Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 39 contracts
Samples: Sub Administration Agreement (Third Avenue Variable Series Trust), Services Agreement (Investors Capital Funds), Sub Transfer Agency and Services Agreement (Smith Barney Money Funds Inc)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B A in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 7 contracts
Samples: Transfer Agency and Services Agreement (Aetna Series Fund Inc), Transfer Agency and Services Agreement (Domini Social Equity Fund), Transfer Agency and Services Agreement (Bt Insurance Funds Trust /Ma/)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 31a2 under the 1940 Act0000 Xxx.
Appears in 3 contracts
Samples: Subtransfer Agency and Services Agreement (Citifunds International Trust), Subtransfer Agency and Services Agreement (Citifunds Trust Ii), Agency and Services Agreement (Citifunds Fixed Income Trust)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B A in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 31 a-2 under the 1940 Act.
Appears in 2 contracts
Samples: Transfer Agency and Services Agreement (Forward Funds), Transfer Agency and Services Agreement (Forward Funds Inc)
Recordkeeping and Other Information. 4.1 5.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder hereunder, including records required by Section 31(a) of the 1940 Act and as set forth in Schedule B in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Pimco Funds Multi Manager Series), Daily Work (Pimco Funds Multi Manager Series)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B A in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Carnegie Government Securities Trust)
Recordkeeping and Other Information. 4.1 4.1. Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 31a2 under the 1940 Act.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (North Track Funds Inc)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-1 and Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Samples: Services Agreement (First Defined Portfolio Management Fund LLC)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B A in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 ActAct and the rules thereunder. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Rembrandt Funds)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B in accordance with all applicable lawslaws , rules and regulations, including records required by Section 31(a3l(a) of the 1940 l940 Act. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Samples: Transfer Agency and Services Agreemeent (Centurion Funds Inc)
Recordkeeping and Other Information. 4.1 4.1. Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Samples: Services Agreement (Torray Fund)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B A in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. Where applicable, such Such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Samples: Agency and Services Agreement (Sage Life Investment Trust)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 31 a-2 under the 1940 Act.
Appears in 1 contract
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B and in the Fund's Registration Statement in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B A in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. All records shall be available during regular business hours for inspection and use by the Fund. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Salomon Brothers High Income Fund Ii Inc)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B A in accordance with all applicable laws, rules and regulations, including records required by Section 31(a31 (a) of the 1940 Act. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 31 a-2 under the 1940 Act.
Appears in 1 contract
Samples: H) (Wilshire Target Funds Inc)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B A in accordance with all applicable laws, rules and regulations, including without limitation records required by Section 31(a) of the 1940 ActAct and by applicable tax laws and regulations. All records shall be available during regular business hours for inspection and use by the Fund. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Samples: Services Agreement (Tomorrow Funds Retirement Trust)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B A in accordance with all applicable laws, rules and regulations, including including, without limitation, records required by Section 31(a) of the 1940 ActAct and by applicable tax laws and regulations. All records shall be available during regular business hours for inspection and use by the Fund. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Samples: Services Agreement (Weiss Peck & Greer Funds Trust /Ma)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. Where applicable, such Such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Samples: Sub Administration Agreement (Sage Life Investment Trust)
Recordkeeping and Other Information. 4.1 Investor Services Group shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule B A in accordance with all applicable laws, rules and regulations, including without limitation, records required by Section 31(a) of the 1940 ActAct and by applicable tax laws and regulations. All records shall be available during regular business hours for inspection and use by the Fund. Where applicable, such records shall be maintained by Investor Services Group for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
