Principal Transactions. In connection with purchases or sales of securities for the account of a Fund, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 126 contracts
Samples: Sub Advisory Agreement (Advisors' Inner Circle Fund), Sub Advisory Agreement (Advisors' Inner Circle Fund), Sub Advisory Agreement (Advisors' Inner Circle Fund)
Principal Transactions. In connection with purchases or sales of securities for the account of a Fund, neither the Sub-Adviser nor any of its the Sub-Adviser’s directors, officers officers, or employees will shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 15 contracts
Samples: Sub Advisory Agreement (Catholic Responsible Investments Funds), Sub Advisory Agreement (Catholic Responsible Investments Funds), Sub Advisory Agreement (Catholic Responsible Investments Funds)
Principal Transactions. In connection with purchases or sales of securities for the account of a Fundthe Funds, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 5 contracts
Samples: Investment Advisory Agreement (Advisors Inner Circle Fund), Investment Advisory Agreement (Advisors Inner Circle Fund), Investment Advisory Agreement (Advisors Inner Circle Fund II)
Principal Transactions. In connection with purchases or sales of securities for the account of a Fund, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 Act or the 1934 Act.
Appears in 3 contracts
Samples: Sub Advisory Agreement (Advisors Inner Circle Fund), Sub Advisory Agreement (Advisors Inner Circle Fund), Sub Advisory Agreement (Advisors Inner Circle Fund)
Principal Transactions. In connection with purchases or sales of securities for the account of a FundPortfolio, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 3 contracts
Samples: Sub Advisory Agreement (Advisors Inner Circle Fund), Sub Advisory Agreement (Advisors Inner Circle Fund), Sub Advisory Agreement (Advisors Inner Circle Fund)
Principal Transactions. In connection with purchases or sales of securities investment instruments for the account of a the Fund, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Advisors' Inner Circle Fund III), Sub Advisory Agreement (Advisors' Inner Circle Fund III)
Principal Transactions. In connection with purchases or sales of securities for the account of a the Fund, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 ActAct or the rules and regulations thereunder.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Advisors' Inner Circle Fund), Investment Advisory Agreement (Advisors Inner Circle Fund)
Principal Transactions. In connection with purchases or sales of securities or other instruments for the account of a the Fund, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Winton Diversified Opportunities Fund), Investment Advisory Agreement (Winton Diversified Opportunities Fund)
Principal Transactions. In connection with purchases or sales of securities for the account of a Fund, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 ActAct and the rules thereunder.
Appears in 2 contracts
Samples: Sub Advisory Agreement (KP Funds), Sub Advisory Agreement (KP Funds)
Principal Transactions. In connection with purchases or sales of securities investment instruments for the account of a the Fund, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Advisors' Inner Circle Fund III), Investment Advisory Agreement (Advisors' Inner Circle Fund III)
Principal Transactions. In connection with purchases or sales of securities for the account of a each Fund, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Advisors Inner Circle Fund II), Sub Advisory Agreement (Advisors Inner Circle Fund II)
Principal Transactions. In connection with purchases or sales of securities investment instruments for the account of a Fund, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Samples: Sub Advisory Agreement (Advisors' Inner Circle Fund III)
Principal Transactions. In connection with purchases or sales of securities for the account of a FundPortfolio, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Samples: Sub Advisory Agreement (Advisors Inner Circle Fund)
Principal Transactions. In connection with purchases or sales of securities for the account of a any Fund, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Samples: Investment Advisory Agreement (Advisors Inner Circle Fund II)
Principal Transactions. In connection with purchases or sales of securities for the account of a the Fund, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by this Agreement or the 1940 Act.
Appears in 1 contract
Samples: Investment Advisory Agreement (Advisors Inner Circle Fund)
Principal Transactions. In connection with purchases or sales of securities for the account of a Fundthe Funds, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Samples: Sub Advisory Agreement (Advisors Inner Circle Fund II)
Principal Transactions. In connection with purchases or sales of securities for the account of a the Fund, neither the Sub-Adviser nor any of its directors, members, managers, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Samples: Investment Advisory Agreement (Advisors' Inner Circle Fund III)
Principal Transactions. In connection with purchases or sales of securities for the account of a the Fund, neither the Sub-Adviser nor any of its directors, officers or employees will act as a principal or agent or receive any commission except as permitted by the 1940 ActAct or a Commission Order.
Appears in 1 contract
