Receipt of Form ADV. TAM and the Fund understand and acknowledge that Subadviser is part of a worldwide, full-service investment banking, broker-dealer, asset management organization, and as such, Subadviser and its affiliates and their managing directors, directors, officers and employees may have multiple advisory, transactional and financial and other interests in securities, instruments and companies that may be purchased, sold or held by Subadviser for the Fund. As a registered investment adviser under the Investment Advisers Act of 1940, as amended, Subadviser is required to file a Form ADV with the SEC. Form ADV contains information about potential conflicts of interest and other relevant information regarding Subadviser. TAM and the Fund acknowledge receipt of Part 2 of Subadviser’s Form ADV prior to entering into this Agreement, and acknowledge its understanding of the potential conflicts of interest disclosed therein.
Receipt of Form ADV. PART 2: Currently available on xxxx://xxx.xxxxxxxxxxxxxxxxxxxxxxx.xxx/client-center or www.advisorinfo.sec.gov.Client acknowledges receipt from Adviser of a copy of Adviser’s Form ADV, Parts 2A and 2B. Client has the right to terminate the contract without penalty and fees within five (5) business days after entering into the contract. For the purposes of this provision, a contract is considered entered into when all parties to the contract have signed the contract or any other provisions of this contract notwithstanding. The Client will be notified of how to access or request an updated Form ADV, Part 2A and 2B on an annual basis and when material changes occur throughout the year. Once again, Adviser’s Form ADV, Part 2A and 2B are currently available on xxxx://xxx.xxxxxxxxxxxxxxxxxxxxxxx.xxx/client-center or xxx.xxxxxxxxxxx.xxx.xxx.
Receipt of Form ADV. The Company hereby acknowledges receipt of the Investment Manager’s current Form ADV Part II at least 48 hours prior to entering into this Agreement.
Receipt of Form ADV. The Trust acknowledges that prior to the Trust’s execution and delivery of this Agreement the Trust received a copy of Part 2A and 2B of the Subadviser’s Form ADV or a brochure which describes the services provided by the Subadviser.
Receipt of Form ADV. The REIT and the Business Manager acknowledge receipt of Part II of Form ADV completed by Adviser, a disclosure statement containing the equivalent information or the information required by Schedule H of Form ADV if the REIT is entering into a wrap fee program sponsored by the Adviser. If the appropriate disclosure statement was not delivered to the REIT and the Business Manager at least 48 hours prior to the REIT entering into any written or oral advisory contract, then the REIT has the right to terminate the contract without penalty within five business days after entering into this Agreement. For the purposes of this provision, a contract is considered entered into when all parties to the contract have signed the contract, or in the case of an oral contract, have otherwise signified their acceptance, any other provisions of this contract notwithstanding.
Receipt of Form ADV. The Fund hereby acknowledges receipt of the Portfolio Manager’s current Form ADV Part II at least 48 hours prior to entering into this Agreement.
Receipt of Form ADV. The Fund acknowledges that it has received and read a copy of the Advisor's Form ADV, Part II as required by Rule 204-3 of the Investment Advisers Act of 1940 and the Fund understands that the effective date of this Agreement may not be earlier than 48 hours after the Fund's receipt of such brochure.
Receipt of Form ADV. The WSIB acknowledges receipt of the Form ADV of the Contractor at least 48 hours prior to its execution of this Contract. The WSIB also agrees that future provision of the Form ADV or other information required by applicable regulation may be sent to the WSIB electronically, at the e-mail address provided to Contractor prior to such time.
Receipt of Form ADV. Program Manager acknowledges receipt of the most recent copy of the Fund Company’s Form ADV at least 48 hours prior to entering into this Agreement.
Receipt of Form ADV. The Client hereby acknowledges that it received a copy of Part 2 of the Manager's Form ADV prior to or at the time of entering into this Agreement as required under Rule 204-3(b) of the Advisers Act.
