Principal Transactions. Except in transactions not permitted by the 1940 Act, the Trustees may authorize the Trust to buy any securities or other assets from or sell or lend any securities or other assets of the Trust to, any affiliate of the Trust or any account managed by an affiliate of the Trust, any Trustee or officer of the Trust or any firm of which any such Trustee or officer is a member acting as principal, or have any such dealings with any service provider employed pursuant to Article VII hereof.
Appears in 77 contracts
Samples: And Restated Agreement and Declaration of Trust (Hartford Funds Exchange-Traded Trust), Agreement and Declaration (State Trust), Agreement and Declaration of Trust (Powershares Actively Managed Exchange-Traded Fund Trust)
Principal Transactions. Except in transactions not permitted by the 1940 Act, or otherwise prohibited by Section 10.2(b) of this Declaration, the Trustees may authorize the Trust to buy any securities or other assets from or sell or lend any securities or other assets of the Trust to, any affiliate of the Trust or any account managed by an affiliate of the Trust, any Trustee or officer of the Trust or any firm of which any such Trustee or officer is a member acting as principal, or have any such dealings with any service provider employed pursuant to Article VII hereof.
Appears in 11 contracts
Samples: Agreement and Declaration of Trust (Pioneer ILS Bridge Fund), Agreement and Declaration (Pioneer Multi-Asset Credit Trust), Agreement and Declaration of Trust (Pioneer Multi Asset Floating Rate Trust)
Principal Transactions. Except in transactions not permitted by the 1940 Act, or otherwise prohibited by Section 10.2 of this Declaration, the Trustees may authorize the Trust to buy any securities or other assets from or sell or lend any securities or other assets of the Trust to, any affiliate of the Trust or any account managed by an affiliate of the Trust, any Trustee or officer of the Trust or any firm of which any such Trustee or officer is a member acting as principal, or have any such dealings with any service provider employed pursuant to Article VII hereof.
Appears in 2 contracts
Samples: Agreement and Declaration (Sound Point Alternative Income Fund), Agreement and Declaration of Trust (South Point Floating Rate Income Fund)
Principal Transactions. Except in transactions not permitted to the extent prohibited by the 1940 Act, the Trustees may authorize may, on behalf of the Trust to Trust, buy any securities or other assets from or sell any securities to, or lend any securities or other assets of the Trust Property to, any affiliate Trustee or any officer or employee of the Trust or any account managed by an affiliate of the Trust, any Trustee or officer of the Trust or any firm of organization in which any such Trustee person has a direct or officer is a member indirect interest, acting as principal, or have any such dealings with any service provider employed pursuant to Article VII hereof.
Appears in 2 contracts
Samples: Agreement and Declaration (Cullen Funds Trust), Agreement and Declaration (Cullen Funds Trust)
