Common use of Ratings Clause in Contracts

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 17 contracts

Sources: Underwriting Agreement (Everbridge, Inc.), Underwriting Agreement (Everbridge, Inc.), Underwriting Agreement (Everbridge, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes in Section 3(a)(62) of Rule 436(g)(2) the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 14 contracts

Sources: Underwriting Agreement (T1 Energy Inc.), Underwriting Agreement (T1 Energy Inc.), Underwriting Agreement (PPG Industries Inc)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2Section 3(a)(62) of the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof, except as has been publicly disclosed by the applicable nationally recognized statistical rating organization.

Appears in 6 contracts

Sources: Underwriting Agreement (Black Hills Corp /Sd/), Underwriting Agreement (Black Hills Corp /Sd/), Underwriting Agreement (Black Hills Corp /Sd/)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of in Rule 436(g)(23(a)(62) under the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 6 contracts

Sources: Open Market Sale Agreement (Fate Therapeutics Inc), Underwriting Agreement (Fate Therapeutics Inc), Underwriting Agreement (Fate Therapeutics Inc)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes in Section (3)(a)(62) of Rule 436(g)(2) the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 6 contracts

Sources: Underwriting Agreement (PlayAGS, Inc.), Underwriting Agreement (PlayAGS, Inc.), Underwriting Agreement (PlayAGS, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii8(c)(ii) hereof.

Appears in 5 contracts

Sources: Underwriting Agreement (Douglas Dynamics, Inc), Underwriting Agreement (Douglas Dynamics, Inc), Underwriting Agreement (Douglas Dynamics, Inc)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes in Section 3(a)(62) of Rule 436(g)(2) the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii9(c)(ii) hereof.

Appears in 4 contracts

Sources: Underwriting Agreement (Laureate Education, Inc.), Underwriting Agreement (Laureate Education, Inc.), Underwriting Agreement (Wengen Alberta, LP)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) as in effect on July 20, 2010 (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii11(a)(v) hereof.

Appears in 4 contracts

Sources: Underwriting Agreement (Carrizo Oil & Gas Inc), Underwriting Agreement (Carrizo Oil & Gas Inc), Underwriting Agreement (Carrizo Oil & Gas Inc)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes in Section (3)(a)(62) of Rule 436(g)(2) the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii7(d)(ii) hereof.

Appears in 4 contracts

Sources: Underwriting Agreement (Talos Energy Inc.), Underwriting Agreement (Talos Energy Inc.), Underwriting Agreement (Talos Energy Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) under the Securities Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii7(b)(ii) hereof.

Appears in 4 contracts

Sources: Underwriting Agreement (Regal Entertainment Group), Underwriting Agreement (Regal Entertainment Group), Underwriting Agreement (Regal Entertainment Group)

Ratings. No “nationally recognized statistical rating organization,” as such term is defined for purposes in Section 3(a)(62) of Rule 436(g)(2) the Exchange Act, (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 3 contracts

Sources: Underwriting Agreement (Wageworks, Inc.), Underwriting Agreement (Wageworks, Inc.), Underwriting Agreement (Wageworks, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes under Section 3 of Rule 436(g)(2) the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to told the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 3 contracts

Sources: Underwriting Agreement (Analog Devices Inc), Underwriting Agreement (Analog Devices Inc), Underwriting Agreement (Analog Devices Inc)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes in Section 3(a)(62) of Rule 436(g)(2) the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any of its subsidiaries or to any securities of the Company or any of its subsidiaries or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 3 contracts

Sources: Underwriting Agreement (Rocket Fuel Inc.), Underwriting Agreement (Rocket Fuel Inc.), Underwriting Agreement (Rocket Fuel Inc.)

Ratings. No If applicable to the Company, no “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2Section 3(c)(62) of the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 2 contracts

Sources: Underwriting Agreement (Kosmos Energy Ltd.), Underwriting Agreement (Kosmos Energy Ltd.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes under Section 3(a)(62) of Rule 436(g)(2) the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii7(b)(ii) hereof.

Appears in 2 contracts

Sources: Underwriting Agreement (Regal Entertainment Group), Underwriting Agreement (Regal Entertainment Group)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i436(g)(2)(i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to told the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 2 contracts

Sources: Underwriting Agreement (Analog Devices Inc), Underwriting Agreement (Analog Devices Inc)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to informed the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 2 contracts

Sources: Underwriting Agreement (Sportsman's Warehouse Holdings, Inc.), Underwriting Agreement (Sportsman's Warehouse Holdings, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2Section 3(a)(62) of the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii7(e)(ii) hereof.

Appears in 2 contracts

Sources: Underwriting Agreement (Energen Corp), Underwriting Agreement (Energen Corp)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2Section 3(a)(62) of the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii10(d)(ii) hereof, except as has been publicly disclosed by the applicable nationally recognized statistical rating organization.

Appears in 2 contracts

Sources: Exchange Agreement (Black Hills Corp /Sd/), Underwriting Agreement (Black Hills Corp /Sd/)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2Section 3(a)(62) under the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) except as publicly disclosed, has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii6(c) hereof.

Appears in 2 contracts

Sources: Underwriting Agreement (Associated Banc-Corp), Underwriting Agreement (Associated Banc-Corp)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 2 contracts

Sources: Underwriting Agreement (Wageworks, Inc.), Underwriting Agreement (Wageworks, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2Section 3(a)(62) of the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii7(d)(ii) hereof.

Appears in 2 contracts

Sources: Underwriting Agreement (Tsakos Energy Navigation LTD), Underwriting Agreement (Emerald Oil, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s Company retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii8(c)(ii) hereof.

Appears in 2 contracts

Sources: Underwriting Agreement (Mosaic Co), Underwriting Agreement (GNS II (U.S.) Corp.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities indebtedness of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii8(c)(ii) hereof.

Appears in 2 contracts

Sources: Underwriting Agreement (Standard Parking Corp), Underwriting Agreement (Standard Parking Corp)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2Section 3(a)(62) of the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 2 contracts

Sources: Underwriting Agreement (Green Brick Partners, Inc.), Underwriting Agreement (NCS Multistage Holdings, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to informed the Company that it is considering any of the actions described in Section 7(c)(ii6(d)(ii) hereof.

Appears in 2 contracts

Sources: Underwriting Agreement (Natures Sunshine Products Inc), Underwriting Agreement (Destination Xl Group, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it has or is considering imposing) imposing any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any of its subsidiaries or to any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereofCompany.

Appears in 1 contract

Sources: Underwriting Agreement (Codexis Inc)

Ratings. No “nationally recognized statistical rating organization” (as such term is defined for purposes in Section 3(a)(62) of Rule 436(g)(2) (ithe 1934 Act) has imposed (or has informed the Company that it is considering imposing) imposing any condition (financial or otherwise) on the Company’s retaining any rating ratings assigned to the Company or any of its subsidiaries or on any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereofits subsidiaries.

Appears in 1 contract

Sources: Underwriting Agreement (Aura Minerals Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2Section 3(a)(62) of the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii8(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Intercorp Financial Services Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2Section 3(a)(62) of the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii7(d)(ii) hereof, except as has been publicly disclosed by the applicable nationally recognized statistical rating organization.

Appears in 1 contract

Sources: Underwriting Agreement (Black Hills Corp /Sd/)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes in Section 3(a)(62) of Rule 436(g)(2the 1934 Act has (A) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (iiB) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii5(g)(iii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (GXO Logistics, Inc.)

Ratings. No Except as otherwise disclosed in the General Disclosure Package, no “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed under the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) 1933 Act Regulations has indicated to the Company that it is considering (a) the downgrading, suspension, or withdrawal of, or any review for a possible change that does not indicate the direction of the actions described possible change in, any rating so assigned or (b) any negative change in Section 7(c)(ii) hereofthe outlook for any rating of the Company or any securities of the Company.

Appears in 1 contract

Sources: Underwriting Agreement (Whiting Petroleum Corp)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) under the Securities Act (iA) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (iiB) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Skilled Healthcare Group, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any of its subsidiaries or to any securities of the Company or any of its subsidiaries or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Proofpoint Inc)

Ratings. No “nationally recognized statistical rating organization,” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Nord Anglia Education, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes under Section 3 of Rule 436(g)(2) (i) the Exchange Act has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to told the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Analog Devices Inc)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2Section 3(a)(62) (i) of the Exchange Act has imposed (or has informed the Company or any Guarantor that it is considering imposing) any condition (financial or otherwise) on the Company’s or and Guarantor’s retaining any rating assigned to the Company or any Guarantor or any securities of the Company or any Guarantor or (ii) has indicated to the Company or any Guarantor that it is considering any of the actions described in Section 7(c)(ii7(b)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Hi-Vol Products LLC)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes in Section 3(a)(62) of Rule 436(g)(2) the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii7(d)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Laureate Education, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to informed the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Fairway Group Holdings Corp)

Ratings. No If applicable to the Company, no “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Kosmos Energy Ltd.)

Ratings. No “nationally recognized statistical rating organization,” as such term is defined for purposes in Section 3(a)(62) of Rule 436(g)(2) the 1934 Act, (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii5(l) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Adamas Pharmaceuticals Inc)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of in Rule 436(g)(23(a)(62) (i) under the 1934 Act has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereofCompany.

Appears in 1 contract

Sources: Atm Equity Offering Sales Agreement (Neoleukin Therapeutics, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of in Rule 436(g)(23(a)(62) under the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to informed the Company that it is considering any of the actions described in Section 7(c)(ii5(k) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (BIND Therapeutics, Inc)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company in writing that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Gulfport Energy Corp)

Ratings. No “nationally recognized statistical rating organization” (as such term is defined for purposes in Section 3(a)(62) of Rule 436(g)(2the Exchange Act) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to notified the Company that it is considering any of the actions described in Section 7(c)(ii8(b)(ii) hereof.

Appears in 1 contract

Sources: Purchase Agreement (UWM Holdings Corp)

Ratings. No "nationally recognized statistical rating organization" as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s 's retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (CreditCards.com, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (i) has imposed (or has informed the Company Partnership that it is considering imposing) any condition (financial or otherwise) on the Company’s Partnership retaining any rating assigned to the Company Partnership or any securities of the Company Partnership or (ii) has indicated to the Company Partnership that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (CVR Refining, LP)

Ratings. No “nationally recognized statistical rating organization”, as such term is defined for purposes of Rule 436(g)(2) ), (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii7(d)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Tim W.E. Sgps, S.A.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2Section 3(a)(62) under the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii6(c) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Associated Banc-Corp)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes is defined in Section 3(a)(62) of Rule 436(g)(2) the Exchange Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (NovaBay Pharmaceuticals, Inc.)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes in Section 3(a)(62) of Rule 436(g)(2) the Exchange Act (iA) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (iiB) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Triple-S Management Corp)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes of Rule 436(g)(2) (iA) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s retaining any rating assigned to the Company or any securities of the Company or (iiB) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Triple-S Management Corp)

Ratings. No “nationally recognized statistical rating organization” as such term is defined for purposes in Section 3(a)(62) of Rule 436(g)(2) the 1934 Act (i) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s or Parent’s retaining any rating assigned to the Company Company, Parent or any securities of the Company or the Parent or (ii) has indicated to the Company or the Parent that it is considering any of the actions described in Section 7(c)(ii5(j) hereof.

Appears in 1 contract

Sources: Purchase Agreement (Earthstone Energy Inc)

Ratings. No “nationally recognized statistical rating organization” (as such term is defined for purposes under Section 3(a)(62) of Rule 436(g)(2) (ithe Exchange Act) has imposed (or has informed the Company that it is considering imposing) any condition (financial or otherwise) on the Company’s Company retaining any rating assigned to the Company or any securities of the Company or (ii) has indicated to the Company that it is considering any of the actions described in Section 7(c)(ii8(c)(ii) hereof.

Appears in 1 contract

Sources: Underwriting Agreement (Mosaic Co)