Principal Transactions. In connection with purchases or sales of securities for the account of a Fund, neither the Subadviser nor any of the Subadviser’s directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 14 contracts
Samples: Subadvisory Agreement (Advisors' Inner Circle Fund III), Investment Subadvisory Agreement (Advisors' Inner Circle Fund III), Subadvisory Agreement (Advisors' Inner Circle Fund III)
Principal Transactions. In connection with purchases or sales of securities for the account of a the Fund, neither the Subadviser Sub-Adviser nor any of the SubadviserSub-Adviser’s directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 6 contracts
Samples: Form of Sub Advisory Agreement (Delaware Wilshire Private Markets Fund), Sub Advisory Agreement (Delaware Wilshire Private Markets Fund), Sub Advisory Agreement (Delaware Wilshire Private Markets Tender Fund)
Principal Transactions. In connection with purchases or sales of securities for the account of a the Fund, neither the Subadviser Sub-Adviser nor any of the Subadviser’s its directors, officers, officers employees or employees shall affiliated persons will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Pioneer Series Trust Ii), Sub Advisory Agreement (Pioneer Series Trust Ii), Sub Advisory Agreement (Pioneer Series Trust Ii)
Principal Transactions. In connection with purchases or sales of securities for the account of a Fund, neither the Subadviser Sub-Adviser nor any of the Subadviser’s Sub-Adviser's directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Advisors' Inner Circle Fund III), Sub Advisory Agreement (Catholic Responsible Investments Funds)
Principal Transactions. In connection with purchases or sales of securities for the account of a Fundthe Company, neither the Subadviser nor any of the Subadviser’s directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Samples: Subadvisory Agreement (Advisors' Inner Circle Fund III)
Principal Transactions. In connection connection- with purchases or sales of securities for the account of a Fund, neither the Subadviser Sub-Adviser nor any of the Subadviser’s its directors, officers, officers or employees shall will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Samples: Sub Advisory Agreement (Advisors' Inner Circle Fund)
Principal Transactions. In connection with purchases or sales of securities for the account of a Fund, neither the Subadviser nor any of the Subadviser’s ' s directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Samples: Investment Subadvisory Agreement (Advisors' Inner Circle Fund III)
Principal Transactions. In connection with purchases or sales of securities for the account of a the Fund, neither the Subadviser nor any of the Subadviser’s directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Samples: Subadvisory Agreement (Advisors' Inner Circle Fund III)
