Common use of Reports Under 1934 Act Clause in Contracts

Reports Under 1934 Act. With a view to making available to the Holders the benefits of Rule 144 promulgated under the 1933 Act and any other rule or regulation of the SEC that may at any time permit a Holder to sell securities of the Company to the public without registration or pursuant to a registration statement (including, without limitation, Form S-3), the Company agrees to: make and keep public information available, as those terms are used in SEC Rule 144, at all times; take such action as is necessary to enable the Holders to utilize Form S-3 for the sale of their Registrable Securities; file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act; and furnish to any Holder, so long as the Holder owns any Registrable Securities, forthwith on request, (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the 1933 Act and the 1934 Act, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC that permits the selling of any such securities without registration or pursuant to such form.

Appears in 5 contracts

Samples: Investors' Rights Agreement (Icm Asset Management Inc/Wa), Registration Rights Agreement (Icm Asset Management Inc/Wa), Rights Agreement (Icm Asset Management Inc/Wa)

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