Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 239 contracts
Samples: Placement Agency Agreement (FibroBiologics, Inc.), Placement Agency Agreement (Aptevo Therapeutics Inc.), Placement Agency Agreement (Panbela Therapeutics, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 113 contracts
Samples: Underwriting Agreement (Green Circle Decarbonize Technology LTD), Underwriting Agreement (Leaping Group Co., Ltd.), Underwriting Agreement (Mainz Biomed N.V.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 106 contracts
Samples: Underwriting Agreement (Neo-Concept International Group Holdings LTD), Underwriting Agreement (Oranco Inc), Underwriting Agreement (Oranco Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market New York Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 80 contracts
Samples: Underwriting Agreement (Bill Barrett Corp), Underwriting Agreement (Prologis), Underwriting Agreement (Bill Barrett Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market New York Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 54 contracts
Samples: Underwriting Agreement (Fluor Corp), Underwriting Agreement (Commercial Metals Co), Underwriting Agreement (Fluor Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 34 contracts
Samples: Underwriting Agreement (National Fuel Gas Co), Underwriting Agreement (Syngenta Finance N.V.), Underwriting Agreement (Stryker Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market (as defined in the Purchase Agreement) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 27 contracts
Samples: Placement Agency Agreement (Cyclacel Pharmaceuticals, Inc.), Placement Agency Agreement (Therapix Biosciences Ltd.), Placement Agency Agreement (First Wave BioPharma, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 25 contracts
Samples: Underwriting Agreement (Patriot Capital Funding, Inc.), Underwriting Agreement (Patriot Capital Funding, Inc.), Underwriting Agreement (St Paul Companies Inc /Mn/)
Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod and subject to Section 3(b) hereof, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 23 contracts
Samples: Underwriting Agreement (Great Plains Energy Inc), Underwriting Agreement (Great Plains Energy Inc), Underwriting Agreement (Great Plains Energy Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall file with the manner Commission all reports on Form SR as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 22 contracts
Samples: Underwriting Agreement (New Century Financial Corp), Underwriting Agreement (Action Performance Companies Inc), Underwriting Agreement (Friendly Ice Cream Corp)
Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (as defined below), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 20 contracts
Samples: Underwriting Agreement (ALE Group Holding LTD), Underwriting Agreement (Armlogi Holding Corp.), Underwriting Agreement (Creative Global Technology Holdings LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 17 contracts
Samples: Underwriting Agreement (Code Rebel Corp), Underwriting Agreement (Fuqin Fintech LTD), Underwriting Agreement (Fuqin Fintech LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 16 contracts
Samples: Placement Agency Agreement (Adomani, Inc.), Placement Agency Agreement (Adomani, Inc.), Underwriting Agreement (Biocurex Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 14 contracts
Samples: Underwriting Agreement (Mueller Water Products, Inc.), Underwriting Agreement (Acadia Realty Trust), Underwriting Agreement (Whitestone REIT)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the market or exchange on which the Common Stock is listed or quoted for trading (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 14 contracts
Samples: Placement Agency Agreement (Helius Medical Technologies, Inc.), Placement Agency Agreement (Wisa Technologies, Inc.), Placement Agency Agreement (Wisa Technologies, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 14 contracts
Samples: Underwriting Agreement (Walter Industries Inc /New/), Underwriting Agreement (Davita Inc), Underwriting Agreement (Davita Healthcare Partners Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Nasdaq Stock Market, Inc. all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 13 contracts
Samples: Underwriting Agreement (MWI Veterinary Supply, Inc.), Underwriting Agreement (GeoMet, Inc.), Underwriting Agreement (Oceanfreight Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall file with the manner Commission such information on Form 10-Q or Form 10-K as may be required by Rule 463 under the Exchange Securities Act.
Appears in 11 contracts
Samples: Underwriting Agreement (Corcept Therapeutics Inc), Underwriting Agreement (Impac Medical Systems Inc), Underwriting Agreement (Cruel World Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 10 contracts
Samples: Underwriting Agreement (Transforma Acquisition Group Inc.), Underwriting Agreement (NRDC Acquisition Corp.), Underwriting Agreement (Sports Properties Acquisition Corp.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Nasdaq Stock Market, Inc. all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 9 contracts
Samples: Underwriting Agreement (Acadia Pharmaceuticals Inc), Underwriting Agreement (Cardtronics Inc), Underwriting Agreement (Acadia Pharmaceuticals Inc)
Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (defined below), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 8 contracts
Samples: Underwriting Agreement (Global Engine Group Holding LTD), Underwriting Agreement (New Century Logistics (BVI) LTD), Jin Medical International Ltd.
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, and in compliance with the Exchange Act, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 8 contracts
Samples: Note Purchase Agreement (First Potomac Realty Trust), Lock Up Agreement (First Potomac Realty Trust), Note Purchase Agreement (First Potomac Realty Trust)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Nasdaq Stock Market LLC (“Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 7 contracts
Samples: Placement Agency Agreement (Ebang International Holdings Inc.), Placement Agency Agreement (Ebang International Holdings Inc.), Placement Agency Agreement (Tian Ruixiang Holdings LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 7 contracts
Samples: Underwriting Agreement (DG FastChannel, Inc), Underwriting Agreement (Eurand N.V.), Underwriting Agreement (Sonic Foundry Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market (as defined in the Securities Purchase Agreement) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 6 contracts
Samples: Placement Agency Agreement (Vallon Pharmaceuticals, Inc.), Placement Agency Agreement (Jaguar Health, Inc.), Placement Agency Agreement (Yield10 Bioscience, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 6 contracts
Samples: Placement Agency Agreement (Majesco Entertainment Co), Placement Agency Agreement (Kana Software Inc), Placement Agency Agreement (Wave Systems Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Synagro Technologies Inc), Underwriting Agreement (Derma Sciences, Inc.), Underwriting Agreement (Synagro Technologies Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Allis Chalmers Energy Inc.), Underwriting Agreement (Allis Chalmers Energy Inc.), Underwriting Agreement (Allis Chalmers Energy Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange ActAct and the rules of the Nasdaq National Market.
Appears in 5 contracts
Samples: Underwriting Agreement (TTM Technologies Inc), Underwriting Agreement (Verisity LTD), Underwriting Agreement (Virage Logic Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading The NASDAQ Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Mattel Inc /De/), Underwriting Agreement (Mattel Inc /De/), Mattel Inc /De/
Periodic Reporting Obligations. During The Company, during the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will duly shall file, on a timely basis, with the Commission and the Trading and, where required, The Nasdaq Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Gulfport Energy Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the market or exchange on which the Common Shares are listed or quoted for trading (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Placement Agency Agreement (Siyata Mobile Inc.), Placement Agency Agreement (Siyata Mobile Inc.), Placement Agency Agreement (Siyata Mobile Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly and the Operating Partnership shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within the time periods and in the manner period required by the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Life Storage Lp), Underwriting Agreement (Sovran Acquisition LTD Partnership), Underwriting Agreement (Life Storage Lp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading NASDAQ Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Dell Inc), Underwriting Agreement (Dell Inc), Underwriting Agreement (Otter Tail Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (National Security Solutions Inc.), Underwriting Agreement (GHL Acquisition Corp.), Pioneer Drilling Co
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Purchase Agreement (Rigel Pharmaceuticals Inc), Purchase Agreement (Rigel Pharmaceuticals Inc), Placement Agency Agreement (Sonic Solutions/Ca/)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly filefile with the Commission, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Netegrity Inc), Underwriting Agreement (Netegrity Inc), Underwriting Agreement (Netegrity Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by Section 13 or 15 of the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Kansas City Southern), Underwriting Agreement (Kansas City Southern), Underwriting Agreement (Kansas City Southern)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Patriot Capital Funding, Inc.), Underwriting Agreement (Ross Stores Inc), Underwriting Agreement (Patriot Capital Funding, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 4 contracts
Samples: Underwriting Agreement (iStar Acquisition Corp.), Underwriting Agreement (Quantum Group Inc /Fl), Underwriting Agreement (Quantum Group Inc /Fl)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will use it reasonable efforts to duly file, on a timely basis, with the Commission and the market or exchange on which the Common Stock is listed or quoted for trading (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 4 contracts
Samples: Placement Agency Agreement (Biolase, Inc), Placement Agency Agreement (Biolase, Inc), Placement Agency Agreement (Biolase, Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NASDAQ all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act and the Xxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Underwriting Agreement (AxoGen, Inc.), Underwriting Agreement (Raptor Pharmaceutical Corp), Syntroleum Corp
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Nicholas Financial Inc), Underwriting Agreement (Nicholas Financial Inc), Underwriting Agreement (Nicholas Financial Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading NASDAQ Capital Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (NitroSecurity, Inc.), Underwriting Agreement (Icop Digital, Inc), Underwriting Agreement (Icop Digital, Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (LHC Group, Inc), Underwriting Agreement (Caribou Coffee Company, Inc.), Underwriting Agreement (Caribou Coffee Company, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market all reports and documents SEC Reports required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Placement Agency Agreement (Soligenix, Inc.), Placement Agency Agreement (Soligenix, Inc.), Placement Agency Agreement (Soligenix, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Market NASDAQ all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Placement Agency Agreement (Staffing 360 Solutions, Inc.), Placement Agency Agreement (Staffing 360 Solutions, Inc.), Placement Agency Agreement (Staffing 360 Solutions, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the The Nasdaq Stock Market LLC (“Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Placement Agency Agreement (SHENGFENG DEVELOPMENT LTD), Placement Agency Agreement (U Power LTD), Placement Agency Agreement (SHENGFENG DEVELOPMENT LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market AMEX all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Amerivest Properties Inc), Underwriting Agreement (Amerivest Properties Inc), Hanover Capital Mortgage Holdings Inc
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Acorda Therapeutics Inc), Underwriting Agreement (Acorda Therapeutics Inc), Underwriting Agreement (Acorda Therapeutics Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market The NASDAQ Stock Market, all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Flir Systems Inc), Underwriting Agreement (Flir Systems Inc), Underwriting Agreement (Flir Systems Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading The NASDAQ Stock Market LLC all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall timely report the manner use of proceeds from the issuance of the Offered Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within the time periods and in the manner period required by the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Sovran Self Storage Inc), Underwriting Agreement (Sovran Self Storage Inc), Underwriting Agreement (Sovran Self Storage Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act in the manner and within the time periods and in the manner required by the Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Units as may be required under Rule 463 under the Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Union Street Acquisition Corp.), Underwriting Agreement (Union Street Acquisition Corp.), Underwriting Agreement (Union Street Acquisition Corp.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm ADSs as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 3 contracts
Samples: Deposit Agreement (Xiao-I Corp), Underwriting Agreement (Xiao-I Corp), Underwriting Agreement (Xiao-I Corp)
Periodic Reporting Obligations. During The Company, during the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will duly shall file, on a timely basis, with the Commission and and, where required, the Trading Market Exchange, all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Sanchez Energy Corp), Underwriting Agreement (Sanchez Energy Corp), Underwriting Agreement (Sanchez Energy Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Securities as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Derma Sciences, Inc.), Underwriting Agreement (Derma Sciences, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (as defined herein), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (DAVIS COMMODITIES LTD), Underwriting Agreement (DAVIS COMMODITIES LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, if any, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Ace Cash Express Inc/Tx), Underwriting Agreement (Collectors Universe Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will use its reasonable efforts to duly file, on a timely basis, with the Commission and the market or exchange on which the Common Stock is listed or quoted for trading (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (Nuwellis, Inc.), Placement Agency Agreement (Nuwellis, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by Section 13 or 15 of the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Broadcom Corp), Underwriting Agreement (Broadcom Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall, and the Selling Stockholder will use reasonable efforts to cause the Company to, duly file, on a timely basis, with the Commission and the Trading Market AMEX all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Collegiate Pacific Inc), Underwriting Agreement (Blumenfeld Michael J)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and furnish to the Trading NASDAQ Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Actor furnished, as applicable.
Appears in 2 contracts
Samples: Underwriting Agreement (CBOE Holdings, Inc.), Underwriting Agreement (CBOE Holdings, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Healthy Fast Food Inc), Underwriting Agreement (Healthy Fast Food Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (SCOLR Pharma, Inc.), Placement Agency Agreement (NTN Communications Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Periodperiod in which a prospectus is required by law to be delivered in connection with the distribution of the Shares, the Company will duly file, on a timely basis, with the Commission and the Trading Market (as defined in the Securities Purchase Agreement) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (Oragenics Inc), Placement Agency Agreement (Auris Medical Holding AG)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Nasdaq all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Healthstream Inc), Underwriting Agreement (Regent Licensee of El Paso Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Activision Blizzard, Inc.), Underwriting Agreement (Activision Blizzard, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Securities as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Mechanical Technology Inc), Underwriting Agreement (Mechanical Technology Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within Act. So long as the time periods Notes are outstanding, the Company will furnish to the Representatives, as soon as they are available, copies of such reports and in documents that are not otherwise available on the manner required by Commission’s website, and all reports or other communications (financial or other) furnished to holders of the Exchange ActNotes.
Appears in 2 contracts
Samples: Underwriting Agreement (JMP Group LLC), Underwriting Agreement (JMP Group LLC)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading NASDAQ Capital Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (China Customer Relations Centers, Inc.), Placement Agency Agreement (China Customer Relations Centers, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market (as defined in the Purchase Agreements) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (Ontrak, Inc.), Placement Agency Agreement (Ontrak, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within Act. In addition, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Western Refining, Inc.), Underwriting Agreement (Western Refining, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall timely report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Cabg Medical Inc), Underwriting Agreement (Cabg Medical Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market Nasdaq all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (Biophytis SA), Placement Agency Agreement (Evogene Ltd.)
Periodic Reporting Obligations. During The Company, during the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will duly shall file, on a timely basis, with the Commission and and, where required, the Trading Market NASDAQ Global Select Market, all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Davidson Charles E)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Offered Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Red Lion Hotels CORP), Underwriting Agreement (Red Lion Hotels CORP)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Units as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Marizyme Inc), Underwriting Agreement (Marizyme Inc)
Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (as defined above), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Lucas GC LTD), Underwriting Agreement (Lucas GC LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading NASDAQ National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Ev3 Inc.), Underwriting Agreement (Ev3 Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Nasdaq Global Market (the “Nasdaq”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Samples: Placement Agency Agreement (Cidara Therapeutics, Inc.)
Periodic Reporting Obligations. During the Prospectus ------------------------------ Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading The Nasdaq Global Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 1 contract
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market file all reports and documents required to be filed under with the Commission pursuant to the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (First Potomac Realty Trust)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market National Association of Securities Dealers, Inc. all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act in the manner and within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and subject to any applicable extensions and in the manner required by the Exchange Act.
Appears in 1 contract
Samples: Placement Agency Agreement (Guardion Health Sciences, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Depomed Inc)
Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod and subject to Section 4(b) hereof, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Offered Securities as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 1 contract
Samples: Underwriting Agreement (Cine Top Culture Holdings Ltd.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading The Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Periodic Reporting Obligations. During The Company, during the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will duly shall file, on a timely basis, with the Commission and and, where required, the Trading Nasdaq Global Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading The Nasdaq Capital Market (“Nasdaq”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (as defined below), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the Offering as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 1 contract
Samples: Underwriting Agreement (Primega Group Holdings LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Nasdaq Capital Market (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market SEC all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 1 contract
Samples: Underwriting Agreement (CardioVascular BioTherapeutics, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, if any, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Nasdaq, all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (First Financial Bancorp /Oh/)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq SmallCap Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 1 contract
