Other Records. COMPANION agrees to maintain all required books of account and related financial records on behalf of UNDERWRITER. All such books of account and records shall be maintained and preserved pursuant to 1934 Act Rules 17a-3 and 17a-4 (or the corresponding provisions of any future federal securities laws or regulations). All such books and records shall be maintained by COMPANION on behalf of and as agent for UNDERWRITER whose property they are and shall remain for all purposes and shall at all times be subject to reasonable periodic, special or other examination by the SEC and all other regulatory bodies having jurisdiction. COMPANION also agrees to send to UNDERWRITER's customers all required confirmations of customer transactions.
Appears in 2 contracts
Samples: Principal Underwriting Agreement (Companion Life Separate Account B), Principal Underwriting Agreement (Companion Life Separate Account C)
Other Records. COMPANION agrees to maintain all required books of account ------------- and related financial records on behalf of UNDERWRITER. All such books of account and records shall be maintained and preserved pursuant to 1934 Act Rules 17a-3 and 17a-4 (or the corresponding provisions of any future federal securities laws or regulations). All such books and records shall be maintained by COMPANION on behalf of and as agent for UNDERWRITER whose property they are and shall remain for all purposes and shall at all times be subject to reasonable periodic, special or other examination by the SEC and all other regulatory bodies having jurisdiction. COMPANION also agrees to send to UNDERWRITER's customers all required confirmations of customer transactions.
Appears in 1 contract
Samples: Underwriting Agreement (Companion Life Separate Account B)
Other Records. COMPANION UNITED agrees to maintain all required books of account and related financial records on behalf of UNDERWRITER. All such books of account and records shall be maintained and preserved pursuant to 1934 Act Rules 17a-3 and 17a-4 (or the corresponding provisions of any future federal securities laws or regulations). All such books and records shall be maintained by COMPANION UNITED on behalf of and as agent for UNDERWRITER whose property they are and shall remain for all purposes and shall at all times be subject to reasonable periodic, special or other examination by the SEC and all other regulatory bodies having jurisdiction. COMPANION UNITED also agrees to send to UNDERWRITER's customers all required confirmations of customer transactions.
Appears in 1 contract
Samples: Principal Underwriting Agreement (United of Omaha Separate Account C)
