Registered Broker Sample Clauses

Registered Broker. You and each of the Selected Dealers are, and will continue to be, registered as a broker-dealer under the Exchange Act and a member in good standing of FINRA. You are properly registered as a broker-dealer under the applicable laws of the State of Florida, and you or at least one of the Selected Dealers are, and will continue to be, properly registered as a broker/dealer in each state where required to serve as a broker/dealer in connection with the Offering.
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Registered Broker. You will be registered and in good standing as a broker/dealer with the SEC, the NASD, and the State of Michigan.
Registered Broker. To be registered and in good standing as a broker/dealer with the SEC, the NASD, and the State of Michigan and each state where required to serve as a broker/dealer in connection with the Offering.
Registered Broker. Dealer. You represent that you are a broker or dealer registered under the Exchange Act. You agree to notify us immediately if you cease to be registered or licensed as a broker or dealer.
Registered Broker. Forte represents and warrants that Forte is receiving 150,000 shares of Common Stock of the Company as an M&A advisory fee and confirms that it is not a registered broker as that term is defined in the Securities Exchange Act of 1934. Seller makes no representation or warranty regarding this Paragraph 4.13.
Registered Broker. Dealers:
Registered Broker. Dealer. You represent that you are a broker-dealer registered under the 1934 Act.
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Registered Broker. ACCEPTED AND AGREED TO THIS DAY OF , 2021 Signature Print Name Title Company Phone Email REGISTERED POTENTIAL PURCHASER: ACCEPTED AND AGREED TO THIS DAY OF , 2021 Signature Print Name Title Company Phone
Registered Broker. Xxxxx Xxxxxxxx Auctioneers, Inc., is a registered broker for the Seller.
Registered Broker. DEALER RELATIONSHIP TO PURCHASER ------------------------ -------------------------
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