Common use of Principal Underwriter Clause in Contracts

Principal Underwriter. The Trustees may in their discretion from time to time enter into an exclusive or non-exclusive underwriting contract or contracts providing for the sale of Shares for any one or more of its Series or Classes or other securities to be issued by the Trust, including a contract whereby the Trust may either agree to sell Shares or other securities to the other party to the contract or appoint such other party its sales agent for such Shares or other securities. In either case, the contract may also provide for the repurchase or sale of Shares or other securities by such other party as principal or as agent of the Trust.

Appears in 116 contracts

Samples: Agreement and Declaration of Trust (American Funds Tax-Exempt Fund of New York), Agreement and Declaration of Trust (American Funds College Target Date Series), Agreement and Declaration of Trust (American Funds Global Balanced Fund)

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Principal Underwriter. The Trustees may in their discretion from time to time enter into an exclusive or non-exclusive underwriting contract or contracts providing for the sale of Shares for any one or more of its Series or Classes or other securities to be issued by the TrustShares, including a contract whereby the Trust may either agree to sell Shares or other securities to the other party to the contract or appoint such other party its sales agent for such Shares or other securitiesShares. In either case, the contract or contracts shall be on such terms and conditions as the Trustees may in their discretion determine and may also provide for the repurchase or sale of Shares or other securities by such other party as principal or as agent of the Trust.

Appears in 47 contracts

Samples: Agreement and Declaration of Trust (Pender Real Estate Credit Fund), Agreement and Declaration of Trust (Privacore PCAAM Alternative Income Fund), Privacore PCAAM Alternative Growth Fund

Principal Underwriter. The Trustees may in their discretion from time to time enter into an exclusive or non-exclusive underwriting contract or contracts providing for the sale of Shares for any one or more of its Series or Classes or other securities to be issued by the TrustShares, including a contract whereby the Trust may either agree to sell Shares or other securities to the other party to the contract or appoint such other party its sales agent for such Shares or other securitiesShares. In either case, the contract may also provide for the repurchase or sale of Shares or other securities by such other party as principal or as agent of the Trust.

Appears in 32 contracts

Samples: Agreement and Declaration (DundeeWealth Funds), Agreement and Declaration of Trust (DundeeWealth Funds), Hatteras 1099 Advantage (Hatteras 1099 Advantage Institutional Fund)

Principal Underwriter. The Trustees may in their discretion from time to time enter into an exclusive or non-exclusive underwriting contract or contracts providing for the sale of Shares for any one or more of its Series or Classes or other securities to be issued by the Trust, including a contract whereby the Trust may either agree to sell Shares or other securities to the other party to the contract or appoint such other party its sales agent for such Shares or other securities. In either case, the contract may also provide for the repurchase or sale of Shares or other securities by such other party as principal or as agent of the Trust.

Appears in 17 contracts

Samples: Declaration of Trust (Aristotle Funds Series Trust), Agreement and Declaration of Trust (Brookfield Investment Funds), Agreement And (Carlyle Select Trust)

Principal Underwriter. The Trustees may in their discretion from time to time enter into an exclusive or non-exclusive underwriting contract or contracts providing for the sale of Shares for any one or more of its Series or Classes or other securities to be issued by the TrustShares, including a contract whereby the Trust may either agree to sell Shares or other securities to the other party to the contract or appoint such other party its sales agent for such Shares or other securitiesShares. In either case, the contract shall be on the terms and conditions as the Trustees may in their discretion determine and such contract may also provide for the repurchase or sale of Shares or other securities by such other party as principal or as agent of the Trust.

Appears in 9 contracts

Samples: Agreement and Declaration of Trust (VII Peaks Co-Optivist Income Fund), Agreement and Declaration of Trust (Alti Private Equity Access & Commitments Fund), Agreement and Declaration of Trust (Cross Shore Discovery Fund)

Principal Underwriter. The Trustees may in their discretion from time to time enter into an exclusive or non-exclusive underwriting contract or contracts providing for the sale of Shares for any one or more of its Series or Classes or other securities to be issued by the TrustUnits, including a contract whereby the Trust may either agree to sell Shares or other securities Units to the other party to the contract or appoint such other party its sales agent for such Shares or other securitiesUnits. In either case, the contract may also provide for the repurchase or sale of Shares or other securities Units by such other party as principal or as agent of the Trust.

Appears in 2 contracts

Samples: Agreement and Declaration of Trust (FSI Low Beta Absolute Return Fund), Agreement and Declaration of Trust (FSI Low Beta Absolute Return Fund, TEI)

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Principal Underwriter. The Trustees may in their discretion from time to time enter into an exclusive or non-non- exclusive underwriting contract or contracts providing for the sale of Shares for any one or more of its Series or Classes or other securities to be issued by the TrustShares, including a contract whereby the Trust may either agree to sell Shares or other securities to the other party to the contract or appoint such other party its sales agent for such Shares or other securitiesShares. In either case, the contract may also provide for the repurchase or sale of Shares or other securities by such other party as principal or as agent of the Trust.. (c)

Appears in 2 contracts

Samples: New Alternatives Fund Agreement and Declaration (New Alternatives Fund Inc), Investment Services for Education Associations Trust

Principal Underwriter. The Trustees may in their discretion from --------------------- time to time enter into an exclusive or non-exclusive underwriting contract or contracts providing for the sale of Shares for any one or more of its Series or Classes or other securities to be issued by the TrustShares, including a contract whereby the Trust may either agree to sell Shares or other securities to the other party to the contract or appoint such other party its sales agent for such Shares or other securitiesShares. In either case, the contract may also provide for the repurchase or sale of Shares or other securities by such other party as principal or as agent of the Trust.

Appears in 1 contract

Samples: Provident Institutional Funds Agreement (Temporary Investment Fund Inc)

Principal Underwriter. The Trustees may in their discretion from time to time enter into an exclusive or non-exclusive underwriting contract or contracts providing for the sale of Shares for any one or more of its Series or Classes or other securities to be issued by the TrustShares, including a contract whereby the Trust or any Series may either agree to sell Shares or other securities to the other party to the contract or appoint such other party its sales agent for such Shares or other securitiesShares. In either case, the contract may also provide for the repurchase or sale of Shares or other securities by such other party as principal or as agent of the TrustTrust or such Series.

Appears in 1 contract

Samples: Agreement and Declaration (Evanston Alternative Opportunities Fund)

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