Print Name. NATHAN A. LOW ROTH IRA --------------------------------------------- By: NATHAN LOW /S/ --------------------------------------------- Name: NATHAN A. LOW ROTH IRA --------------------------------------------- Title: --------------------------------------------- Address: 641 LEXINGTON AVE. --------------------------------------------- 25TH FL. --------------------------------------------- ▇.▇. ▇▇ ▇▇▇▇▇ --------------------------------------------- Telephone: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 13.33 ---------------------------------------------------- Number of Warrants Purchased at Closing 26,667 -------------------------------------------------- Aggregate Purchase Price $200,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 8 ---------------------------------------------------- Number of Warrants Purchased at Closing 16,000 -------------------------------------------------- Aggregate Purchase Price $120,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INSTITUTIONAL FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 124 ---------------------------------------------------- Number of Warrants Purchased at Closing 248,000 -------------------------------------------------- Aggregate Purchase Price $1,860,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INTERNATIONAL FUND LLC --------------------------------------------- By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 268 ---------------------------------------------------- Number of Warrants Purchased at Closing 536,000 -------------------------------------------------- Aggregate Purchase Price $4,020,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement.
Appears in 1 contract
Sources: Preferred Stock and Warrant Purchase Agreement (National Coal Corp)
Print Name. NATHAN A. LOW ROTH IRA --------------------------------------------- North Sound Legacy Institutional Fund LLC ----------------------------------------- By: NATHAN LOW /S/ /s/ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ --------------------------------------------- Name: NATHAN A. LOW ROTH IRA ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ --------------------------------------------- Title: Chief Investment Officer --------------------------------------------- Address: 641 LEXINGTON AVE. --------------------------------------------- 25TH FL. c/o North Sound Capital LLC --------------------------------------------- ▇.▇ ▇. ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ --------------------------------------------- ▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ --------------------------------------------- Telephone: ▇▇▇-▇▇▇-▇▇▇▇ --------------------------------------------- Facsimile: --------------------------------------------- E▇▇▇-Mail: ▇▇▇-▇▇▇▇ --------------------------------------------- SOC/EIN#: --------------------------------------------- XX-XXXXXXX Number of Shares of Series A D Preferred Stock Purchased at Closing 13.33 ---------------------------------------------------- Number of 12 ----- Series D-1 Warrants Purchased at Closing 26,667 -------------------------------------------------- 25,532 ------ Series D-2 Warrants Purchased 25,532 ------ Aggregate Purchase Price $200,000.00 ------------------------------------ 120,000 -------- OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORPOF AMENDMENT NO. 1 OF THE SPECTRUM PHARMACEUTICALS, INC. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT AND REGISTRATION RIGHTS AGREEMENT The undersigned hereby executes and delivers Amendment No. 1 of the Preferred Stock and Warrant Purchase Agreement and Registration Rights Agreement, to which this signature page is attached, which, together with all counterparts of the Agreement Amendment and signature pages of the other parties named in said AgreementAmendment, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 8 ---------------------------------------------------- Number of Warrants Purchased at Closing 16,000 -------------------------------------------------- Aggregate Purchase Price $120,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INSTITUTIONAL FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 124 ---------------------------------------------------- Number of Warrants Purchased at Closing 248,000 -------------------------------------------------- Aggregate Purchase Price $1,860,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INTERNATIONAL FUND LLC --------------------------------------------- By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 268 ---------------------------------------------------- Number of Warrants Purchased at Closing 536,000 -------------------------------------------------- Aggregate Purchase Price $4,020,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the AgreementAmendment.
Appears in 1 contract
Sources: Preferred Stock and Warrant Purchase Agreement (Spectrum Pharmaceuticals Inc)
Print Name. NATHAN A. LOW ROTH IRA --------------------------------------------- North Sound Legacy International Ltd. --------------------------------------- By: NATHAN LOW /S/ --------------------------------------------- /s/ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ --------------------------------------- Name: NATHAN A. LOW ROTH IRA --------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ --------------------------------------- Title: --------------------------------------------- Chief Investment Officer --------------------------------------- Address: 641 LEXINGTON AVE. --------------------------------------------- 25TH FL. --------------------------------------------- c/o North Sound Capital LLC --------------------------------------- ▇.▇ ▇. ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ --------------------------------------- ▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ --------------------------------------------- --------------------------------------- Telephone: --------------------------------------------- ▇▇▇-▇▇▇-▇▇▇▇ --------------------------------------- Facsimile: --------------------------------------------- E▇▇▇-Mail: --------------------------------------------- ▇▇▇-▇▇▇▇ --------------------------------------- SOC/EIN#: --------------------------------------------- N.A. - Not U.S. -------------------- Number of Shares of Series A D Preferred Stock Purchased at Closing 13.33 ---------------------------------------------------- Number of 12 ------ Series D-1 Warrants Purchased at Closing 26,667 -------------------------------------------------- 25,532 ------ Series D-2 Warrants Purchased 25,532 ------ Aggregate Purchase Price $200,000.00 ------------------------------------ 120,000 -------- OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORPOF AMENDMENT NO. 1 OF THE SPECTRUM PHARMACEUTICALS, INC. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT AND REGISTRATION RIGHTS AGREEMENT The undersigned hereby executes and delivers Amendment No. 1 of the Preferred Stock and Warrant Purchase Agreement and Registration Rights Agreement, to which this signature page is attached, which, together with all counterparts of the Agreement Amendment and signature pages of the other parties named in said AgreementAmendment, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 8 ---------------------------------------------------- Number of Warrants Purchased at Closing 16,000 -------------------------------------------------- Aggregate Purchase Price $120,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INSTITUTIONAL FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 124 ---------------------------------------------------- Number of Warrants Purchased at Closing 248,000 -------------------------------------------------- Aggregate Purchase Price $1,860,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INTERNATIONAL FUND LLC --------------------------------------------- By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 268 ---------------------------------------------------- Number of Warrants Purchased at Closing 536,000 -------------------------------------------------- Aggregate Purchase Price $4,020,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the AgreementAmendment.
Appears in 1 contract
Sources: Preferred Stock and Warrant Purchase Agreement (Spectrum Pharmaceuticals Inc)
Print Name. NATHAN A. LOW ROTH IRA --------------------------------------------- OTA LLC ---------------------------------- By: NATHAN LOW /S/ --------------------------------------------- /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇ ---------------------------------- Name: NATHAN A. LOW ROTH IRA --------------------------------------------- ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇ ---------------------------------- Title: --------------------------------------------- General Counsel ---------------------------------- Address: 641 LEXINGTON AVE. --------------------------------------------- 25TH FL. --------------------------------------------- c/o OTA LLC ---------------------------------- One Manhattanville Road ---------------------------------- ▇.▇. ▇ ▇▇▇▇, ▇▇ ▇▇▇▇▇ --------------------------------------------- ---------------------------------- Telephone: --------------------------------------------- ▇▇▇-▇▇▇-▇▇▇▇ ---------------------------------- Facsimile: --------------------------------------------- E▇▇▇-Mail: --------------------------------------------- ▇▇▇-▇▇▇▇ ---------------------------------- SOC/EIN#: --------------------------------------------- XX-XXXXXXX Number of Shares of Series A D Preferred Stock Purchased at Closing 13.33 ---------------------------------------------------- Number of 15 ------- Series D-1 Warrants Purchased at Closing 26,667 -------------------------------------------------- 31,915 ------ Series D-2 Warrants Purchased 31,915 ------ Aggregate Purchase Price $200,000.00 ------------------------------------ 150,000 -------- OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORPOF AMENDMENT NO. 1 OF THE SPECTRUM PHARMACEUTICALS, INC. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT AND REGISTRATION RIGHTS AGREEMENT The undersigned hereby executes and delivers Amendment No. 1 of the Preferred Stock and Warrant Purchase Agreement and Registration Rights Agreement, to which this signature page is attached, which, together with all counterparts of the Agreement Amendment and signature pages of the other parties named in said AgreementAmendment, shall constitute one and the same document in accordance with the terms of the AgreementAmendment. Print Name: NORTH SOUND LEGACY FUND LLC ProMed Partners, L.P. ----------------------------------- By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G/s/ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ----------------------------------- Name: ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ----------------------------------- Title: Managing Member ----------------------------------- Address: ▇▇▇ ▇▇▇▇ ▇▇▇., ▇▇▇ ▇▇▇▇▇ ----------------------------------- ▇▇▇ ▇▇▇▇, ▇▇ ▇▇▇▇▇ ----------------------------------- Telephone: ▇▇▇-▇▇▇-▇▇▇: --------------------------------------------- ▇ ----------------------------------- Facsimile: --------------------------------------------- E▇▇▇-Mail: --------------------------------------------- ▇▇▇-▇▇▇▇ ----------------------------------- SOC/EIN#: --------------------------------------------- XX-XXXXXXX Number of Shares of Series A D Preferred Stock Purchased at Closing 8 ---------------------------------------------------- Number of 5 --- Series D-1 Warrants Purchased at Closing 16,000 -------------------------------------------------- 10,638 ------ Series D-2 Warrants Purchased 10,638 ------ Aggregate Purchase Price $120,000.00 ------------------------------------ 50,000 ------- OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORPOF AMENDMENT NO. 1 OF THE SPECTRUM PHARMACEUTICALS, INC. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT AND REGISTRATION RIGHTS AGREEMENT The undersigned hereby executes and delivers Amendment No. 1 of the Preferred Stock and Warrant Purchase Agreement and Registration Rights Agreement, to which this signature page is attached, which, together with all counterparts of the Agreement Amendment and signature pages of the other parties named in said AgreementAmendment, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INSTITUTIONAL FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 124 ---------------------------------------------------- Number of Warrants Purchased at Closing 248,000 -------------------------------------------------- Aggregate Purchase Price $1,860,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INTERNATIONAL FUND LLC --------------------------------------------- By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 268 ---------------------------------------------------- Number of Warrants Purchased at Closing 536,000 -------------------------------------------------- Aggregate Purchase Price $4,020,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the AgreementAmendment.
Appears in 1 contract
Sources: Preferred Stock and Warrant Purchase Agreement (Spectrum Pharmaceuticals Inc)
Print Name. NATHAN A. LOW ROTH IRA --------------------------------------------- North Sound Legacy Fund LLC -------------------------------- By: NATHAN LOW /S/ --------------------------------------------- /s/ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ -------------------------------- Name: NATHAN A. LOW ROTH IRA --------------------------------------------- ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ -------------------------------- Title: --------------------------------------------- Chief Investment Officer -------------------------------- Address: 641 LEXINGTON AVE. --------------------------------------------- 25TH FL. --------------------------------------------- c/o North Sound Capital LLC -------------------------------- ▇.▇ ▇. ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ -------------------------------- ▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ --------------------------------------------- -------------------------------- Telephone: --------------------------------------------- ▇▇▇-▇▇▇-▇▇▇▇ -------------------------------- Facsimile: --------------------------------------------- E▇▇▇-Mail: --------------------------------------------- ▇▇▇-▇▇▇▇ -------------------------------- SOC/EIN#: --------------------------------------------- XX-XXXXXXX Number of Shares of Series A D Preferred Stock Purchased at Closing 13.33 ---------------------------------------------------- Number of 1 --- Series D-1 Warrants Purchased at Closing 26,667 -------------------------------------------------- 2,128 ----- Series D-2 Warrants Purchased 2,128 ----- Aggregate Purchase Price $200,000.00 ------------------------------------ 10,000 ------- OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORPOF AMENDMENT NO. 1 OF THE SPECTRUM PHARMACEUTICALS, INC. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT AND REGISTRATION RIGHTS AGREEMENT The undersigned hereby executes and delivers Amendment No. 1 of the Preferred Stock and Warrant Purchase Agreement and Registration Rights Agreement, to which this signature page is attached, which, together with all counterparts of the Agreement Amendment and signature pages of the other parties named in said AgreementAmendment, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 8 ---------------------------------------------------- Number of Warrants Purchased at Closing 16,000 -------------------------------------------------- Aggregate Purchase Price $120,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INSTITUTIONAL FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 124 ---------------------------------------------------- Number of Warrants Purchased at Closing 248,000 -------------------------------------------------- Aggregate Purchase Price $1,860,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INTERNATIONAL FUND LLC --------------------------------------------- By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 268 ---------------------------------------------------- Number of Warrants Purchased at Closing 536,000 -------------------------------------------------- Aggregate Purchase Price $4,020,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the AgreementAmendment.
Appears in 1 contract
Sources: Preferred Stock and Warrant Purchase Agreement (Spectrum Pharmaceuticals Inc)
Print Name. NATHAN A. LOW ROTH IRA JACOB CAPITAL, LLC --------------------------------------------- By: NATHAN LOW RICHARD LEVY /S/ --------------------------------------------- Name: NATHAN A. LOW ROTH IRA RICHARD LEVY --------------------------------------------- Title: MANAGER --------------------------------------------- Address: 641 LEXINGTON AVE. --------------------------------------------- 25TH FL. 95 REVERE DRIVE, SUITE A --------------------------------------------- ▇.▇. ▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ --------------------------------------------- Telephone▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 13.33 6.667 ---------------------------------------------------- Number of Warrants Purchased at Closing 26,667 13,333 -------------------------------------------------- Aggregate Purchase Price $200,000.00 100,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY FUND LLC RICHARD P. KIPHART --------------------------------------------- By: THOMAS MCAULEY RICHARD P. KIPHART /S/ --------------------------------------------- Name: THOMAS MCAULEY RICHARD P. KIPHART --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUEWILLIAM BLAIR & CO. --------------------------------------------- 222 W. ADAMS STREET --------------------------------------------- CHICAGO, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇IL 60606 --------------------------------------------- Telephone: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 8 20 ---------------------------------------------------- Number of Warrants Purchased at Closing 16,000 40,000 -------------------------------------------------- Aggregate Purchase Price $120,000.00 300,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INSTITUTIONAL FUND LLC LACHMAN FAMILY LIMITED PARTNERSHIP By: THOMAS MCAULEY ▇▇RY ANN LACHMAN /S/ --------------------------------------------- Name: THOMAS MCAULEY MARY ANN LACHMAN --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G3140 WHISPERWOODS COURT --------------------------------------------- ▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 124 20 ---------------------------------------------------- Number of Warrants Purchased at Closing 248,000 40,000 -------------------------------------------------- Aggregate Purchase Price $1,860,000.00 300,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INTERNATIONAL FUND LLC JOSEPH LEVY JR. DECLARATION OF TRUST, --------------------------------------------- UAD MAY 1, 1986 --------------------------------------------- By: THOMAS MCAULEY JOSEPH LEVY JR. /S/ --------------------------------------------- Name: THOMAS MCAULEY JOSEPH LEVY JR. --------------------------------------------- Title: CHIEF INVESTMENT OFFICER TRUSTEE --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇3340 W. MAIN STREET --------------------------------------------- ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 268 4 ---------------------------------------------------- Number of Warrants Purchased at Closing 536,000 8,000 -------------------------------------------------- Aggregate Purchase Price $4,020,000.00 60,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement.. Print Name: NANCY HOYT REVOCABLE TRUST By: NAN▇▇ ▇▇▇▇ /▇/ --------------------------------------------- Name: NANCY HOYT --------------------------------------------- Title: TRUSTEE ---------------------------------------------
Appears in 1 contract
Sources: Preferred Stock and Warrant Purchase Agreement (National Coal Corp)
Print Name. NATHAN A. LOW ROTH IRA RHP MASTER FUND, LTD. --------------------------------------------- By: NATHAN LOW ROCK HILL INVESTMENT MANAGEMENT, L.P. --------------------------------------------- By: RHP GENERAL PARTNER, LLC --------------------------------------------- By: KEITH MARLOWE /S/ --------------------------------------------- Name: NATHAN A. LOW ROTH IRA KEITH MARLOWE --------------------------------------------- Title: DIRECTOR --------------------------------------------- Address: 641 LEXINGTON AVE. --------------------------------------------- 25TH FL. --------------------------------------------- C/O ROCK HILL INVESTMENT MANAGEMENT, L.P. 3 BALA PLAZA EAST, SUITE 585 BALA ▇.▇. ▇▇▇▇, ▇▇ ▇▇▇▇▇ --------------------------------------------- Telephone▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 13.33 13.3334 ---------------------------------------------------- Number of Warrants Purchased at Closing 26,667 -------------------------------------------------- Aggregate Purchase Price $200,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 8 ---------------------------------------------------- Number of Warrants Purchased at Closing 16,000 -------------------------------------------------- Aggregate Purchase Price $120,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INSTITUTIONAL FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 124 ---------------------------------------------------- Number of Warrants Purchased at Closing 248,000 -------------------------------------------------- Aggregate Purchase Price $1,860,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INTERNATIONAL FUND LLC --------------------------------------------- By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 268 ---------------------------------------------------- Number of Warrants Purchased at Closing 536,000 -------------------------------------------------- Aggregate Purchase Price $4,020,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement.
Appears in 1 contract
Sources: Preferred Stock and Warrant Purchase Agreement (National Coal Corp)
Print Name. NATHAN A. LOW ROTH IRA JOEL CHESTLER --------------------------------------------- By: NATHAN LOW JOEL CHESTLER /S/ --------------------------------------------- Name: NATHAN A. LOW ROTH IRA JOEL CHESTLER --------------------------------------------- Title: --------------------------------------------- Address: 641 LEXINGTON AVE. --------------------------------------------- 25TH FL681 VALLEY RD. --------------------------------------------- ▇.▇. ▇▇▇▇▇, ▇▇ ▇▇▇▇▇ --------------------------------------------- Telephone▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 13.33 4 ---------------------------------------------------- Number of Warrants Purchased at Closing 26,667 8,000 -------------------------------------------------- Aggregate Purchase Price $200,000.00 60,000.00 ------------------- OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: CRESTVIEW CAPITAL MASTER, LLC By: STEWART R. FLINK /S/ --------------------------------------------- Name: STEWARD R. FLINK --------------------------------------------- Title: MANAGER --------------------------------------------- Address: 96 REVERE DRIVE, SUITE A --------------------------------------------- ▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 84 ---------------------------------------------------- Number of Warrants Purchased at Closing 168,000 -------------------------------------------------- Aggregate Purchase Price $1,260,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY FUND CRESTVIEW CAPITAL MASTER, LLC By: THOMAS MCAULEY STEWART R. FLINK /S/ --------------------------------------------- Name: THOMAS MCAULEY STEWARD R. FLINK --------------------------------------------- Title: CHIEF INVESTMENT OFFICER MANAGER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE95 REVERE DRIVE, SUITE 202 OLD GA --------------------------------------------- ▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 8 66.67 ---------------------------------------------------- Number of Warrants Purchased at Closing 16,000 133,333 -------------------------------------------------- Aggregate Purchase Price $120,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INSTITUTIONAL FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 124 ---------------------------------------------------- Number of Warrants Purchased at Closing 248,000 -------------------------------------------------- Aggregate Purchase Price $1,860,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INTERNATIONAL FUND LLC --------------------------------------------- By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 268 ---------------------------------------------------- Number of Warrants Purchased at Closing 536,000 -------------------------------------------------- Aggregate Purchase Price $4,020,000.00 1,000,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement.
Appears in 1 contract
Sources: Preferred Stock and Warrant Purchase Agreement (National Coal Corp)
Print Name. NATHAN A. LOW ROTH IRA DARA FIELDMAN --------------------------------------------- By: NATHAN LOW DARA FIELDMAN /S/ --------------------------------------------- Name: NATHAN A. LOW ROTH IRA DARA FIELDMAN --------------------------------------------- Title: --------------------------------------------- Address: 641 LEXINGTON AVE. --------------------------------------------- 25TH FL. 844 KIMBALWOOD LANE --------------------------------------------- ▇.▇. ▇▇▇▇▇▇ ▇▇▇▇, ▇▇ ▇▇▇▇▇ --------------------------------------------- Telephone▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 13.33 2 ---------------------------------------------------- Number of Warrants Purchased at Closing 26,667 4,000 -------------------------------------------------- Aggregate Purchase Price $200,000.00 30,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY FUND LLC STEWART & JENNIFER FLINK By: THOMAS MCAULEY /S/ STEWA▇▇ ▇. ▇LIN▇ /▇/ --------------------------------------------- Name: THOMAS MCAULEY STEWART R. FLINK --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE170 CRESTVIEW --------------------------------------------- DEERFIELD, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇IL 60015 Telephone: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 8 8.33 ---------------------------------------------------- Number of Warrants Purchased at Closing 16,000 16,667 -------------------------------------------------- Aggregate Purchase Price $120,000.00 125,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INSTITUTIONAL FUND LLC SCOTT P. GEORGE --------------------------------------------- By: THOMAS MCAULEY SCOTT P. GEORGE /S/ --------------------------------------------- Name: THOMAS MCAULEY SCOTT P. GEORGE --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G470 TURICUM ROAD --------------------------------------------- ▇▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 124 2 ---------------------------------------------------- Number of Warrants Purchased at Closing 248,000 4,000 -------------------------------------------------- Aggregate Purchase Price $1,860,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INTERNATIONAL FUND LLC --------------------------------------------- By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 268 ---------------------------------------------------- Number of Warrants Purchased at Closing 536,000 -------------------------------------------------- Aggregate Purchase Price $4,020,000.00 30,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement.
Appears in 1 contract
Sources: Preferred Stock and Warrant Purchase Agreement (National Coal Corp)
Print Name. NATHAN A. LOW ROTH IRA BYRON H. RUBIN --------------------------------------------- By: NATHAN LOW BYRON H. RUBIN /S/ --------------------------------------------- Name: NATHAN A. LOW ROTH IRA --------------------------------------------- Title: --------------------------------------------- Address: 641 LEXINGTON AVE. --------------------------------------------- 25TH FL. 5310 HARVEST HILL ROAD --------------------------------------------- ▇.▇. ▇▇▇ ▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇ --------------------------------------------- Telephone▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 13.33 7 ---------------------------------------------------- Number of Warrants Purchased at Closing 26,667 14,000 -------------------------------------------------- Aggregate Purchase Price $200,000.00 126,630.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY FUND LLC GERALD J. RUBIN --------------------------------------------- By: THOMAS MCAULEY GERALD J. RUBIN /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 8 ---------------------------------------------------- Number of Warrants Purchased at Closing 16,000 -------------------------------------------------- Aggregate Purchase Price $120,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INSTITUTIONAL FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 124 ---------------------------------------------------- Number of Warrants Purchased at Closing 248,000 -------------------------------------------------- Aggregate Purchase Price $1,860,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INTERNATIONAL FUND LLC --------------------------------------------- By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 268 ---------------------------------------------------- Number of Warrants Purchased at Closing 536,000 -------------------------------------------------- Aggregate Purchase Price $4,020,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement.---------------------------------------------
Appears in 1 contract
Sources: Preferred Stock and Warrant Purchase Agreement (National Coal Corp)
Print Name. NATHAN A. LOW ROTH IRA --------------------------------------------- SCO Capital Partners LLC ------------------------------ By: NATHAN LOW /S/ --------------------------------------------- /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ ------------------------------ Name: NATHAN A. LOW ROTH IRA --------------------------------------------- ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ ------------------------------ Title: --------------------------------------------- Chairman ------------------------------ Address: 641 LEXINGTON AVE. --------------------------------------------- 25TH FL. --------------------------------------------- ▇.▇. ▇▇ ▇▇▇▇▇▇ ▇▇ ▇▇▇▇▇▇▇▇ ------------------------------ 35th Floor ------------------------------ ▇▇▇ ▇▇▇▇, ▇▇ ▇▇▇▇▇ --------------------------------------------- ------------------------------ Telephone: --------------------------------------------- ▇▇▇-▇▇▇-▇▇▇▇ ------------------------------ Facsimile: --------------------------------------------- E▇▇▇-Mail: --------------------------------------------- ▇▇▇-▇▇▇▇ ------------------------------ SOC/EIN#: --------------------------------------------- XX-XXXXXXX Number of Shares of Series A D Preferred Stock Purchased at Closing 13.33 ---------------------------------------------------- Number of 61 -------- Series D-1 Warrants Purchased at Closing 26,667 -------------------------------------------------- 129,787 ------- Series D-2 Warrants Purchased 129,787 ------- Aggregate Purchase Price $200,000.00 ------------------------------------ 610,000 -------- OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORPOF AMENDMENT NO. 1 OF THE SPECTRUM PHARMACEUTICALS, INC. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT AND REGISTRATION RIGHTS AGREEMENT The undersigned hereby executes and delivers Amendment No. 1 of the Preferred Stock and Warrant Purchase Agreement and Registration Rights Agreement, to which this signature page is attached, which, together with all counterparts of the Agreement Amendment and signature pages of the other parties named in said AgreementAmendment, shall constitute one and the same document in accordance with the terms of the AgreementAmendment. Print Name: NORTH SOUND LEGACY FUND LLC SDS Merchant Fund, L.P. ------------------------------------- By: THOMAS MCAULEY /S/ --------------------------------------------- /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ ------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- ▇▇▇▇▇ ▇. ▇▇▇▇▇ ------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- General Counsel ------------------------------------- Address: Cc/O NORTH SOUND CAPITAL o SDS Capital Partners, LLC 53 FOREST AVENUE------------------------------------- ▇▇ ▇▇▇▇▇▇ ▇▇▇., SUITE 202 OLD G▇▇▇▇▇ ▇▇▇ ------------------------------------- ▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ------------------------------------- Telephone: ▇▇▇-▇▇▇-▇▇▇: --------------------------------------------- ▇ ------------------------------------- Facsimile: --------------------------------------------- E▇▇▇-Mail: --------------------------------------------- ▇▇▇-▇▇▇▇ ------------------------------------- SOC/EIN#: --------------------------------------------- XX-XXXXXXX Number of Shares of Series A D Preferred Stock Purchased at Closing 8 ---------------------------------------------------- Number of 25 ------ Series D-1 Warrants Purchased at Closing 16,000 -------------------------------------------------- 53,191 ------ Series D-2 Warrants Purchased 53,191 ------ Aggregate Purchase Price $120,000.00 ------------------------------------ 250,000 -------- OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORPOF AMENDMENT NO. 1 OF THE SPECTRUM PHARMACEUTICALS, INC. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT AND REGISTRATION RIGHTS AGREEMENT The undersigned hereby executes and delivers Amendment No. 1 of the Preferred Stock and Warrant Purchase Agreement and Registration Rights Agreement, to which this signature page is attached, which, together with all counterparts of the Agreement Amendment and signature pages of the other parties named in said AgreementAmendment, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INSTITUTIONAL FUND LLC By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 124 ---------------------------------------------------- Number of Warrants Purchased at Closing 248,000 -------------------------------------------------- Aggregate Purchase Price $1,860,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the Agreement. Print Name: NORTH SOUND LEGACY INTERNATIONAL FUND LLC --------------------------------------------- By: THOMAS MCAULEY /S/ --------------------------------------------- Name: THOMAS MCAULEY --------------------------------------------- Title: CHIEF INVESTMENT OFFICER --------------------------------------------- Address: C/O NORTH SOUND CAPITAL LLC 53 FOREST AVENUE, SUITE 202 OLD G▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇: --------------------------------------------- Facsimile: --------------------------------------------- E-Mail: --------------------------------------------- SOC/EIN#: --------------------------------------------- Number of Shares of Series A Preferred Stock Purchased at Closing 268 ---------------------------------------------------- Number of Warrants Purchased at Closing 536,000 -------------------------------------------------- Aggregate Purchase Price $4,020,000.00 ------------------------------------ OMNIBUS SIGNATURE PAGE TO NATIONAL COAL CORP. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT The undersigned hereby executes and delivers the Preferred Stock and Warrant Purchase Agreement to which this signature page is attached, which, together with all counterparts of the Agreement and signature pages of the other parties named in said Agreement, shall constitute one and the same document in accordance with the terms of the AgreementAmendment.
Appears in 1 contract
Sources: Preferred Stock and Warrant Purchase Agreement (Spectrum Pharmaceuticals Inc)