employer Agreement

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