Other Important Financial Planning Services Information. If requested by Client and agreed to by Baird, the Plan may consist of an estate plan analysis designed to provide information on possible gift and estate tax consequences for Client related to the transfer of assets during his or her lifetime or at death. This estate plan analysis may make recommendations regarding advanced estate planning techniques specific to high net worth families. If requested by Client and agreed to by Baird, the Plan may consist of a detailed stock option analysis. This analysis may calculate the approximate tax cost associated with stock option exercises over a number of years. It may also compare various stock option exercise strategies to help determine the optimal strategy from a tax and investment standpoint. The Plan will set forth recommended actions in furtherance of Client’s goals, needs and objectives. Client understands and agrees that, in developing Client’s Plan, Baird does not assume or undertake any Client understands and acknowledges that the Services do not include the analysis or recommendation of specific securities or other investments or the implementation of investment strategies, although those services may be provided by Baird and/or a Baird Financial Advisor under a separate agreement with Baird. The Services only offer Client a recommendation as to the allocation of Client’s investment portfolio among various asset classes generally, which may include recommendations regarding allocations to alternative asset classes. The recommended allocation will reflect Xxxxx’x analysis of different asset classes and the different levels of risk associated with various investments. Client understands that analysis involves the consideration of past performance and the use of forward looking projections that are based upon certain assumptions about how markets will perform in the future. Baird may use other entities to assist in the preparation of a Plan, such as the use of third party planning software and research providers. Baird will not separately charge Client for use of these other entities except with Client’s consent. The Services provided by Baird may also include limited consultations with the other professionals assisting Client, such as Client’s attorney or tax adviser. More comprehensive financial planning services may involve the Baird Financial Advisor, working either independently or with individuals from other Baird departments, considering more complex issues in financial planning and reviewing estat...
