Purchase and Sale of Securities. The Adviser shall, at its own expense, place orders for the purchase, sale or loan of securities by the Trust either directly with the issuer or with any broker and/or dealer who deals in such securities.
Appears in 14 contracts
Samples: Agreement (Federated Investment Portfolios), Investment Advisory Agreement (Excelsior Institutional Trust), Investment Advisory Agreement (St James Portfolios)
Purchase and Sale of Securities. The Investment Adviser shall, at its own expense, place orders for the purchase, sale or loan of securities by the Trust either directly with the issuer or with any broker and/or dealer who deals in such securities.
Appears in 4 contracts
Samples: Investment Advisory Agreement (Excelsior Funds Trust), Investment Advisory Agreement (Excelsior Funds Trust), Investment Advisory Agreement (Excelsior Funds Trust)
Purchase and Sale of Securities. The Managing Investment Adviser shall, at its own expense, place orders for the purchase, sale or loan of securities by the Trust Company either directly with the issuer or with any broker and/or dealer who deals in such securities.
Appears in 4 contracts
Samples: Management Agreement (Excelsior Private Equity Fund Ii Inc), Management Agreement (Ust Private Equity Investors Fund Inc), Management Agreement (Excelsior Private Equity Fund Ii Inc)
Purchase and Sale of Securities. The Investment Adviser shall, at its own expense, shall place orders for the purchase, sale or loan of securities by the Trust Company either directly with the issuer or with any broker and/or dealer who deals in such securities.
Appears in 4 contracts
Samples: Investment Advisory Agreement (Excelsior Venture Partners Iii LLC), Form of Investment Advisory Agreement (Excelsior Venture Partners Iii LLC), Investment Advisory Agreement (Excelsior Venture Partners Fund Iii LLC)
Purchase and Sale of Securities. The Adviser shallAdviser, at its own expense, shall place all orders for the purchase, purchase and sale of portfolio securities for each Fund with brokers or loan of securities dealers selected by the Trust either directly Adviser, which may include brokers or dealers affiliated with the issuer or with any broker and/or dealer who deals in such securities.Adviser to the extent permitted by the 1940 Act and the Company's policies and procedures applicable to the Funds. The Adviser shall use its best efforts to seek to execute portfolio transactions at prices which, under the circumstances, result in
Appears in 1 contract
