Politically Exposed Persons. “PEPS”). The Transfer Agent on behalf of the Fund will maintain risk-based written policies and procedures to reasonably ascertain the status of an individual as a PEP. On a daily basis, the Transfer Agent will submit all new customer account registrations and registration changes against the PEPS database and conduct a risk-based review of accounts held by a PEP. The Transfer Agent will promptly notify the Fund of potential high-dollar or high-risk direct matches to the PEPS database to determine if additional action is required.
Politically Exposed Persons. You must promptly notify CoinBurp if you are or become a Politically Exposed Person or if you have a Relative that is or becomes a Politically Exposed Person.
Politically Exposed Persons. ‘PEP’) The Money Laundering Regulations 2007 include provisions which in practice require us to establish whether an individual for whom we are asked to act is a Politically Exposed Person (“PEP”). For the purposes of this firm’s Engagement Terms, a PEP is a person who is or has been within 12 months of the date of the Engagement Letter any of the following: a person who has been entrusted with one of the following prominent public functions in the UK or by the UK government or in or by a state other than the UK or by a European Community institution or an international body: heads of state, heads of government, ministers and deputy or assistant ministers members of parliament members of supreme courts, of constitutional courts, or of other high-level judicial bodies whose decisions are not generally subject to further appeal, except in exceptional circumstances members of courts of auditors or of the boards of central banks ambassadors, chargés d'affairs and high- ranking officers in the armed forces members of the administrative, management or supervisory bodies of state-owned enterprises In addition to the primary PEPs listed above, a PEP also includes: family members of a PEP – spouse, partner, children and their spouses or partners, and parents known close associates of a PEP – persons with whom joint beneficial ownership of a legal entity or legal arrangement is held, with whom there are close business relationships, or who is a sole beneficial owner of a legal entity or arrangement set up by the primary PEP If you are a PEP then you should inform us immediately. By signing and returning this firm’s Engagement Letter you acknowledge that you are not a PEP. If you inform us that you are a PEP, the law requires us to consider formally whether or not, in the circumstances, we will act for you. In that event we shall notify you of our decision.
Politically Exposed Persons. Is the applicant or, if applicable, any of its underlying beneficial owners or controllers (e.g. director, trustee etc.) a senior government, political or military official, or an immediate family member, or a close associate of such person (a “Politically Exposed Person”)? Yes No If yes, please state which Government: If yes, please state what position in the Government: If an immediate family member or close associate of a Politically Exposed Person, please state the nature of the relationship: SCHEDULE 2 BANK ACCOUNT DETAILS Beneficiary Bank: Address: IBAN: SWIFT: Account Name: Account Number: Reference: SCHEDULE 3 REPRESENTATIONS AND WARRANTIES The Subscriber represents and warrants that:
Politically Exposed Persons. The term „politically exposed persons‟ is broad and generally includes all persons who fulfill a prominent public function. This shall include a natural person who is or has been entrusted with a prominent public function and shall include:
Politically Exposed Persons. Is the applicant or, if applicable, any of its underlying beneficial owners or controllers (e.g. director, trustee etc.) a senior government, political or military official, or an immediate family member, or a close associate of such person (a “Politically Exposed Person”)? Yes No If yes, please state which Government: If yes, please state what position in the Government: If an immediate family member or close associate of a Politically Exposed Person, please state the nature of the relationship: SCHEDULE 2 BANK ACCOUNT DETAILS Bank Account Details for USD Subscription of Units in the Fund The Total Amount set out in the above table should be transferred to the following bank account: Correspondent Bank Name: Standard Chartered Bank New York Correspondent Bank Address: Not Applicable Correspondent SWIFT / Routing Code: XXXXXX00 Beneficiary Bank Name: Standard Chartered Bank, DIFC Branch Beneficiary Account Name: ADSI Global Fixed Income Fund OEIC LTD – Subscription/Redemption Beneficiary Bank SWIFT / Routing Code: XXXXXXXXXXX IBAN XX000000000000000000000 Reference: Name of Applicant SCHEDULE 3 REPRESENTATIONS AND WARRANTIES The Subscriber represents and warrants that:
Politically Exposed Persons. A Politically Exposed Person is any of the following:
Politically Exposed Persons. A Politically Exposed Person is any of the following: • A senior foreign political figure, meaning a senior official in the executive, legislative, administrative, military or judicial branch of a foreign government (whether elected or not), a senior official of a major foreign political party or a senior executive of a foreign government-owned corporation. • Any corporation, business or other entity that has been formed by, or for the benefit of, a senior foreign political figure. • The immediate family of a senior foreign political figure includes the figure’s parents, siblings, spouse, children and in- laws • A close associate of a senior foreign political figure who is widely and publicly known to maintain an unusually close relationship with the senior foreign political figure and includes a person who is in a position to conduct substantial domestic and international financial transactions on behalf of the senior foreign political figure. If you are or become a Politically Exposed Person, you must notify us immediately at account opening or within 30 days of the date you become a Politically Exposed Person. Upon notification, or in the event we discover you are a Politically Exposed Person, we may at our discretion close your account to further transactions, reverse transactions that have previously posted to your account or reject pending transactions.
