Policies and procedures compliance Sample Clauses

Policies and procedures compliance. Assist the investment adviser with monitoring its compliance with Fund Board directives, such as "Approved Issuers Listings for Repurchase Agreements", Rule 17a-7, Rule 17e-1 and Rule 12d3-1 procedures.
Sample 1Sample 2Sample 3See All (8)
AutoNDA by SimpleDocs
Policies and procedures compliance. Assist the Trust's Officers with monitoring each Fund's compliance with Board directives, such as the Trust's compliance procedures, including, but not limited to, guidelines for repurchase agreements and Rule 10f-3, Rule 12d3-1, Rule 17a-7 and Rule 17e-1 policies and procedures.
Sample 1Sample 2
Policies and procedures compliance. The Producer shall comply with all (i) federal, state and local laws, regulations and rules applicable to the Producer’s solicitation of insurance products, and (ii) all rules, policies, procedures and standards which are provided or made available to the Producer by Xxxxx or any Xxxxx Carrier.
Sample 1Sample 2
Policies and procedures compliance. Assist the investment adviser with monitoring its compliance with Trust Board directives, such as “Approved Issuers Listings for Repurchase Agreements”, Rule 17a-7, Rule 17e-1 and Rule 12d3-1 procedures.
Sample 1
Policies and procedures compliance. (1) Assist the Fund’s Investment Adviser with monitoring compliance with the 1940 Act and the 1933 Act and with rules, and amendments to rules, adopted thereunder, and notify the Trust of the results thereof.
Sample 1
Policies and procedures compliance. Assist the Adviser with monitoring each Portfolio's compliance with Fund Board directives, such as "Approved Issuers Listings for Repurchase Agreements" and Rule 17a-7, Rule 17e-1 and Rule 12d3-1 policies and procedures.
Sample 1
Policies and procedures compliance. The Camp Sponsor shall comply with all College policies, regulations, and guidelines, and all local, state and federal laws concerning health, safety and public order. Failure to comply with the preceding may result in forfeiture of the privilege of using College facilities and services, or termination of this Agreement, in the discretion of the College.
Sample 1
AutoNDA by SimpleDocs
Policies and procedures compliance. Notwithstanding any of the provisions of this Agreement to the contrary, all accounting, financial reporting and bookkeeping procedures of the Partnership (and its Controlled Affiliates) shall be established in conjunction with policies and procedures determined under the supervision of the General Partner and AMG. The Management Committee shall have a continuing obligation to keep AMG’s chief financial officer informed of material financial developments with respect to the Partnership (and its Controlled Affiliates). Notwithstanding any other provisions of this Agreement to the contrary, all legal, compliance and regulatory matters of the Partnership (and its Controlled Affiliates) shall be coordinated with the General Partner and AMG, and the Partnership’s (and its Controlled Affiliates’) legal compliance activities shall be conducted and established in conjunction with policies and procedures determined under the supervision of the General Partner. The Management Committee shall have a continuing obligation to keep AMG’s general counsel informed of material legal, compliance and regulatory developments with respect to the Partnership (and its Controlled Affiliates). The Partnership shall (and shall cause its Controlled Affiliates to) maintain a control environment and appropriate financial reporting, operational, legal and compliance control activities reasonably designed to ensure AMG’s compliance with Sections 302 and 404 of the Sarbanes Oxley Act of 2002 and consistent with best practices in the investment management industry, and each Employee Equityholder shall use his or her reasonable best efforts to cause the Partnership (and its Controlled Affiliates) to do so.
Sample 1

Related to Policies and procedures compliance

  • Policies and Procedures i) The policies and procedures of the designated employer apply to the employee while working at both sites.

  • Compliance Policies and Procedures To assist the Fund in complying with Rule 38a-1 of the 1940 Act, BBH&Co. represents that it has adopted written policies and procedures reasonably designed to prevent violation of the federal securities laws in fulfilling its obligations under the Agreement and that it has in place a compliance program to monitor its compliance with those policies and procedures. BBH&Co will upon request provide the Fund with information about our compliance program as mutually agreed.

  • COMPLIANCE WITH POLICIES AND PROCEDURES During the period that Executive is employed with the Company hereunder, Executive shall adhere to the policies and standards of professionalism set forth in the policies and procedures of the Company and IAC as they may exist from time to time.

  • Violence Policies and Procedures The Employer agrees to have in place explicit policies and procedures to deal with violence. The policy will address the prevention of violence, the management of violent situations, provision of legal counsel and support to employees who have faced violence. The policies and procedures shall be part of the employee's health and safety policy and written copies shall be provided to each employee. Prior to implementing any changes to these policies, the employer agrees to consult with the Association.

  • Policy and Procedures If the resident leaves the facility due to hospitalization or a therapeutic leave, the facility shall not be obligated to hold the resident’s bed available until his or her return, unless prior arrangements have been made for a bed hold pursuant to the facility’s “Bed Reservation Policy and Procedure” and pursuant to applicable law. In the absence of a bed hold, the resident is not guaranteed readmission unless the resident is eligible for Medicaid and requires the services provided by the facility. However, the resident may be placed in any appropriate bed in a semi-private room in the facility at the time of his or her return from hospitalization or therapeutic leave provided a bed is available and the resident’s admission is appropriate and meets the readmission requirements of the facility.

  • Sub-Advisor Compliance Policies and Procedures The Sub-Advisor shall promptly provide the Trust CCO with copies of: (i) the Sub-Advisor’s policies and procedures for compliance by the Sub-Advisor with the Federal Securities Laws (together, the “Sub-Advisor Compliance Procedures”), and (ii) any material changes to the Sub-Advisor Compliance Procedures. The Sub-Advisor shall cooperate fully with the Trust CCO so as to facilitate the Trust CCO’s performance of the Trust CCO’s responsibilities under Rule 38a-1 to review, evaluate and report to the Trust’s Board of Trustees on the operation of the Sub-Advisor Compliance Procedures, and shall promptly report to the Trust CCO any Material Compliance Matter arising under the Sub-Advisor Compliance Procedures involving the Sub-Advisor Assets. The Sub-Advisor shall provide to the Trust CCO: (i) quarterly reports confirming the Sub-Advisor’s compliance with the Sub-Advisor Compliance Procedures in managing the Sub-Advisor Assets, and (ii) certifications that there were no Material Compliance Matters involving the Sub-Advisor that arose under the Sub-Advisor Compliance Procedures that affected the Sub-Advisor Assets. At least annually, the Sub-Advisor shall provide a certification to the Trust CCO to the effect that the Sub-Advisor has in place and has implemented policies and procedures that are reasonably designed to ensure compliance by the Sub-Advisor with the Federal Securities Laws.

  • Overpayment Policies and Procedures Within 90 days after the Effective Date, Xxxxx shall develop and implement written policies and procedures regarding the identification, quantification and repayment of Overpayments received from any Federal health care program.

  • Company Policies and Procedures 7.1.1 The Company will ensure that Employees are able to readily access Company policies and procedures that apply to the Employees.

  • Safeguarding requirements and procedures (1) The Contractor shall apply the following basic safeguarding requirements and procedures to protect covered contractor information systems. Requirements and procedures for basic safeguarding of covered contractor information systems shall include, at a minimum, the following security controls:

  • Performance of Services in Accordance with Regulatory Requirements; Furnishing of Books and Records In performing the services set forth in this Agreement, the Manager:

Time is Money Join Law Insider Premium to draft better contracts faster.