Principal Transactions. Except in transactions not permitted by the 1940 Act, the Trustees may authorize the Trust to buy any securities or other assets from or sell or lend any securities or other assets of the Trust to, any affiliate of the Trust or any account managed by an affiliate of the Trust, any Trustee or officer of the Trust or any firm of which any such Trustee or officer is a member acting as principal, or have any such dealings with any service provider employed pursuant to Article VII hereof.
Appears in 77 contracts
Sources: Trust Agreement (Pioneer CoreTrust I), Trust Agreement (Hartford Funds Exchange-Traded Trust), Trust Agreement (Hartford Funds Master Fund)
Principal Transactions. Except in transactions not permitted by the 1940 Act, or otherwise prohibited by Section 10.2(b) of this Declaration, the Trustees may authorize the Trust to buy any securities or other assets from or sell or lend any securities or other assets of the Trust to, any affiliate of the Trust or any account managed by an affiliate of the Trust, any Trustee or officer of the Trust or any firm of which any such Trustee or officer is a member acting as principal, or have any such dealings with any service provider employed pursuant to Article VII hereof.
Appears in 15 contracts
Sources: Agreement and Declaration of Trust (Global X Venture Fund), Agreement and Declaration of Trust (Virtus Global Credit Opportunities Fund), Agreement and Declaration of Trust (Virtus Global Credit Opportunities Fund)
Principal Transactions. Except in transactions not permitted by the 1940 Act, the Trustees may authorize the Trust to buy any securities or other assets from from, or sell or lend any securities or other assets of the Trust to, any affiliate of the Trust or any account managed by an affiliate of the Trust, any Trustee or officer of the Trust Trust, or any firm of which any such Trustee or officer is a member acting as principal, or have any such dealings with any service provider employed engaged pursuant to Article VII hereofhereof or affiliate of the Trust or any account managed by an affiliate of the Trust.
Appears in 3 contracts
Sources: Agreement and Declaration of Trust (BNY Mellon ETF Trust II), Agreement and Declaration of Trust (BNY Mellon ETF Trust II), Trust Agreement (BNY Mellon ETF Trust II)
Principal Transactions. Except in transactions not permitted by the 1940 Act, or otherwise prohibited by Section 10.2 of this Declaration, the Trustees may authorize the Trust to buy any securities or other assets from or sell or lend any securities or other assets of the Trust to, any affiliate of the Trust or any account managed by an affiliate of the Trust, any Trustee or officer of the Trust or any firm of which any such Trustee or officer is a member acting as principal, or have any such dealings with any service provider employed pursuant to Article VII hereof.
Appears in 2 contracts
Sources: Trust Agreement (Sound Point Alternative Income Fund), Agreement and Declaration of Trust (South Point Floating Rate Income Fund)