{"component": "clause", "props": {"groups": [{"snippet_links": [{"key": "submitted-by", "type": "clause", "offset": [7, 19]}, {"key": "on-behalf-of", "type": "definition", "offset": [36, 48]}, {"key": "by-the-trust", "type": "clause", "offset": [89, 101]}, {"key": "in-the-prospectus", "type": "clause", "offset": [141, 158]}, {"key": "by-the-parties", "type": "clause", "offset": [186, 200]}], "size": 50, "samples": [{"hash": "78m705LpSwt", "uri": "/contracts/78m705LpSwt#orders-and-settlement", "label": "Services Agreement (WoodmenLife Variable Annuity Account)", "score": 31.3203277588, "published": true}, {"hash": "cZBipL5bG8I", "uri": "/contracts/cZBipL5bG8I#orders-and-settlement", "label": "Services Agreement (Jefferson National Life Annuity Account G)", "score": 31.3148536682, "published": true}, {"hash": "aVi9JVQZEsK", "uri": "/contracts/aVi9JVQZEsK#orders-and-settlement", "label": "Administrative Services Agreement (Allianz Life Variable Account B)", "score": 21.4312114716, "published": true}], "snippet": "Orders submitted by Authorized Firm on behalf of investors shall be accepted or rejected by the Trust (or its agent) in the manner disclosed in the Prospectus, or as otherwise agreed to by the parties.", "hash": "fd8f42b823cbe19e35a82a1791a8f722", "id": 1}, {"snippet_links": [{"key": "plan-provider", "type": "definition", "offset": [3, 16]}, {"key": "proper-form", "type": "definition", "offset": [42, 53]}, {"key": "close-of-trading", "type": "definition", "offset": [107, 123]}, {"key": "next-business-day", "type": "definition", "offset": [214, 231]}, {"key": "net-purchases", "type": "definition", "offset": [272, 285]}, {"key": "redemptions-of-shares", "type": "clause", "offset": [289, 310]}, {"key": "central-time", "type": "clause", "offset": [355, 367]}, {"key": "payment-for-net-redemptions", "type": "clause", "offset": [469, 496]}, {"key": "the-business", "type": "clause", "offset": [500, 512]}, {"key": "the-day", "type": "definition", "offset": [527, 534]}, {"key": "the-accounts", "type": "clause", "offset": [561, 573]}, {"key": "the-funds", "type": "clause", "offset": [621, 630]}, {"key": "receipt-of-instructions", "type": "clause", "offset": [797, 820]}, {"key": "upon-request", "type": "definition", "offset": [831, 843]}, {"key": "other-records", "type": "definition", "offset": [875, 888]}, {"key": "to-the-services", "type": "clause", "offset": [898, 913]}, {"key": "received-on", "type": "clause", "offset": [1089, 1100]}], "size": 47, "samples": [{"hash": "r1RJFDEvGw", "uri": "/contracts/r1RJFDEvGw#orders-and-settlement", "label": "Agency Pricing Agreement (Aim Special Opportunities Funds)", "score": 16.0, "published": true}, {"hash": "ll9UMbmUEZZ", "uri": "/contracts/ll9UMbmUEZZ#orders-and-settlement", "label": "Agency Pricing Agreement (Aim Funds Group/De)", "score": 16.0, "published": true}, {"hash": "lkVfv1B2iQq", "uri": "/contracts/lkVfv1B2iQq#orders-and-settlement", "label": "Agency Pricing Agreement (Aim International Funds Inc)", "score": 16.0, "published": true}], "snippet": "If Plan Provider receives instructions in proper form from Participants or Plan Representatives before the Close of Trading on a Business Day, Plan Provider will process such instructions that same evening. On the next Business Day, Plan Provider will transmit orders for net purchases or redemptions of Shares to Distributor or its designee by 9:00 a.m. Central Time and wire payment for net purchases by 2:00 p.m. Central Time. Distributor or its affiliate will wire payment for net redemptions on the Business Day following the day the order is executed for the Accounts. In doing so, Plan Provider will be considered the Funds' agent, and Shares will be purchased and redeemed as of the Business Day on which Plan Provider receives the instructions. Plan Provider will record time and date of receipt of instructions and will, upon request, provide such instructions and other records relating to the Services to Distributor's auditors. If Plan Provider receives instructions in proper form after the Close of Trading on a Business Day, Plan Provider will treat the instructions as if received on the next Business Day.", "hash": "a5238627ee9f612beda607c838386979", "id": 2}, {"snippet_links": [{"key": "plan-provider", "type": "definition", "offset": [0, 13]}, {"key": "designated-investment", "type": "definition", "offset": [53, 74]}, {"key": "distributor-orders", "type": "clause", "offset": [97, 115]}, {"key": "specified-accounts", "type": "definition", "offset": [149, 167]}, {"key": "provider-agrees", "type": "clause", "offset": [174, 189]}, {"key": "net-purchases", "type": "definition", "offset": [206, 219]}, {"key": "redemptions-of-shares", "type": "clause", "offset": [227, 248]}, {"key": "proper-form", "type": "definition", "offset": [287, 298]}, {"key": "prior-to-the", "type": "clause", "offset": [342, 354]}, {"key": "close-of-trading", "type": "definition", "offset": [355, 371]}, {"key": "business-day", "type": "definition", "offset": [385, 397]}], "size": 5, "samples": [{"hash": "izQdAStXE9Y", "uri": "/contracts/izQdAStXE9Y#orders-and-settlement", "label": "Service Agreement (Aim Equity Funds Inc)", "score": 16.0, "published": true}, {"hash": "hW8MfJYiJR3", "uri": "/contracts/hW8MfJYiJR3#orders-and-settlement", "label": "Service Agreement (Aim Investment Securities Funds Inc)", "score": 16.0, "published": true}, {"hash": "9nY9oSxbHNJ", "uri": "/contracts/9nY9oSxbHNJ#orders-and-settlement", "label": "Service Agreement (Aim Equity Funds Inc)", "score": 16.0, "published": true}], "snippet": "Plan Provider will calculate order allocations among designated investment media and transmit to Distributor orders to purchase or redeem Shares for specified Accounts. Plan Provider agrees that orders for net purchases or net redemptions of Shares derived from instructions received in proper form by Plan Provider from Plan Representatives prior to the Close of Trading on any given Business Day will be processed that same evening and transmitted to Distributor or its designee by 9:00 a.", "hash": "fe8f7def951df798c01671a99bba52bd", "id": 3}, {"snippet_links": [{"key": "receipt-of-instructions", "type": "clause", "offset": [13, 36]}, {"key": "plan-participants", "type": "definition", "offset": [42, 59]}, {"key": "designated-investment", "type": "definition", "offset": [133, 154]}, {"key": "the-transfer-agent", "type": "definition", "offset": [177, 195]}, {"key": "fund-orders", "type": "clause", "offset": [204, 215]}, {"key": "specified-accounts", "type": "definition", "offset": [254, 272]}, {"key": "basis-of", "type": "clause", "offset": [280, 288]}, {"key": "net-purchases", "type": "definition", "offset": [341, 354]}, {"key": "proper-form", "type": "definition", "offset": [427, 438]}, {"key": "prior-to-the", "type": "clause", "offset": [498, 510]}, {"key": "close-of-trading", "type": "definition", "offset": [511, 527]}, {"key": "to-the-fund", "type": "definition", "offset": [606, 617]}, {"key": "central-time", "type": "clause", "offset": [648, 660]}, {"key": "next-business-day", "type": "definition", "offset": [668, 685]}, {"key": "to-provide", "type": "definition", "offset": [703, 713]}, {"key": "notice-to-trust", "type": "clause", "offset": [723, 738]}, {"key": "events-that", "type": "clause", "offset": [747, 758]}, {"key": "large-transactions", "type": "clause", "offset": [773, 791]}, {"key": "use-best-efforts", "type": "clause", "offset": [796, 812]}, {"key": "trade-value", "type": "definition", "offset": [829, 840]}, {"key": "the-accounts", "type": "clause", "offset": [965, 977]}, {"key": "custodial-account", "type": "definition", "offset": [1071, 1088]}, {"key": "by-trust", "type": "clause", "offset": [1100, 1108]}, {"key": "same-business", "type": "definition", "offset": [1116, 1129]}, {"key": "purchase-orders", "type": "clause", "offset": [1139, 1154]}, {"key": "payment-for-net-redemptions", "type": "clause", "offset": [1257, 1284]}, {"key": "the-business", "type": "clause", "offset": [1380, 1392]}, {"key": "redemption-orders", "type": "definition", "offset": [1402, 1419]}, {"key": "redemption-of-fund-shares", "type": "clause", "offset": [1597, 1622]}, {"key": "to-the-extent", "type": "clause", "offset": [1644, 1657]}, {"key": "the-1940-act", "type": "clause", "offset": [1671, 1683]}, {"key": "as-prescribed", "type": "definition", "offset": [1688, 1701]}, {"key": "current-prospectus", "type": "clause", "offset": [1721, 1739]}, {"key": "received-by", "type": "definition", "offset": [1788, 1799]}, {"key": "shares-of", "type": "clause", "offset": [1925, 1934]}, {"key": "the-funds", "type": "clause", "offset": [1935, 1944]}, {"key": "received-on", "type": "clause", "offset": [2183, 2194]}, {"key": "following-business-day", "type": "definition", "offset": [2204, 2226]}, {"key": "dividends-and-capital-gain-distributions", "type": "clause", "offset": [2228, 2268]}, {"key": "net-asset-value", "type": "definition", "offset": [2305, 2320]}, {"key": "in-accordance-with", "type": "clause", "offset": [2321, 2339]}, {"key": "subject-to", "type": "definition", "offset": [2478, 2488]}, {"key": "the-foregoing", "type": "definition", "offset": [2516, 2529]}, {"key": "purpose-of", "type": "clause", "offset": [2604, 2614]}, {"key": "purchases-and-redemptions-of-shares", "type": "clause", "offset": [2636, 2671]}, {"key": "on-behalf-of", "type": "definition", "offset": [2685, 2697]}, {"key": "dividends-and-capital-gains-distributions", "type": "clause", "offset": [2748, 2789]}, {"key": "payment-to-shareholders", "type": "clause", "offset": [2834, 2857]}, {"key": "responsible-for", "type": "clause", "offset": [2884, 2899]}, {"key": "cash-dividends-and-distributions", "type": "clause", "offset": [2923, 2955]}, {"key": "in-a-timely-manner", "type": "definition", "offset": [2981, 2999]}, {"key": "dividend-and-distributions", "type": "clause", "offset": [3040, 3066]}, {"key": "by-shareholders", "type": "clause", "offset": [3085, 3100]}, {"key": "materially-altered", "type": "definition", "offset": [3118, 3136]}, {"key": "responsibility-of", "type": "clause", "offset": [3165, 3182]}], "size": 5, "samples": [{"hash": "awVO1NXc6jP", "uri": "/contracts/awVO1NXc6jP#orders-and-settlement", "label": "Employee Benefit Plan Service Agreement (GMO Series Trust)", "score": 23.4928131104, "published": true}], "snippet": "(a) Upon the receipt of instructions from Plan participants or Plan Representatives, JPMorgan will calculate order allocations among designated investment media and transmit to the transfer agent of each Fund orders to purchase or redeem Fund shares for specified Accounts on the basis of those instructions. JPMorgan agrees that orders for net purchases or net redemptions of Fund shares derived from instructions received in proper form by JPMorgan from Plan participants or Plan Representatives prior to the Close of Trading on any given Business Day will be processed that same evening and transmitted to the Fund\u2019s transfer agent by 7:00 a.m. Central time on the next Business Day. JPMorgan agrees to provide advanced notice to Trust of Plan events that may result in large transactions and use best efforts to estimate the trade value of such transactions. JPMorgan agrees that payment for net purchases of Fund shares attributable to all orders executed for the Accounts on a given Business Day will be wired no later than 11:00 a.m. Central time by JPMorgan to a custodial account designated by Trust on the same Business Day such purchase orders are transmitted to the Fund\u2019s transfer agent.\n(b) Trust or its designee will use best efforts to wire payment for net redemptions of Fund shares attributable to all orders executed for the accounts on a given Business Day on the Business Day such redemption orders are transmitted to the Fund\u2019s transfer agent to an account designated by JPMorgan no later than 11:00 a.m. Central time; provided, however, that a Fund may, if necessary, delay redemption of Fund shares or extend settlement to the extent permitted by the 1940 Act and as prescribed in the Fund\u2019s then current prospectus.\n(c) The Business Day on which instructions are received by the Close of Trading in proper form by JPMorgan from Plan participants or Plan Representatives shall be the date as of which shares of the Funds shall be purchased and redeemed as a result of such instructions. Instructions received in proper form by JPMorgan from Plan participants or Plan Representatives after the Close of Trading on any given Business Day shall be treated as if received on the next following Business Day. Dividends and capital gain distributions will be automatically reinvested at net asset value in accordance with each Fund\u2019s then current prospectus unless JPMorgan otherwise indicates that such dividends and distributions are to be paid in cash.\n(d) Subject to JPMorgan\u2019s compliance with the foregoing, JPMorgan will be considered agent for the Funds for the sole and limited purpose of receiving orders for purchases and redemptions of shares of the Funds on behalf of Plan participants. For each Account in which cash dividends and capital gains distributions are received by JPMorgan from the Funds for payment to shareholders, JPMorgan shall be solely responsible for ensuring that all such cash dividends and distributions are paid to shareholders in a timely manner. Any liabilities arising from such cash dividend and distributions payments reported by shareholders as lost, stolen, materially altered or forged shall be the sole responsibility of JPMorgan.", "hash": "3a276905441e94befcf708edaedc68c4", "id": 4}, {"snippet_links": [{"key": "receipt-of-instructions", "type": "clause", "offset": [9, 32]}, {"key": "the-service-provider-will", "type": "clause", "offset": [98, 123]}, {"key": "designated-investment", "type": "definition", "offset": [158, 179]}, {"key": "the-transfer-agent", "type": "definition", "offset": [202, 220]}, {"key": "fund-orders", "type": "clause", "offset": [229, 240]}, {"key": "specified-accounts", "type": "definition", "offset": [274, 292]}, {"key": "basis-of", "type": "clause", "offset": [300, 308]}, {"key": "provider-agrees", "type": "clause", "offset": [341, 356]}, {"key": "net-purchases", "type": "definition", "offset": [373, 386]}, {"key": "redemptions-of-shares", "type": "clause", "offset": [394, 415]}, {"key": "proper-form", "type": "definition", "offset": [454, 465]}, {"key": "by-the-service-provider", "type": "clause", "offset": [466, 489]}, {"key": "prior-to-the", "type": "clause", "offset": [532, 544]}, {"key": "close-of-trading", "type": "definition", "offset": [545, 561]}, {"key": "to-the-company", "type": "definition", "offset": [640, 654]}, {"key": "eastern-time", "type": "clause", "offset": [684, 696]}, {"key": "next-business-day", "type": "definition", "offset": [704, 721]}, {"key": "purchases-of-shares", "type": "clause", "offset": [772, 791]}, {"key": "the-accounts", "type": "clause", "offset": [832, 844]}, {"key": "provider-shall", "type": "clause", "offset": [924, 938]}, {"key": "payment-to", "type": "clause", "offset": [950, 960]}, {"key": "same-business", "type": "definition", "offset": [978, 991]}, {"key": "purchase-orders", "type": "clause", "offset": [1001, 1016]}, {"key": "custodial-account", "type": "definition", "offset": [1106, 1123]}, {"key": "by-the-company", "type": "clause", "offset": [1135, 1149]}, {"key": "the-terms-and-provisions", "type": "clause", "offset": [1162, 1186]}, {"key": "current-prospectus", "type": "clause", "offset": [1212, 1230]}, {"key": "company-agrees", "type": "clause", "offset": [1232, 1246]}, {"key": "payment-for-net-redemptions", "type": "clause", "offset": [1252, 1279]}, {"key": "by-company", "type": "clause", "offset": [1381, 1391]}, {"key": "redemption-orders", "type": "definition", "offset": [1422, 1439]}, {"key": "by-service-provider", "type": "clause", "offset": [1558, 1577]}, {"key": "to-the-service", "type": "clause", "offset": [1587, 1601]}, {"key": "compliance-with-the", "type": "clause", "offset": [1613, 1632]}, {"key": "an-agent", "type": "clause", "offset": [1684, 1692]}, {"key": "the-funds", "type": "clause", "offset": [1697, 1706]}, {"key": "purpose-of", "type": "clause", "offset": [1732, 1742]}, {"key": "redemption-instructions", "type": "definition", "offset": [1772, 1795]}, {"key": "the-business", "type": "clause", "offset": [1801, 1813]}, {"key": "received-on", "type": "clause", "offset": [2238, 2249]}, {"key": "following-business-day", "type": "definition", "offset": [2259, 2281]}, {"key": "dividends-and-capital-gains-distributions", "type": "clause", "offset": [2283, 2324]}, {"key": "net-asset-value", "type": "definition", "offset": [2361, 2376]}, {"key": "in-accordance-with", "type": "clause", "offset": [2377, 2395]}, {"key": "requested-by", "type": "definition", "offset": [2465, 2477]}, {"key": "notwithstanding-the-foregoing", "type": "clause", "offset": [2486, 2515]}], "size": 5, "samples": [{"hash": "3zVlPhDh1Ko", "uri": "/contracts/3zVlPhDh1Ko#orders-and-settlement", "label": "Services Agreement (One Group Mutual Funds)", "score": 16.0, "published": true}], "snippet": "Upon the receipt of instructions from --------------------- Participants or Plan Representatives, the Service Provider will calculate order allocations among designated investment media and transmit to the transfer agent of each Fund orders to purchase or redeem Shares for specified Accounts on the basis of those instructions. The Service Provider agrees that orders for net purchases or net redemptions of Shares derived from instructions received in proper form by the Service Provider from Participants or Plan Representatives prior to the Close of Trading on any given Business Day will be processed that same evening and transmitted to the Company or its designee by 8:00 a.m. Eastern Time on the next Business Day. The Service Provider agrees that payment for net purchases of Shares attributable to all orders executed for the Accounts on a given Business Day will be wired by the Service Provider (or that Service Provider shall cause such payment to be wired) on the same Business Day such purchase orders are transmitted to the Company or its designee no later than 2:00 p.m. Eastern Time to a custodial account designated by the Company. Subject to the terms and provisions set forth in each Fund's current prospectus, Company agrees that payment for net redemptions of Shares attributable to all orders executed for the Accounts on a given Business Day will be wired by Company on the same Business Day such redemption orders are transmitted to the Company or its designee no later than 2:00 p.m. Eastern Time to a custodial account designated by Service Provider. Subject to the Service Provider's compliance with the foregoing, the Service Provider will be considered an agent for the Funds for the sole and limited purpose of receiving Share purchase and redemption instructions, and the Business Day on which instructions are received in proper form by the Service Provider from Participants or Plan Representatives by the Close of Trading will be the date as of which Shares will be purchased and redeemed as a result of such instructions. Instructions received in proper form by the Service Provider from Participants or Plan Representatives after the Close of Trading on any given Business Day shall be treated as if received on the next following Business Day. Dividends and capital gains distributions will be automatically reinvested at net asset value in accordance with each Fund's then current prospectus unless a specific alternative is requested by a Plan. Notwithstanding the foregoing, the Service Provider will not be deemed to be a transfer agent of any Fund.", "hash": "fbbd6610dd79907dffdeae94c9a2a865", "id": 5}, {"snippet_links": [{"key": "receipt-of-instructions", "type": "clause", "offset": [9, 32]}, {"key": "the-service-provider-will", "type": "clause", "offset": [76, 101]}, {"key": "designated-investment", "type": "definition", "offset": [136, 157]}, {"key": "specified-accounts", "type": "definition", "offset": [228, 246]}, {"key": "basis-of", "type": "clause", "offset": [254, 262]}, {"key": "provider-agrees", "type": "clause", "offset": [295, 310]}, {"key": "net-purchases", "type": "definition", "offset": [327, 340]}, {"key": "redemptions-of-shares", "type": "clause", "offset": [348, 369]}, {"key": "proper-form", "type": "definition", "offset": [408, 419]}, {"key": "by-the-service-provider", "type": "clause", "offset": [420, 443]}, {"key": "prior-to-the", "type": "clause", "offset": [486, 498]}, {"key": "close-of-trading", "type": "definition", "offset": [499, 515]}, {"key": "eastern-time", "type": "clause", "offset": [634, 646]}, {"key": "next-business-day", "type": "definition", "offset": [654, 671]}, {"key": "payment-for", "type": "clause", "offset": [706, 717]}, {"key": "purchases-of-shares", "type": "clause", "offset": [722, 741]}, {"key": "the-accounts", "type": "clause", "offset": [782, 794]}, {"key": "same-business", "type": "definition", "offset": [864, 877]}, {"key": "purchase-orders", "type": "clause", "offset": [887, 902]}, {"key": "custodial-account", "type": "definition", "offset": [975, 992]}, {"key": "to-the-service", "type": "clause", "offset": [1024, 1038]}, {"key": "the-foregoing", "type": "definition", "offset": [1066, 1079]}, {"key": "the-funds", "type": "clause", "offset": [1131, 1140]}, {"key": "the-business", "type": "clause", "offset": [1145, 1157]}, {"key": "received-on", "type": "clause", "offset": [1582, 1593]}, {"key": "following-business-day", "type": "definition", "offset": [1603, 1625]}, {"key": "dividends-and-capital-gains-distributions", "type": "clause", "offset": [1627, 1668]}, {"key": "net-asset-value", "type": "definition", "offset": [1705, 1720]}, {"key": "in-accordance-with", "type": "clause", "offset": [1721, 1739]}, {"key": "current-prospectus", "type": "clause", "offset": [1757, 1775]}], "size": 4, "samples": [{"hash": "kRROAm9IGmS", "uri": "/contracts/kRROAm9IGmS#orders-and-settlement", "label": "Service Agreement (Nationwide Variable Account)", "score": 31.3148536682, "published": true}, {"hash": "6tzyim7uixF", "uri": "/contracts/6tzyim7uixF#orders-and-settlement", "label": "Service Agreement (Nationwide Variable Account)", "score": 31.3148536682, "published": true}], "snippet": "Upon the receipt of instructions from Participants or Plan Representatives, the Service Provider will calculate order allocations among designated investment media and transmit to Dreyfus orders to purchase or redeem Shares for specified Accounts on the basis of those instructions. The Service Provider agrees that orders for net purchases or net redemptions of Shares derived from instructions received in proper form by the Service Provider from Participants or Plan Representatives prior to the Close of Trading on any given Business Day will be processed that same evening and transmitted to Dreyfus or its designee by 8:30 a.m. Eastern Time on the next Business Day. The Service Provider agrees that payment for net purchases of Shares attributable to all orders executed for the Accounts on a given Business Day will be wired by the Service Provider on the same Business Day such purchase orders are transmitted to Dreyfus or its designee no later than 2:00 p.m. to a custodial account designated by Dreyfus. Subject to the Service Provider\u2019s compliance with the foregoing, the Service Provider will be considered agent for the Funds and the Business Day on which instructions are received in proper form by the Service Provider from Participants or Plan Representatives by the Close of Trading will be the date as of which Shares will be purchased and redeemed as a result of such instructions. Instructions received in proper form by the Service Provider from Participants or Plan Representatives after the Close of Trading on any given Business Day shall be treated as if received on the next following Business Day. Dividends and capital gains distributions will be automatically reinvested at net asset value in accordance with each Fund\u2019s then current prospectus.", "hash": "24f12090426802789e61803b5ce585b6", "id": 6}, {"snippet_links": [{"key": "receipt-of-instructions", "type": "clause", "offset": [13, 36]}, {"key": "transfer-agent", "type": "definition", "offset": [86, 100]}, {"key": "basis-of", "type": "clause", "offset": [149, 157]}, {"key": "net-purchases", "type": "definition", "offset": [206, 219]}, {"key": "good-order", "type": "clause", "offset": [292, 302]}, {"key": "eastern-time", "type": "clause", "offset": [322, 334]}, {"key": "trade-date", "type": "clause", "offset": [363, 373]}, {"key": "provide-notice", "type": "clause", "offset": [436, 450]}, {"key": "upon-receipt-of", "type": "definition", "offset": [451, 466]}, {"key": "series-trust", "type": "definition", "offset": [497, 509]}, {"key": "events-that", "type": "clause", "offset": [513, 524]}, {"key": "financial-transactions", "type": "clause", "offset": [539, 561]}, {"key": "use-best-efforts", "type": "clause", "offset": [588, 604]}, {"key": "trade-value", "type": "definition", "offset": [621, 632]}, {"key": "payment-for-net-redemptions", "type": "clause", "offset": [718, 745]}, {"key": "the-business", "type": "clause", "offset": [788, 800]}, {"key": "redemption-orders", "type": "definition", "offset": [810, 827]}, {"key": "redemption-of-fund-shares", "type": "clause", "offset": [993, 1018]}, {"key": "to-the-extent", "type": "clause", "offset": [1040, 1053]}, {"key": "the-1940-act", "type": "clause", "offset": [1067, 1079]}, {"key": "as-prescribed", "type": "definition", "offset": [1084, 1097]}, {"key": "current-prospectus", "type": "clause", "offset": [1117, 1135]}, {"key": "received-by", "type": "definition", "offset": [1184, 1195]}, {"key": "close-of-trading", "type": "definition", "offset": [1200, 1216]}, {"key": "shares-of", "type": "clause", "offset": [1290, 1299]}, {"key": "the-funds", "type": "clause", "offset": [1300, 1309]}, {"key": "received-on", "type": "clause", "offset": [1513, 1524]}, {"key": "following-business-day", "type": "definition", "offset": [1534, 1556]}, {"key": "net-asset-value", "type": "definition", "offset": [1608, 1623]}, {"key": "in-accordance-with", "type": "clause", "offset": [1624, 1642]}, {"key": "subject-to", "type": "definition", "offset": [1763, 1773]}, {"key": "the-foregoing", "type": "definition", "offset": [1797, 1810]}, {"key": "purpose-of", "type": "clause", "offset": [1881, 1891]}, {"key": "purchases-and-redemptions-of-shares", "type": "clause", "offset": [1913, 1948]}, {"key": "on-behalf-of", "type": "definition", "offset": [1962, 1974]}], "size": 4, "samples": [{"hash": "fPDolIhzqXU", "uri": "/contracts/fPDolIhzqXU#orders-and-settlement", "label": "Service Agreement (GMO Series Trust)", "score": 27.9500350952, "published": true}], "snippet": "(a) Upon the receipt of instructions from RIA Clients, ETSB will transmit to a Fund\u2019s transfer agent orders to purchase or redeem Fund shares on the basis of those instructions. ETSB agrees that orders for net purchases or net redemptions of Fund shares derived from instructions received in good order by ETSB by 4:00 pm eastern time will be submitted that day (Trade Date) and settled on T+1 via NSCC normal processing ETSB agrees to provide notice upon receipt of instructions in good order to Series Trust of events that may result in financial transactions of $1 million or more and use best efforts to estimate the trade value of such transactions.\n(b) Series Trust or its designee will use best efforts to wire payment for net redemptions of Fund shares on a given Business Day on the Business Day such redemption orders are transmitted to a Fund\u2019s transfer agent to an account designated by ETSB no later than 2 PM Eastern Time; provided, however, that a Fund may, if necessary, delay redemption of Fund shares or extend settlement to the extent permitted by the 1940 Act and as prescribed in the Fund\u2019s then current prospectus.\n(c) The Business Day on which instructions are received by the Close of Trading in good order by ETSB from RIA Clients shall be the trade date for which shares of the Funds shall be purchased and redeemed as a result of such instructions. Instructions received in good order by ETSB from RIA Clients after the Close of Trading on any given Business Day shall be treated as if received on the next following Business Day. Distributions will be automatically reinvested at net asset value in accordance with each Fund\u2019s then current prospectus unless ETSB otherwise indicates that such distributions are to be paid in cash.\n(d) Subject to ETSB\u2019s compliance with the foregoing, ETSB will be considered agent for the Funds for the sole and limited purpose of receiving orders for purchases and redemptions of shares of the Funds on behalf of a Customer.", "hash": "08ffaa2573fda9017eca476d806ec759", "id": 7}, {"snippet_links": [{"key": "receipt-of-instructions", "type": "clause", "offset": [13, 36]}, {"key": "plan-participants", "type": "definition", "offset": [42, 59]}, {"key": "the-service-provider-will", "type": "clause", "offset": [85, 110]}, {"key": "relevant-funds", "type": "definition", "offset": [149, 163]}, {"key": "the-funds", "type": "clause", "offset": [180, 189]}, {"key": "transfer-agent", "type": "definition", "offset": [191, 205]}, {"key": "specified-accounts", "type": "definition", "offset": [246, 264]}, {"key": "basis-of", "type": "clause", "offset": [272, 280]}, {"key": "to-the-extent", "type": "clause", "offset": [301, 314]}, {"key": "applicable-regulatory-requirements", "type": "definition", "offset": [337, 371]}, {"key": "net-purchases", "type": "definition", "offset": [417, 430]}, {"key": "redemptions-of-shares", "type": "clause", "offset": [438, 459]}, {"key": "proper-form", "type": "definition", "offset": [498, 509]}, {"key": "by-the-service-provider", "type": "clause", "offset": [510, 533]}, {"key": "prior-to-the", "type": "clause", "offset": [581, 593]}, {"key": "close-of-trading", "type": "definition", "offset": [594, 610]}, {"key": "net-asset-value", "type": "definition", "offset": [662, 677]}, {"key": "to-the-fund", "type": "definition", "offset": [741, 752]}, {"key": "eastern-time", "type": "clause", "offset": [783, 795]}, {"key": "next-business-day", "type": "definition", "offset": [803, 820]}, {"key": "the-business", "type": "clause", "offset": [894, 906]}, {"key": "received-by", "type": "definition", "offset": [937, 948]}, {"key": "received-on", "type": "clause", "offset": [1339, 1350]}, {"key": "following-business-day", "type": "definition", "offset": [1360, 1382]}, {"key": "in-connection-with", "type": "clause", "offset": [1384, 1402]}, {"key": "schedule-a", "type": "clause", "offset": [1430, 1440]}, {"key": "to-this-agreement", "type": "clause", "offset": [1441, 1458]}, {"key": "a-certification-regarding", "type": "clause", "offset": [1462, 1487]}, {"key": "procedures-and-policies", "type": "clause", "offset": [1520, 1543]}, {"key": "fund-orders", "type": "clause", "offset": [1577, 1588]}, {"key": "the-service-provider-shall", "type": "clause", "offset": [1596, 1622]}, {"key": "deliver-to", "type": "definition", "offset": [1635, 1645]}, {"key": "execution-and-delivery-of-this-agreement", "type": "clause", "offset": [1665, 1705]}, {"key": "adhere-to", "type": "clause", "offset": [1710, 1719]}, {"key": "the-term-of-this-agreement", "type": "clause", "offset": [1731, 1757]}, {"key": "purchases-of-shares", "type": "clause", "offset": [1812, 1831]}, {"key": "the-accounts", "type": "clause", "offset": [1872, 1884]}, {"key": "custodial-account", "type": "definition", "offset": [1990, 2007]}, {"key": "same-business", "type": "definition", "offset": [2079, 2092]}, {"key": "purchase-orders", "type": "clause", "offset": [2102, 2117]}, {"key": "payment-for-net-redemptions", "type": "clause", "offset": [2185, 2212]}, {"key": "redemption-orders", "type": "definition", "offset": [2370, 2387]}, {"key": "provider-no", "type": "clause", "offset": [2473, 2484]}, {"key": "redemption-of-shares", "type": "definition", "offset": [2577, 2597]}, {"key": "the-investment-company-act-of-1940", "type": "clause", "offset": [2625, 2659]}, {"key": "as-amended", "type": "definition", "offset": [2661, 2671]}, {"key": "dividends-and-capital-gain-distributions", "type": "clause", "offset": [2694, 2734]}, {"key": "in-accordance-with", "type": "clause", "offset": [2787, 2805]}, {"key": "current-prospectus", "type": "clause", "offset": [2823, 2841]}, {"key": "dividends-and-distributions", "type": "clause", "offset": [2890, 2917]}, {"key": "cash-dividends", "type": "definition", "offset": [2998, 3012]}, {"key": "payment-to-shareholders", "type": "clause", "offset": [3032, 3055]}, {"key": "responsible-for", "type": "clause", "offset": [3094, 3109]}, {"key": "in-a-timely-manner", "type": "definition", "offset": [3173, 3191]}, {"key": "dividend-payments", "type": "definition", "offset": [3232, 3249]}, {"key": "by-shareholders", "type": "clause", "offset": [3259, 3274]}, {"key": "materially-altered", "type": "definition", "offset": [3292, 3310]}, {"key": "responsibility-of-the-service-provider", "type": "clause", "offset": [3339, 3377]}, {"key": "to-sell", "type": "clause", "offset": [3453, 3460]}, {"key": "any-person", "type": "clause", "offset": [3471, 3481]}, {"key": "shares-of", "type": "clause", "offset": [3523, 3532]}, {"key": "required-by-law", "type": "definition", "offset": [3561, 3576]}, {"key": "authorities-having-jurisdiction", "type": "clause", "offset": [3594, 3625]}, {"key": "sole-discretion", "type": "definition", "offset": [3640, 3655]}, {"key": "deemed-necessary", "type": "definition", "offset": [3669, 3685]}, {"key": "without-limiting-the-foregoing", "type": "clause", "offset": [3713, 3743]}, {"key": "right-to-reject", "type": "clause", "offset": [3767, 3782]}, {"key": "with-respect-to", "type": "clause", "offset": [3835, 3850]}, {"key": "adversely-affect", "type": "definition", "offset": [3955, 3971]}, {"key": "provider-agrees-to", "type": "clause", "offset": [3995, 4013]}, {"key": "reasonable-best-efforts", "type": "definition", "offset": [4022, 4045]}, {"key": "render-assistance", "type": "definition", "offset": [4049, 4066]}, {"key": "cooperate-with", "type": "clause", "offset": [4075, 4089]}, {"key": "compliance-with-the", "type": "clause", "offset": [4112, 4131]}, {"key": "restrictions-on", "type": "clause", "offset": [4152, 4167]}, {"key": "excessive-trading-activity", "type": "clause", "offset": [4182, 4208]}, {"key": "from-time-to-time", "type": "clause", "offset": [4232, 4249]}, {"key": "in-particular", "type": "clause", "offset": [4316, 4329]}, {"key": "certain-of-the", "type": "clause", "offset": [4369, 4383]}, {"key": "global-fund", "type": "definition", "offset": [4413, 4424]}, {"key": "securities-trust", "type": "clause", "offset": [4464, 4480]}, {"key": "equity-fund", "type": "definition", "offset": [4563, 4574]}, {"key": "redemption-fees", "type": "definition", "offset": [4583, 4598]}, {"key": "the-redemption", "type": "clause", "offset": [4602, 4616]}, {"key": "short-period-of-time", "type": "definition", "offset": [4638, 4658]}, {"key": "as-specified", "type": "clause", "offset": [4659, 4671]}, {"key": "applicable-fund", "type": "definition", "offset": [4680, 4695]}, {"key": "days-or-less", "type": "clause", "offset": [4732, 4744]}, {"key": "funds-available", "type": "definition", "offset": [4813, 4828]}, {"key": "comply-with", "type": "definition", "offset": [4911, 4922]}, {"key": "the-applicable", "type": "clause", "offset": [5044, 5058]}], "size": 4, "samples": [{"hash": "g0gvD6Oi39u", "uri": "/contracts/g0gvD6Oi39u#orders-and-settlement", "label": "Recordkeeping Services Agreement (Aul American Unit Trust)", "score": 16.0, "published": true}], "snippet": "(a) Upon the receipt of instructions from Plan participants or Plan Representatives, the Service Provider will calculate order allocations among the relevant Funds and transmit to the Funds' transfer agent orders to purchase or redeem Shares for specified Accounts on the basis of those instructions. To the extent not inconsistent with applicable regulatory requirements, the Service Provider agrees that orders for net purchases or net redemptions of Shares derived from instructions received in proper form by the Service Provider from Plan participants or Plan Representatives prior to the Close of Trading on any given Business Day will be processed at the net asset value calculated on that Business Day in the evening and transmitted to the Fund's transfer agent by 8:00 a.m. Eastern Time on the next Business Day. To the extent not inconsistent with applicable regulatory requirements, the Business Day on which instructions are received by Close of Trading in proper form by the Service Provider from Plan participants or Plan Representatives shall be the date as of which Shares shall be purchased and redeemed as a result of such instructions. Instructions received in proper form by the Service Provider from Plan participants or Plan Representatives after the Close of Trading on any given Business Day shall be treated as if received on the next following Business Day. In connection with the foregoing, attached as Schedule A to this Agreement is a certification regarding the Service Provider's internal procedures and policies regarding the timely handling of Fund orders, which the Service Provider shall execute and deliver to the Funds upon the execution and delivery of this Agreement and adhere to throughout the term of this Agreement.\n(b) The Service Provider agrees that payment for net purchases of Shares attributable to all orders executed for the Accounts on a given Business Day will be wired no later than 12:00 p.m. Eastern Time by the Service Provider to a custodial account designated by the Funds, their transfer agent or other designee on the same Business Day such purchase orders are transmitted to the Fund's transfer agent. The Funds agree that payment for net redemptions of Shares attributable to all orders executed for the Accounts on a given Business Day will be wired by the Funds or their designee on the Business Day such redemption orders are transmitted to the Funds' transfer agent to an account designated by the Service Provider no later than 12:00 p.m. Eastern Time; provided, however, that a Fund may, if necessary, delay redemption of Shares to the extent permitted by the Investment Company Act of 1940, as amended (the \"1940 Act\").\n(c) Dividends and capital gain distributions will be reinvested automatically at net asset value in accordance with each Fund's then-current prospectus unless the Service Provider indicates that such dividends and distributions are to be paid in cash. For each Account in which the Service Provider receives cash dividends from the Funds for payment to shareholders, the Service Provider shall be solely responsible for ensuring that all such cash dividends are paid to shareholders in a timely manner. Any liabilities arising from such cash dividend payments reported by shareholders as lost, stolen, materially altered or forged shall be the sole responsibility of the Service Provider.\n(d) The Service Provider understands and agrees that the Funds may refuse to sell Shares to any person, or suspend or terminate the offering of Shares of any Funds if such action is required by law or by regulatory authorities having jurisdiction or is, in the sole discretion of the Fund, deemed necessary, desirable or appropriate. Without limiting the foregoing, the Funds reserve the right to reject any purchase order, including those purchase orders with respect to shareholders or Accounts whose trading has been or may be disruptive to the Funds or that may otherwise adversely affect the Funds. The Service Provider agrees to use its reasonable best efforts to render assistance, and to cooperate with, the Funds to achieve compliance with the Funds' policies and restrictions on short-term or excessive trading activity as they may be amended from time to time, or to the extent required by applicable regulatory requirements. In particular, the Service Provider understands that certain of the Funds (currently Lord Abbett Global Fund, Inc. - \u2587\u2587\u2587\u2587ty Series, and Lord Abbett Securities Trust - Lord Abbett International \u2587\u2587\u2587\u2587\u2587\u2587unities Fund and Lord Abbett International \u2587\u2587\u2587\u2587 Equity Fund) impose redemption fees on the redemption of Shares held for a short period of time as specified in each applicable Fund's prospectus (currently 10 Business Days or less), and the Service Provider agrees that, to the extent it makes such Funds available, it will ensure that any redemption with respect to shareholders or Accounts will comply with such requirements. The Service Provider further understands that there are presently no exceptions to the application of the applicable Funds' redemption fees policies.", "hash": "62559bc7c618eca50692e030d5a09fab", "id": 8}, {"snippet_links": [{"key": "receive-and-process", "type": "definition", "offset": [84, 103]}, {"key": "and-company", "type": "clause", "offset": [155, 166]}, {"key": "executed-at", "type": "definition", "offset": [198, 209]}, {"key": "share-price", "type": "definition", "offset": [214, 225]}, {"key": "by-the-fund", "type": "clause", "offset": [240, 251]}, {"key": "time-at-which", "type": "clause", "offset": [262, 275]}, {"key": "an-order", "type": "definition", "offset": [293, 301]}, {"key": "for-the-avoidance-of-doubt", "type": "clause", "offset": [333, 359]}, {"key": "references-to", "type": "definition", "offset": [361, 374]}, {"key": "section-4", "type": "definition", "offset": [398, 407]}, {"key": "any-order", "type": "definition", "offset": [422, 431]}, {"key": "pursuant-to-the", "type": "clause", "offset": [653, 668]}, {"key": "according-to", "type": "definition", "offset": [810, 822]}, {"key": "the-parties-agree-that", "type": "clause", "offset": [848, 870]}, {"key": "the-plans", "type": "clause", "offset": [911, 920]}, {"key": "to-company", "type": "definition", "offset": [1034, 1044]}, {"key": "net-orders", "type": "definition", "offset": [1065, 1075]}, {"key": "the-funds", "type": "clause", "offset": [1108, 1117]}, {"key": "the-applicable", "type": "clause", "offset": [1171, 1185]}, {"key": "trade-orders", "type": "clause", "offset": [1227, 1239]}, {"key": "plan-participants", "type": "definition", "offset": [1243, 1260]}, {"key": "purposes-of-processing", "type": "clause", "offset": [1273, 1295]}, {"key": "purchase-and-redemption-orders", "type": "clause", "offset": [1296, 1326]}, {"key": "agent-of-company", "type": "clause", "offset": [1468, 1484]}, {"key": "receipt-of", "type": "clause", "offset": [1490, 1500]}, {"key": "authorized-persons", "type": "definition", "offset": [1544, 1562]}, {"key": "proper-form", "type": "definition", "offset": [1566, 1577]}, {"key": "agent-shall", "type": "definition", "offset": [1606, 1617]}, {"key": "by-company", "type": "clause", "offset": [1651, 1661]}, {"key": "the-terms-and-conditions", "type": "definition", "offset": [1674, 1698]}, {"key": "individual-participant", "type": "definition", "offset": [1772, 1794]}, {"key": "each-case", "type": "definition", "offset": [1855, 1864]}, {"key": "net-asset-value", "type": "definition", "offset": [1873, 1888]}, {"key": "the-relevant-fund", "type": "definition", "offset": [1892, 1909]}, {"key": "close-of-trading", "type": "definition", "offset": [1931, 1947]}, {"key": "the-business", "type": "clause", "offset": [1951, 1963]}, {"key": "received-by", "type": "definition", "offset": [2038, 2049]}, {"key": "agent-from", "type": "definition", "offset": [2075, 2085]}, {"key": "provided-that", "type": "clause", "offset": [2134, 2147]}, {"key": "prior-to-the", "type": "clause", "offset": [2278, 2290]}, {"key": "company-in", "type": "clause", "offset": [2338, 2348]}, {"key": "eastern-time", "type": "clause", "offset": [2407, 2419]}, {"key": "following-business-day", "type": "definition", "offset": [2432, 2454]}, {"key": "to-the-extent", "type": "clause", "offset": [2495, 2508]}, {"key": "shares-of-a-fund", "type": "clause", "offset": [2553, 2569]}, {"key": "applicable-law", "type": "clause", "offset": [2600, 2614]}, {"key": "servicing-agreement", "type": "definition", "offset": [2902, 2921]}, {"key": "purchases-of-shares", "type": "clause", "offset": [2968, 2987]}, {"key": "with-company", "type": "clause", "offset": [3022, 3034]}, {"key": "the-account", "type": "clause", "offset": [3135, 3146]}, {"key": "company-agrees", "type": "clause", "offset": [3239, 3253]}, {"key": "redemptions-of-shares", "type": "clause", "offset": [3317, 3338]}, {"key": "custodial-account", "type": "definition", "offset": [3538, 3555]}, {"key": "payment-upon-redemption", "type": "clause", "offset": [3785, 3808]}, {"key": "dividends-and-capital-gains-distributions", "type": "clause", "offset": [3973, 4014]}, {"key": "additional-shares", "type": "clause", "offset": [4065, 4082]}, {"key": "reinvestment-date", "type": "definition", "offset": [4194, 4211]}, {"key": "provide-to", "type": "clause", "offset": [4236, 4246]}, {"key": "number-of-shares-of", "type": "clause", "offset": [4335, 4354]}, {"key": "close-of-business", "type": "definition", "offset": [4396, 4413]}, {"key": "terms-of", "type": "clause", "offset": [4494, 4502]}, {"key": "plan-sponsor", "type": "definition", "offset": [4523, 4535]}, {"key": "lack-of", "type": "clause", "offset": [4679, 4686]}], "size": 3, "samples": [{"hash": "8B31Bfi8W6b", "uri": "/contracts/8B31Bfi8W6b#orders-and-settlement", "label": "Fund Servicing Agreement (Massmutual Premier Funds)", "score": 24.0869274139, "published": true}], "snippet": "(a) Recordkeeper may designate and authorize one or more agents (\u201cOrder Agents\u201d) to receive and process orders to purchase and redeem Shares. Recordkeeper and Company agree that all orders shall be executed at the Share price next computed by the Fund after the time at which Recordkeeper, or an Order Agent, has received the order. For the avoidance of doubt, references to \u201cRecordkeeper\u201d in this Section 4 shall include any Order Agent appointed by Recordkeeper. For some Accounts, Recordkeeper, or its designee, and Company may enter into the necessary NSCC Fund/SERV Agreements (the \u201cNSCC Agreement\u201d), and orders for such Accounts will be processed pursuant to the relevant NSCC Agreement. For Accounts for which orders will be processed other than pursuant to the NSCC Agreement, orders will be processed according to the following terms:\n(i) The parties agree that orders to purchase and redeem Shares by the Plans shall be effected on each Business Day as provided in this Section 4. Recordkeeper shall transmit, via facsimile to Company or its designee(s), net orders to purchase or redeem Shares of the Funds for Accounts that have been or are to be opened with the applicable Funds for the Plans reflecting aggregate trade orders by Plan participants. Solely for purposes of processing purchase and redemption orders from the Plans as described in this Section 4, Company and Recordkeeper agree that Recordkeeper shall be considered the designee and limited agent of Company, and receipt of an order from a Plan participant and other authorized persons in proper form by Recordkeeper or an Order Agent shall constitute receipt of such order by Company, subject to the terms and conditions specified in this Section. Aggregate net trades for the Plans reflecting individual participant purchase and redemption orders shall ordinarily be made, in each case, at the net asset value of the relevant Fund determined as of the Close of Trading on the Business Day that such related participant orders to purchase or redeem shares are received by Recordkeeper or an Order Agent from such participants and other authorized persons, provided that (a) Recordkeeper or the Order Agent receives such orders from participants and other authorized persons under the Plans at a time prior to the Close of Trading on that Business Day, and (b) Company in turn receives such orders from Recordkeeper by 10:00 a.m. Eastern Time on the next following Business Day, and provided further that Company may, to the extent it deems necessary, delay redemption of the Shares of a Fund to the extent permitted under applicable law. Orders from participants and other authorized persons under the Plans that are received by Recordkeeper or an Order Agent after the Close of Trading on a Business Day shall be treated as if received by Recordkeeper or the Order Agent on the next following Business Day. MassMutual Fund Servicing Agreement 3\n(ii) The parties agree that payment for net purchases of Shares attributable to all orders placed with Company as of the Close of Trading on a given Business Day will be wired by Recordkeeper or its designee to the account designated by Company no later than 5:00 p.m. Eastern Time on the date the trade is placed. Company agrees that it shall take all steps necessary so that payment for net redemptions of Shares attributable to all orders for the Plans transmitted by Recordkeeper or its designee to Company as of the Close of Trading on a given Business Day ordinarily will be wired separately by Company to a custodial account designated by Recordkeeper or its designee no later than 5:00 p.m. Eastern Time on the date the trade is placed, provided, however, that Company may, if it deems appropriate, delay redemptions of the Shares of a Fund or postpone payment upon redemption, to the extent permitted by applicable law.\n(iii) Unless otherwise instructed by Recordkeeper based upon instructions provided by authorized persons for the Plans, dividends and capital gains distributions from any Fund will be automatically reinvested in additional shares of such Fund at the net asset value of the relevant Fund determined on the date designated by such Fund as the reinvestment date.\n(iv) Company agrees to provide to Recordkeeper or its designee, by 2:00 p.m. Eastern Time on each Business Day, the total number of Shares of the Funds held by each Account as of the close of business on the immediately preceding Business Day.\n(v) Except as provided for under the terms of its Contract with a Plan sponsor, or to the extent Recordkeeper takes specific action to close an Account, Company agrees to cause each Account to be kept open regardless of a lack of activity or the small position size.", "hash": "cd7ac298aecd47c48bb8d31d49eae409", "id": 9}, {"snippet_links": [{"key": "the-parties-agree-that", "type": "clause", "offset": [0, 22]}, {"key": "the-programs", "type": "clause", "offset": [63, 75]}, {"key": "section-4", "type": "definition", "offset": [135, 144]}, {"key": "shareholder-servicing-agreement", "type": "definition", "offset": [146, 177]}, {"key": "program-sponsors", "type": "clause", "offset": [183, 199]}, {"key": "to-the-trust", "type": "clause", "offset": [243, 255]}, {"key": "the-funds", "type": "clause", "offset": [314, 323]}, {"key": "purposes-of-processing", "type": "clause", "offset": [416, 438]}, {"key": "purchase-and-redemption-orders", "type": "clause", "offset": [439, 469]}, {"key": "the-administrator", "type": "clause", "offset": [520, 537]}, {"key": "of-the-trust", "type": "clause", "offset": [593, 605]}, {"key": "transfer-agent", "type": "definition", "offset": [608, 622]}, {"key": "receipt-of", "type": "clause", "offset": [628, 638]}, {"key": "an-order", "type": "definition", "offset": [639, 647]}, {"key": "proper-form", "type": "definition", "offset": [651, 662]}, {"key": "receipt-by-the", "type": "clause", "offset": [697, 711]}, {"key": "the-terms-and-conditions", "type": "definition", "offset": [729, 753]}, {"key": "net-asset-value", "type": "definition", "offset": [887, 902]}, {"key": "close-of-trading", "type": "definition", "offset": [924, 940]}, {"key": "the-business", "type": "clause", "offset": [944, 956]}, {"key": "by-servicer", "type": "clause", "offset": [1016, 1027]}, {"key": "provided-that", "type": "clause", "offset": [1029, 1042]}, {"key": "authorized-persons", "type": "definition", "offset": [1100, 1118]}, {"key": "prior-to-the", "type": "clause", "offset": [1148, 1160]}, {"key": "received-by-the-trust", "type": "definition", "offset": [1240, 1261]}, {"key": "eastern-time", "type": "clause", "offset": [1298, 1310]}, {"key": "following-business-day", "type": "definition", "offset": [1323, 1345]}, {"key": "to-the-extent", "type": "clause", "offset": [1370, 1383]}, {"key": "shares-of-a-fund", "type": "clause", "offset": [1428, 1444]}, {"key": "the-1940-act", "type": "clause", "offset": [1475, 1487]}, {"key": "received-on", "type": "clause", "offset": [1651, 1662]}], "size": 2, "samples": [{"hash": "9kN4smKhlKs", "uri": "/contracts/9kN4smKhlKs#orders-and-settlement", "label": "Shareholder Servicing Agreement (Allianz Funds Multi-Strategy Trust)", "score": 21.0, "published": true}, {"hash": "2kl5QtoVVkz", "uri": "/contracts/2kl5QtoVVkz#orders-and-settlement", "label": "Shareholder Servicing Agreement (Pimco Funds)", "score": 21.0, "published": true}], "snippet": "The parties agree that orders to purchase and redeem Shares by the Programs shall be effected on each Business Day as provided in this Section 4. Shareholder Servicing Agreement (for Program Sponsors or Administrators) Servicer shall transmit to the Trust or its designee(s) orders to purchase or redeem Shares of the Funds for accounts that have been or are to be opened with the Trust for the Programs. Solely for purposes of processing purchase and redemption orders from the Programs as described in this Section 4, the Administrator and Servicer agree that Servicer shall be the designee of the Trust\u2019s transfer agent, and receipt of an order in proper form by such designee shall constitute receipt by the Trust subject to the terms and conditions specified in this Section. Purchases for the Programs shall be made and redemptions for the Programs shall ordinarily be made at the net asset value determined as of the Close of Trading on the Business Day that an order to purchase or redeem shares is received by Servicer, provided that (a) Servicer receives orders from participants and other authorized persons under the Programs at a time prior to the Close of Trading on that Business Day; (b) orders transmitted to the Trust are received by the Trust and its transfer agent by 9:00 a.m. Eastern Time on the next following Business Day; and (c) the Trust may, to the extent it deems necessary, delay redemption of the Shares of a Fund to the extent permitted under the 1940 Act. Orders from participants and other authorized persons under the Programs received by Servicer after the Close of Trading on a Business Day shall be treated as if received on the next following Business Day.", "hash": "7f960d0f3f7c0a35dc1b49d52f74d700", "id": 10}], "next_curs": "Cl4SWGoVc35sYXdpbnNpZGVyY29udHJhY3RzcjoLEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2Ih5vcmRlcnMtYW5kLXNldHRsZW1lbnQjMDAwMDAwMGEMogECZW4YACAA", "clause": {"title": "Orders and Settlement", "parents": [["miscellaneous", "MISCELLANEOUS"], ["representations-warranties-and-covenants-of-the-sub-accounting-agent", "REPRESENTATIONS, WARRANTIES AND COVENANTS OF THE SUB-ACCOUNTING AGENT"], ["confidentiality", "Confidentiality"]], "children": [["settlement-of-transactions", "Settlement of Transactions"], ["manual-trading", "Manual Trading"], ["nscc-trading", "NSCC Trading"], ["nscc-transactions", "NSCC Transactions"]], "size": 139, "id": "orders-and-settlement", "related": [["defense-and-settlement", "Defense and Settlement", "Defense and Settlement"], ["clearance-and-settlement", "Clearance and Settlement", "Clearance and Settlement"], ["payment-and-settlement", "PAYMENT AND SETTLEMENT", "PAYMENT AND SETTLEMENT"], ["closing-and-settlement", "CLOSING AND SETTLEMENT", "CLOSING AND SETTLEMENT"], ["vesting-and-settlement", "Vesting and Settlement", "Vesting and Settlement"]], "related_snippets": [], "updated": "2026-07-10T04:32:06+00:00", "also_ask": [], "drafting_tip": null, "explanation": "The 'Orders and Settlement' clause defines the procedures and requirements for placing, processing, and completing orders between parties, as well as the mechanisms for payment and delivery of goods or services. Typically, this clause outlines how orders are submitted, accepted, and confirmed, and specifies the timelines and methods for payment and fulfillment. For example, it may detail electronic ordering systems, invoicing processes, and acceptable payment methods. Its core practical function is to ensure both parties have a clear, agreed-upon process for transactions, reducing the risk of disputes and misunderstandings regarding order fulfillment and payment."}, "json": true, "cursor": ""}}