Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 87 contracts
Samples: Underwriting Agreement (Northern Genesis Acquisition Corp. II), Underwriting Agreement (Qell Acquisition Corp), Underwriting Agreement (Shelter Acquisition Corp I)
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 78 contracts
Samples: Underwriting Agreement (Dynamics Special Purpose Corp.), Administrative Services Agreement (Catcha Investment Corp), Administrative Services Agreement (Generation Asia I Acquisition LTD)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 45 contracts
Samples: Underwriting Agreement (Social Capital Hedosophia Holdings Corp. II), Underwriting Agreement (Social Capital Hedosophia Holdings Corp. II), Underwriting Agreement (Social Capital Hedosophia Holdings Corp. VI)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 31 contracts
Samples: Underwriting Agreement (New Frontier Corp), Underwriting Agreement (One Madison Corp), Underwriting Agreement (New Frontier Corp)
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no No Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 19 contracts
Samples: Underwriting Agreement (Ivanhoe Capital Acquisition Corp.), Underwriting Agreement (Gateway Strategic Acquisition Co.), Underwriting Agreement (Chenghe Acquisition Co.)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledgeRepresentative, no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).
Appears in 10 contracts
Samples: Underwriting Agreement (JAWS Spitfire Acquisition Corp), Underwriting Agreement (Horizon Acquisition Corp), Underwriting Agreement (Trajectory Alpha Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).
Appears in 9 contracts
Samples: Underwriting Agreement (AEA-Bridges Impact Corp.), Underwriting Agreement (AEA-Bridges Impact Corp.), Underwriting Agreement (Pontem Corp)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, knowledge no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).
Appears in 6 contracts
Samples: Underwriting Agreement (Kismet Acquisition One Corp), Underwriting Agreement (Kismet Acquisition Three Corp.), Underwriting Agreement (Kismet Acquisition Three Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities of any Member (other than securities purchased on the open market).
Appears in 6 contracts
Samples: Underwriting Agreement (Jack Creek Investment Corp.), Underwriting Agreement (Anthropos Capital Corp), Underwriting Agreement (Artisan Acquisition Corp.)
Ownership of FINRA Member Securities. Except To the knowledge of the Company, except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).
Appears in 5 contracts
Samples: Underwriting Agreement (POEMA Global Holdings Corp.), Underwriting Agreement (Bluescape Opportunities Acquisition Corp.), Underwriting Agreement (Bluescape Opportunities Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).
Appears in 5 contracts
Samples: Underwriting Agreement (Aspirational Consumer Lifestyle Corp. II), Underwriting Agreement (Cohn Robbins Holdings Corp.), Underwriting Agreement (CSR Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities of any Member (other than securities purchased on the open market).
Appears in 5 contracts
Samples: Underwriting Agreement (ScION Tech Growth II), Underwriting Agreement (ScION Tech Growth II), PROTONIQ Acquisition Corp
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Participating Member (other than securities purchased on the open market).
Appears in 4 contracts
Samples: Graf Acquisition Corp. IV, Graf Acquisition Corp. IV, Graf Acquisition Corp. II
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledgeRepresentative, no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).
Appears in 3 contracts
Samples: Underwriting Agreement (World Quantum Growth Acquisition Corp.), Underwriting Agreement (World Quantum Growth Acquisition Corp.), Underwriting Agreement (World Quantum Growth Acquisition Corp.)
Ownership of FINRA Member Securities. Except To the knowledge of the Company, except as disclosed in the Questionnaires FINRA questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities of any Member (other than securities purchased on the open market).
Appears in 3 contracts
Samples: Underwriting Agreement (Zimmer Energy Transition Acquisition Corp.), Underwriting Agreement (Zimmer Energy Transition Acquisition Corp.), Underwriting Agreement (Zimmer Energy Transition Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the RepresentativesUnderwriter, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Underwriting Agreement (AF Acquisition Corp.), AF Acquisition Corp.
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no No Company Affiliate is an owner of shares of capital stock or other securities of any Member (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Trust Agreement (Catalyst Partners Acquisition Corp.), Catalyst Partners Acquisition Corp.
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities of any Member (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Underwriting Agreement (ScION Tech Growth I), ScION Tech Growth I
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Underwriting Agreement (Primavera Capital Acquisition Corp.), Underwriting Agreement (Primavera Capital Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledgeRepresentative, no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).. n
Appears in 1 contract
Samples: Underwriting Agreement (JAWS Spitfire Acquisition Corp)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities of any Member (other than securities purchased on the open market).
Appears in 1 contract
Samples: Underwriting Agreement (Infinite Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the RepresentativesUnderwriter, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 1 contract
Samples: Underwriting Agreement (B Capital Technology Opportunities Corp.)
