Common use of Organizational Structure Clause in Contracts

Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder is organized. Is the selling securityholder a natural person? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a reporting company under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a majority-owned subsidiary of a reporting company under the Exchange Act? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a registered investment company under the Investment Company Act of 1940? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 4 contracts

Samples: Subscription Agreement (ALKALINE WATER Co INC), Subscription Agreement (ALKALINE WATER Co INC), Subscription Agreement (ALKALINE WATER Co INC)

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Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder is organized. Is the selling securityholder a natural person? Yes No (If so, please xxxx mark the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a reporting company Yes No under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? (If so, please xxxx mark the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a majority-owned Yes No subsidiary of a reporting company under the Exchange Act? (If so, please xxxx mark the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a registered investment Yes No company under the Investment Company Act of 1940? (If so, please xxxx mark the box and skip to Question 5.) ___ Yes ___ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's ’s securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 2 contracts

Samples: Private Placement Subscription Agreement, sedar-filings-backup.thecse.com

Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder security holder is organized. Is the selling securityholder security holder a natural person? ___ Yes ___ No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder security holder a reporting company under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? ___ Yes ___ No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder security holder a majority-owned subsidiary of a reporting company under the Exchange Act? ___Yes ___ No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder security holder a registered investment company under the Investment Company Act of 1940? ___ Yes ___ No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder security holder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 2 contracts

Samples: Registration Rights Agreement (Bio Key International Inc), Registration Rights Agreement (Bio Key International Inc)

Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder is organized. Is the selling securityholder a natural person? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a reporting company under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a majority-owned subsidiary of a reporting company under the Exchange Act? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a registered investment company under the Investment Company Act of 1940? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's ’s securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 2 contracts

Samples: Subscription Agreement (Energizer Resources, Inc.), ALKALINE WATER Co INC

Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder shareholder is organized. Is the selling securityholder shareholder a natural person? (If so, please xxxx the box and skip to Question 5.) ___ ¨ Yes ___ ¨ No Is the selling securityholder shareholder a reporting company under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? (If so, please xxxx the box and skip to Question 5.) ___ ¨ Yes ___ ¨ No Is the selling securityholder shareholder a majority-owned subsidiary of a reporting company under the Exchange Act? (If so, please xxxx the box and skip to Question 5.) ___ ¨ Yes ___ ¨ No Is the selling securityholder shareholder a registered investment company under the Investment Company Act of 1940? (If so, please xxxx the box and skip to Question 5.) ___ ¨ Yes ___ ¨ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder shareholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's ’s securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 1 contract

Samples: Subscription Agreement

Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder is organized. Is the selling securityholder a natural person? (If so, please xxxx mark the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a reporting company under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? (If so, please xxxx mark the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a majority-owned subsidiary of a reporting company under the Exchange Act? (If so, please xxxx mark the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a registered investment company under the Investment Company Act of 1940? (If so, please xxxx mark the box and skip to Question 5.) ___ Yes ___ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 1 contract

Samples: Subscription Agreement (ALKALINE WATER Co INC)

Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder is organized. Is the selling securityholder a natural personperson (i.e., an individual rather than a corporation or other legal entity)? Yes No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a reporting company under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? Yes No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a majority-owned subsidiary of a reporting company under the Exchange Act? Yes No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a registered investment company under the Investment Company Act of 1940? Yes No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's ’s securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 1 contract

Samples: Registration Rights Agreement (Enovation Controls, Inc.)

Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder is organized. Is the selling securityholder a natural person? ____Yes ____No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a reporting company ____Yes ____No under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a majority-owned ____Yes ____No subsidiary of a reporting company under the Exchange Act? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a registered investment ____Yes ____No company under the Investment Company Act of 1940? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's ’s securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 1 contract

Samples: Private Placement Subscription Agreement (ALKALINE WATER Co INC)

Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder is organized. Is the selling securityholder a natural person? ___ Yes ___ No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a reporting company under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a majority-owned subsidiary of a reporting company under the Exchange Act? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a registered investment company under the Investment Company Act of 1940? ___ Yes ___ No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's ’s securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 1 contract

Samples: Registration Rights Agreement (Cryolife Inc)

Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder shareholder is organized. Is the selling securityholder shareholder a natural person? (If so, please xxxx the marx xxe box and skip to Question 5.) ___ ¨ Yes ___ ¨ No Is the selling securityholder shareholder a reporting company under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? (If so, please xxxx the marx xxe box and skip to Question 5.) ___ ¨ Yes ___ ¨ No Is the selling securityholder shareholder a majority-owned subsidiary of a reporting company under the Exchange Act? (If so, please xxxx the marx xxe box and skip to Question 5.) ___ ¨ Yes ___ ¨ No Is the selling securityholder shareholder a registered investment company under the Investment Company Act of 1940? (If so, please xxxx the marx xxe box and skip to Question 5.) ___ ¨ Yes ___ ¨ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder shareholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's ’s securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 1 contract

Samples: Subscription Agreement (Niocorp Developments LTD)

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Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder is organized. Is the selling securityholder a natural person? Yes No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a reporting company Yes No under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a majority-owned Yes No subsidiary of a reporting company under the Exchange Act? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a registered investment Yes No company under the Investment Company Act of 1940? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's ’s securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 1 contract

Samples: webfiles.thecse.com

Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder is organized. Is the selling securityholder a natural person? ¨ Yes ¨ No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a reporting company under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? ¨ Yes ¨ No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a majority-owned subsidiary of a reporting company under the Exchange Act? ¨ Yes ¨ No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a registered investment company under the Investment Company Act of 1940? ¨ Yes ¨ No (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's ’s securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 1 contract

Samples: Registration Rights Agreement (inContact, Inc.)

Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder shareholder is organized. Is the selling securityholder shareholder a natural person? (If soyes, please xxxx mxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder shareholder a reporting company under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? (If soyes, please xxxx mxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder shareholder a majority-owned subsidiary of a reporting company under the Exchange Act? (If soyes, please xxxx mxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder shareholder a registered investment company under the Investment Company Act of 1940? (If soyes, please xxxx mxxx the box and skip to Question 5.) ___ Yes ___ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder shareholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's ’s securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 1 contract

Samples: Subscription Agreement (Niocorp Developments LTD)

Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder is organized. Is the selling securityholder a natural person? Yes No (If so, please xxxx mark the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a reporting company under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? Yes No (If so, please xxxx mark the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a majority-majority- owned subsidiary of a reporting company under the Exchange Act? Yes No (If so, please xxxx mark the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a registered investment company under the Investment Company Act of 1940? Yes No (If so, please xxxx mark the box and skip to Question 5.) ___ Yes ___ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 1 contract

Samples: Settlement Agreement (SpringBig Holdings, Inc.)

Organizational Structure. Please indicate or (if applicable) describe how the selling securityholder is organized. Is the selling securityholder a natural _____ Yes _X__ No person? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No Is the selling securityholder a reporting ___ Yes _X__ No company under the Securities Exchange Act of 1934, as amended (the "Exchange Act")? (If so, please xxxx the box and skip to Question 5.) Is the selling securityholder a majority- _X__ Yes ___ No Is the selling securityholder a majority-owned subsidiary of a reporting company under the Exchange Act? (If so, please xxxx the box and skip to Question 5.) Is the selling securityholder a registered ___ Yes ___ No Is the selling securityholder a registered investment company under the Investment Company Act of 1940? (If so, please xxxx the box and skip to Question 5.) ___ Yes ___ No If the answer to all of the foregoing questions is "no," please describe: (i) the exact legal description of the selling securityholder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above); (iii) the names of each person or persons having voting and investment control over the Company's securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).

Appears in 1 contract

Samples: Operating Agreement (Us Geothermal Inc)

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