{"component": "clause", "props": {"groups": [{"size": 271, "samples": [{"hash": "9BLQBmF3zw0", "uri": "/contracts/9BLQBmF3zw0#order-processing", "label": "Selling Group Agreement (Capital Group KKR Multi-Sector (Plus))", "score": 35.1861724854, "published": true}, {"hash": "1lHCkZK3d0w", "uri": "/contracts/1lHCkZK3d0w#order-processing", "label": "Selling Group Agreement (Capital Group KKR Core Plus (Plus))", "score": 35.1861724854, "published": true}, {"hash": "hh0bizRRzyG", "uri": "/contracts/hh0bizRRzyG#order-processing", "label": "Selling Group Agreement (American Funds Core Plus Bond Fund)", "score": 34.5400428772, "published": true}], "snippet_links": [{"key": "any-order", "type": "definition", "offset": [0, 9]}, {"key": "shares-of", "type": "clause", "offset": [37, 46]}, {"key": "at-the-time", "type": "definition", "offset": [97, 108]}, {"key": "received-by", "type": "definition", "offset": [120, 131]}, {"key": "clearing-house", "type": "definition", "offset": [143, 157]}, {"key": "from-time-to-time", "type": "clause", "offset": [187, 204]}, {"key": "the-offering", "type": "definition", "offset": [214, 226]}, {"key": "sale-price", "type": "definition", "offset": [231, 241]}, {"key": "in-addition-to-the", "type": "clause", "offset": [306, 324]}, {"key": "right-to-reject", "type": "clause", "offset": [325, 340]}, {"key": "the-funds", "type": "clause", "offset": [352, 361]}, {"key": "the-right-to-withhold", "type": "clause", "offset": [376, 397]}, {"key": "subject-to", "type": "clause", "offset": [522, 532]}, {"key": "prior-to", "type": "definition", "offset": [558, 566]}, {"key": "the-procedures", "type": "definition", "offset": [578, 592]}, {"key": "relating-to", "type": "definition", "offset": [593, 604]}, {"key": "handling-of-orders", "type": "clause", "offset": [609, 627]}, {"key": "selling-group", "type": "definition", "offset": [723, 736]}, {"key": "shares-purchased", "type": "clause", "offset": [742, 758]}, {"key": "issued-by", "type": "definition", "offset": [767, 776]}, {"key": "receipt-of-the-purchase-price", "type": "clause", "offset": [811, 840]}, {"key": "new-york", "type": "clause", "offset": [855, 863]}, {"key": "los-angeles", "type": "clause", "offset": [867, 878]}, {"key": "house-funds", "type": "definition", "offset": [888, 899]}, {"key": "deduction-of", "type": "clause", "offset": [911, 923]}, {"key": "on-purchases", "type": "clause", "offset": [1011, 1023]}, {"key": "net-asset-value", "type": "definition", "offset": [1027, 1042]}, {"key": "direct-purchase", "type": "definition", "offset": [1068, 1083]}, {"key": "concession-system", "type": "clause", "offset": [1084, 1101]}, {"key": "payment-for-the-shares", "type": "clause", "offset": [1107, 1129]}, {"key": "days-after", "type": "definition", "offset": [1169, 1179]}, {"key": "date-of-confirmation", "type": "definition", "offset": [1184, 1204]}, {"key": "the-sale", "type": "clause", "offset": [1205, 1213]}, {"key": "responsible-for", "type": "clause", "offset": [1405, 1420]}, {"key": "any-loss", "type": "definition", "offset": [1421, 1429]}, {"key": "loss-of-profit", "type": "definition", "offset": [1471, 1485]}, {"key": "resulting-from", "type": "definition", "offset": [1530, 1544]}, {"key": "failure-to-make-payment", "type": "clause", "offset": [1559, 1582]}], "snippet": "Any order by you for the purchase of shares of the respective Funds through us shall be accepted at the time when it is received by us (or any clearing house agency that we may designate from time to time), and at the offering and sale price next determined, unless rejected by us or the respective Funds. In addition to the right to reject any order, the Funds have reserved the right to withhold shares from sale temporarily or permanently. We will not accept any order from you that is placed on a conditional basis or subject to any delay or contingency prior to execution. The procedures relating to the handling of orders shall be subject to instructions that we shall forward from time to time to all members of the Selling Group. The shares purchased will be issued by the respective Funds only against receipt of the purchase price, in collected New York or Los Angeles Clearing House funds subject to deduction of all concessions on such sale (reallowance of any concessions to which you are entitled on purchases at net asset value will be paid through our direct purchase concession system). If payment for the shares purchased is not received within three days after the date of confirmation the sale may be cancelled forthwith, by us or by the respective Funds, without any responsibility or liability on our part or on the part of the Funds, and we and/or the respective Funds may hold you responsible for any loss, expense, liability or damage, including loss of profit suffered by us and/or the respective Funds, resulting from your delay or failure to make payment as aforesaid.", "hash": "ec108e4685084a8bdddcaef89cac61c4", "id": 1}, {"size": 33, "samples": [{"hash": "88altY0ovFY", "uri": "/contracts/88altY0ovFY#order-processing", "label": "Distribution Agreement (Total Fund Solution)", "score": 33.1779594421, "published": true}, {"hash": "l1iAAEUSasT", "uri": "/contracts/l1iAAEUSasT#order-processing", "label": "Distribution Agreement (Total Fund Solution)", "score": 32.8932228088, "published": true}, {"hash": "7dKonJMQzjO", "uri": "/contracts/7dKonJMQzjO#order-processing", "label": "Distribution Agreement (Total Fund Solution)", "score": 32.8631057739, "published": true}], "snippet_links": [{"key": "you-represent", "type": "clause", "offset": [0, 13]}, {"key": "your-policies-and-procedures", "type": "clause", "offset": [37, 65]}, {"key": "to-ensure", "type": "clause", "offset": [66, 75]}, {"key": "with-respect-to", "type": "clause", "offset": [99, 114]}, {"key": "violations-of-law", "type": "definition", "offset": [126, 143]}, {"key": "prospectus-requirements", "type": "definition", "offset": [148, 171]}, {"key": "related-to", "type": "clause", "offset": [172, 182]}, {"key": "market-timing", "type": "clause", "offset": [207, 220]}, {"key": "any-order", "type": "definition", "offset": [298, 307]}, {"key": "submission-of-orders", "type": "clause", "offset": [340, 360]}, {"key": "net-asset-value-per-share", "type": "definition", "offset": [417, 442]}, {"key": "purchase-of-fund-shares", "type": "clause", "offset": [473, 496]}, {"key": "an-individual", "type": "clause", "offset": [500, 513]}, {"key": "consistent-with-the", "type": "clause", "offset": [556, 575]}, {"key": "policies-of", "type": "definition", "offset": [583, 594]}, {"key": "best-interests", "type": "clause", "offset": [620, 634]}, {"key": "such-investor", "type": "clause", "offset": [680, 693]}, {"key": "responsible-for", "type": "clause", "offset": [804, 819]}, {"key": "payment-to-the-company", "type": "clause", "offset": [839, 861]}, {"key": "redemption-fees", "type": "definition", "offset": [869, 884]}, {"key": "the-terms", "type": "clause", "offset": [896, 905]}], "snippet": "You represent that you have reviewed your policies and procedures to ensure that they are adequate with respect to preventing violations of law and Prospectus requirements related to timely order-taking and market timing activity, in that such policies and procedures (i) prevent the submission of any order received after the deadline for submission of orders in each day that are eligible for pricing at that day\u2019s net asset value per share (\u201cNAV\u201d); and (ii) prevent the purchase of Fund Shares by an individual or entity whose stated objectives are not consistent with the stated policies of a Fund in protecting the best interests of longer-term investors, particularly where such investor may be seeking market timing or arbitrage opportunities through such purchase. You represent that you will be responsible for the collection and payment to the Company of any Redemption Fees based upon the terms outlined in the Company\u2019s Prospectus", "hash": "737f55163f4ca59bf814d7f0ad1ddd6f", "id": 6}, {"size": 52, "samples": [{"hash": "6t5Dh9IRXOm", "uri": "/contracts/6t5Dh9IRXOm#order-processing", "label": "Distribution Agreement (Smead Funds Trust)", "score": 36.2334022522, "published": true}, {"hash": "lPGvAu7WCcC", "uri": "/contracts/lPGvAu7WCcC#order-processing", "label": "Distribution Agreement (Advisor Managed Portfolios)", "score": 35.5653648376, "published": true}, {"hash": "9MKy6XmCTc6", "uri": "/contracts/9MKy6XmCTc6#order-processing", "label": "Distribution Agreement (Advisors Series Trust)", "score": 35.0643386841, "published": true}], "snippet_links": [{"key": "represents-that", "type": "clause", "offset": [13, 28]}, {"key": "policies-and-procedures", "type": "definition", "offset": [49, 72]}, {"key": "to-ensure", "type": "clause", "offset": [73, 82]}, {"key": "with-respect-to", "type": "clause", "offset": [106, 121]}, {"key": "violations-of-law", "type": "definition", "offset": [133, 150]}, {"key": "prospectus-requirements", "type": "definition", "offset": [155, 178]}, {"key": "related-to", "type": "clause", "offset": [179, 189]}, {"key": "market-timing", "type": "clause", "offset": [214, 227]}, {"key": "any-order", "type": "definition", "offset": [305, 314]}, {"key": "submission-of-orders", "type": "clause", "offset": [347, 367]}, {"key": "nav-per-share", "type": "definition", "offset": [424, 437]}, {"key": "purchase-of-shares", "type": "clause", "offset": [451, 469]}, {"key": "an-individual", "type": "clause", "offset": [473, 486]}, {"key": "consistent-with-the", "type": "clause", "offset": [529, 548]}, {"key": "policies-of", "type": "definition", "offset": [556, 567]}, {"key": "best-interests", "type": "clause", "offset": [593, 607]}, {"key": "such-investor", "type": "clause", "offset": [653, 666]}, {"key": "responsible-for", "type": "clause", "offset": [786, 801]}, {"key": "payment-to-the-company", "type": "clause", "offset": [821, 843]}, {"key": "redemption-fees", "type": "definition", "offset": [851, 866]}, {"key": "the-terms", "type": "clause", "offset": [878, 887]}], "snippet": "Intermediary represents that it has reviewed its policies and procedures to ensure that they are adequate with respect to preventing violations of law and Prospectus requirements related to timely order-taking and market timing activity, in that such policies and procedures prevent (i) the submission of any order received after the deadline for submission of orders in each day that are eligible for pricing at that day\u2019s NAV per share and (ii) the purchase of Shares by an individual or entity whose stated objectives are not consistent with the stated policies of a Fund in protecting the best interests of longer-term investors, particularly where such investor may be seeking market timing or arbitrage opportunities through such purchase. Intermediary represents that it will be responsible for the collection and payment to the Company of any Redemption Fees based upon the terms outlined in the Company\u2019s Prospectus.", "hash": "63aec095519d8420b4c3c006198ae4be", "id": 4}, {"size": 95, "samples": [{"hash": "lB1gosZIoIh", "uri": "/contracts/lB1gosZIoIh#order-processing", "label": "Principal Underwriting Agreement (American Funds Multi-Sector Income Fund)", "score": 30.2156066895, "published": true}, {"hash": "fdZt5rsWq7Q", "uri": "/contracts/fdZt5rsWq7Q#order-processing", "label": "Principal Underwriting Agreement (American Funds Strategic Bond Fund)", "score": 29.1587944031, "published": true}, {"hash": "c97k5Fc7uSU", "uri": "/contracts/c97k5Fc7uSU#order-processing", "label": "Principal Underwriting Agreement (American Balanced Fund)", "score": 29.1587944031, "published": true}], "snippet_links": [{"key": "any-order", "type": "definition", "offset": [0, 9]}, {"key": "shares-of", "type": "clause", "offset": [37, 46]}, {"key": "at-the-time", "type": "definition", "offset": [97, 108]}, {"key": "received-by", "type": "definition", "offset": [120, 131]}, {"key": "clearing-house", "type": "definition", "offset": [143, 157]}, {"key": "from-time-to-time", "type": "clause", "offset": [187, 204]}, {"key": "the-offering", "type": "definition", "offset": [214, 226]}, {"key": "sale-price", "type": "definition", "offset": [231, 241]}, {"key": "in-addition-to-the", "type": "clause", "offset": [306, 324]}, {"key": "right-to-reject", "type": "clause", "offset": [325, 340]}, {"key": "the-funds", "type": "clause", "offset": [352, 361]}, {"key": "the-right-to-withhold", "type": "clause", "offset": [376, 397]}, {"key": "subject-to", "type": "clause", "offset": [522, 532]}, {"key": "prior-to", "type": "definition", "offset": [558, 566]}, {"key": "shares-purchased", "type": "clause", "offset": [582, 598]}, {"key": "issued-by", "type": "definition", "offset": [607, 616]}, {"key": "receipt-of-the-purchase-price", "type": "clause", "offset": [651, 680]}, {"key": "new-york", "type": "clause", "offset": [695, 703]}, {"key": "los-angeles", "type": "clause", "offset": [707, 718]}, {"key": "house-funds", "type": "definition", "offset": [728, 739]}, {"key": "payment-for-the-shares", "type": "clause", "offset": [744, 766]}, {"key": "days-after", "type": "definition", "offset": [806, 816]}, {"key": "date-of-confirmation", "type": "definition", "offset": [821, 841]}, {"key": "the-sale", "type": "clause", "offset": [842, 850]}, {"key": "responsible-for", "type": "clause", "offset": [1043, 1058]}, {"key": "any-loss", "type": "definition", "offset": [1059, 1067]}, {"key": "loss-of-profit", "type": "definition", "offset": [1109, 1123]}, {"key": "resulting-from", "type": "definition", "offset": [1167, 1181]}, {"key": "failure-to-make-payment", "type": "clause", "offset": [1196, 1219]}], "snippet": "Any order by you for the purchase of Shares of the respective Funds through us shall be accepted at the time when it is received by us (or any clearing house agency that we may designate from time to time), and at the offering and sale price next determined, unless rejected by us or the respective Funds. In addition to the right to reject any order, the Funds have reserved the right to withhold Shares from sale temporarily or permanently. We will not accept any order from you that is placed on a conditional basis or subject to any delay or contingency prior to execution. The Shares purchased will be issued by the respective Funds only against receipt of the purchase price, in collected New York or Los Angeles Clearing House funds. If payment for the Shares purchased is not received within three days after the date of confirmation the sale may be cancelled, by us or by the respective Funds, without any responsibility or liability on our part or on the part of the Funds. In such event, we and/or the respective Funds may hold you responsible for any loss, expense, liability or damage, including loss of profit suffered by us and/or the respective Funds resulting from your delay or failure to make payment as aforesaid.", "hash": "153b0a3ffab47cc41fcf39c8f228f3b3", "id": 2}, {"size": 60, "samples": [{"hash": "1PkIBMyDG7a", "uri": "/contracts/1PkIBMyDG7a#order-processing", "label": "Distribution Agreement (JOHCM Funds Trust)", "score": 35.0752906799, "published": true}, {"hash": "88altY0ovFY", "uri": "/contracts/88altY0ovFY#order-processing", "label": "Distribution Agreement (Total Fund Solution)", "score": 33.1779594421, "published": true}, {"hash": "l1iAAEUSasT", "uri": "/contracts/l1iAAEUSasT#order-processing", "label": "Distribution Agreement (Total Fund Solution)", "score": 32.8932228088, "published": true}], "snippet_links": [{"key": "in-accordance-with", "type": "clause", "offset": [0, 18]}, {"key": "notice-to-members", "type": "clause", "offset": [24, 41]}, {"key": "members-of", "type": "clause", "offset": [59, 69]}, {"key": "to-ensure", "type": "clause", "offset": [91, 100]}, {"key": "in-place", "type": "definition", "offset": [116, 124]}, {"key": "mutual-fund-transactions", "type": "clause", "offset": [209, 233]}, {"key": "rule-22c-1", "type": "definition", "offset": [253, 263]}, {"key": "the-1940-act", "type": "clause", "offset": [270, 282]}, {"key": "applicable-rules-and-regulations", "type": "clause", "offset": [310, 342]}, {"key": "you-represent", "type": "clause", "offset": [345, 358]}, {"key": "your-policies-and-procedures", "type": "clause", "offset": [382, 410]}, {"key": "with-respect-to", "type": "clause", "offset": [444, 459]}, {"key": "violations-of-law", "type": "definition", "offset": [471, 488]}, {"key": "prospectus-requirements", "type": "definition", "offset": [493, 516]}, {"key": "related-to", "type": "clause", "offset": [517, 527]}, {"key": "market-timing", "type": "clause", "offset": [552, 565]}, {"key": "any-order", "type": "definition", "offset": [643, 652]}, {"key": "submission-of-orders", "type": "clause", "offset": [685, 705]}, {"key": "net-asset-value-per-share", "type": "definition", "offset": [762, 787]}, {"key": "purchase-of-fund-shares", "type": "clause", "offset": [818, 841]}, {"key": "an-individual", "type": "clause", "offset": [845, 858]}, {"key": "consistent-with-the", "type": "clause", "offset": [901, 920]}, {"key": "policies-of", "type": "definition", "offset": [928, 939]}, {"key": "best-interests", "type": "clause", "offset": [965, 979]}, {"key": "such-investor", "type": "clause", "offset": [1025, 1038]}, {"key": "responsible-for", "type": "clause", "offset": [1149, 1164]}, {"key": "payment-to-the-company", "type": "clause", "offset": [1184, 1206]}, {"key": "redemption-fees", "type": "definition", "offset": [1214, 1229]}, {"key": "the-terms", "type": "clause", "offset": [1241, 1250]}], "snippet": "In accordance with NASD Notice to Members 03-50 (reminding members of their responsibility to ensure that they have in place policies and procedures reasonably designed to detect and prevent the occurrence of mutual fund transactions that would violate Rule 22c-1 under the 1940 Act, FINRA Rule 2010 and other applicable rules and regulations), you represent that you have reviewed your policies and procedures to ensure that they are adequate with respect to preventing violations of law and prospectus requirements related to timely order-taking and market timing activity, in that such policies and procedures (i) prevent the submission of any order received after the deadline for submission of orders in each day that are eligible for pricing at that day\u2019s net asset value per share (\u201cNAV\u201d); and (ii) prevent the purchase of Fund Shares by an individual or entity whose stated objectives are not consistent with the stated policies of a Fund in protecting the best interests of longer-term investors, particularly where such investor may be seeking market timing or arbitrage opportunities through such purchase. You represent that you will be responsible for the collection and payment to the Company of any Redemption Fees based upon the terms outlined in the Company\u2019s prospectus.", "hash": "558a7d92d9bb4004a1244e6b4cdb89e9", "id": 3}, {"size": 50, "samples": [{"hash": "lPGvAu7WCcC", "uri": "/contracts/lPGvAu7WCcC#order-processing", "label": "Distribution Agreement (Advisor Managed Portfolios)", "score": 35.5653648376, "published": true}, {"hash": "9MKy6XmCTc6", "uri": "/contracts/9MKy6XmCTc6#order-processing", "label": "Distribution Agreement (Advisors Series Trust)", "score": 35.0643386841, "published": true}, {"hash": "5Ki3uPJoWxA", "uri": "/contracts/5Ki3uPJoWxA#order-processing", "label": "Distribution Agreement (Advisors Series Trust)", "score": 35.0574951172, "published": true}], "snippet_links": [{"key": "in-accordance-with", "type": "clause", "offset": [0, 18]}, {"key": "notice-to-members", "type": "clause", "offset": [24, 41]}, {"key": "members-of", "type": "clause", "offset": [59, 69]}, {"key": "to-ensure", "type": "clause", "offset": [91, 100]}, {"key": "in-place", "type": "definition", "offset": [116, 124]}, {"key": "policies-and-procedures", "type": "definition", "offset": [125, 148]}, {"key": "mutual-fund-transactions", "type": "clause", "offset": [209, 233]}, {"key": "rule-22c-1", "type": "definition", "offset": [253, 263]}, {"key": "the-1940-act", "type": "clause", "offset": [270, 282]}, {"key": "applicable-rules-and-regulations", "type": "clause", "offset": [310, 342]}, {"key": "represents-that", "type": "clause", "offset": [352, 367]}, {"key": "with-respect-to", "type": "clause", "offset": [445, 460]}, {"key": "violations-of-law", "type": "definition", "offset": [472, 489]}, {"key": "prospectus-requirements", "type": "definition", "offset": [494, 517]}, {"key": "related-to", "type": "clause", "offset": [518, 528]}, {"key": "market-timing", "type": "clause", "offset": [553, 566]}, {"key": "any-order", "type": "definition", "offset": [644, 653]}, {"key": "submission-of-orders", "type": "clause", "offset": [686, 706]}, {"key": "nav-per-share", "type": "definition", "offset": [763, 776]}, {"key": "purchase-of-shares", "type": "clause", "offset": [790, 808]}, {"key": "an-individual", "type": "clause", "offset": [812, 825]}, {"key": "consistent-with-the", "type": "clause", "offset": [868, 887]}, {"key": "policies-of", "type": "definition", "offset": [895, 906]}, {"key": "best-interests", "type": "clause", "offset": [932, 946]}, {"key": "such-investor", "type": "clause", "offset": [992, 1005]}, {"key": "responsible-for", "type": "clause", "offset": [1119, 1134]}, {"key": "payment-to-the-company", "type": "clause", "offset": [1154, 1176]}, {"key": "redemption-fees", "type": "definition", "offset": [1184, 1199]}, {"key": "the-terms", "type": "clause", "offset": [1211, 1220]}], "snippet": "In accordance with NASD Notice to Members 03-50 (reminding members of their responsibility to ensure that they have in place policies and procedures reasonably designed to detect and prevent the occurrence of mutual fund transactions that would violate Rule 22c-1 under the 1940 Act, FINRA Rule 2010 and other applicable rules and regulations), Dealer represents that it has reviewed its policies and procedures to ensure that they are adequate with respect to preventing violations of law and prospectus requirements related to timely order-taking and market timing activity, in that such policies and procedures prevent (i) the submission of any order received after the deadline for submission of orders in each day that are eligible for pricing at that day\u2019s NAV per share and (ii) the purchase of Shares by an individual or entity whose stated objectives are not consistent with the stated policies of a Fund in protecting the best interests of longer-term investors, particularly where such investor may be seeking market timing or arbitrage opportunities through such purchase. Dealer represents that it will be responsible for the collection and payment to the Company of any Redemption Fees based upon the terms outlined in the Company\u2019s prospectus.", "hash": "1b88df3f89620696ae2404a9781ebfdd", "id": 5}, {"size": 27, "samples": [{"hash": "j8uy1KuNXPz", "uri": "/contracts/j8uy1KuNXPz#order-processing", "label": "Fund Participation and Service Agreement (Aul American Individual Variable Life Unit Trust)", "score": 31.2190284729, "published": true}, {"hash": "lOg9NFpswqR", "uri": "/contracts/lOg9NFpswqR#order-processing", "label": "Fund Participation and Service Agreement (PLAIC Variable Annuity Account S)", "score": 29.8966464996, "published": true}, {"hash": "eyt74FLamjM", "uri": "/contracts/eyt74FLamjM#order-processing", "label": "Fund Participation and Service Agreement (PLICO Variable Annuity Account S)", "score": 29.8966464996, "published": true}], "snippet_links": [{"key": "any-order", "type": "definition", "offset": [0, 9]}, {"key": "shares-of", "type": "clause", "offset": [51, 60]}, {"key": "at-the-time", "type": "definition", "offset": [112, 123]}, {"key": "received-by", "type": "definition", "offset": [135, 146]}, {"key": "transfer-agent", "type": "definition", "offset": [151, 165]}, {"key": "from-time-to-time", "type": "clause", "offset": [233, 250]}, {"key": "the-offering", "type": "definition", "offset": [260, 272]}, {"key": "sale-price", "type": "definition", "offset": [277, 287]}, {"key": "in-accordance-with", "type": "clause", "offset": [299, 317]}, {"key": "this-agreement", "type": "clause", "offset": [318, 332]}, {"key": "in-addition-to-the", "type": "clause", "offset": [398, 416]}, {"key": "right-to-reject", "type": "clause", "offset": [417, 432]}, {"key": "the-funds", "type": "clause", "offset": [444, 453]}, {"key": "the-right-to-withhold", "type": "clause", "offset": [468, 489]}, {"key": "subject-to", "type": "clause", "offset": [644, 654]}, {"key": "prior-to", "type": "definition", "offset": [680, 688]}, {"key": "the-procedure", "type": "definition", "offset": [700, 713]}, {"key": "relating-to", "type": "definition", "offset": [714, 725]}, {"key": "handling-of-orders", "type": "clause", "offset": [730, 748]}, {"key": "shares-purchased", "type": "clause", "offset": [828, 844]}, {"key": "issued-by", "type": "definition", "offset": [853, 862]}, {"key": "receipt-of-the-purchase-price", "type": "clause", "offset": [897, 926]}, {"key": "new-york", "type": "clause", "offset": [941, 949]}, {"key": "los-angeles", "type": "clause", "offset": [953, 964]}, {"key": "house-funds", "type": "definition", "offset": [974, 985]}, {"key": "payment-for-the-shares", "type": "clause", "offset": [990, 1012]}, {"key": "days-after", "type": "definition", "offset": [1056, 1066]}, {"key": "date-of-confirmation", "type": "definition", "offset": [1071, 1091]}, {"key": "the-sale", "type": "clause", "offset": [1093, 1101]}, {"key": "the-insurance-company", "type": "clause", "offset": [1271, 1292]}, {"key": "responsible-for", "type": "clause", "offset": [1293, 1308]}, {"key": "any-loss", "type": "definition", "offset": [1309, 1317]}, {"key": "loss-of-profit", "type": "definition", "offset": [1359, 1373]}, {"key": "resulting-from", "type": "definition", "offset": [1419, 1433]}, {"key": "failure-to-make-payment", "type": "clause", "offset": [1463, 1486]}], "snippet": "Any order by Insurance Company for the purchase of shares of the respective Funds through AFD shall be accepted at the time when it is received by AFD/Transfer Agent (or any clearinghouse agency that AFD/Transfer Agent may designate from time to time), and at the offering and sale price determined in accordance with this Agreement, unless rejected by AFD, Transfer Agent or the respective Funds. In addition to the right to reject any order, the Funds have reserved the right to withhold shares from sale temporarily or permanently. AFD/Transfer Agent will not accept any order from Insurance Company that is placed on a conditional basis or subject to any delay or contingency prior to execution. The procedure relating to the handling of orders shall be subject to instructions that AFD shall forward from time to time. The shares purchased will be issued by the respective Funds only against receipt of the purchase price, in collected New York or Los Angeles Clearing House funds. If payment for the shares purchased is not received within three (3) days after the date of confirmation, the sale may be cancelled by AFD or by the respective Funds without any responsibility or liability on the part of AFD or the Funds, and AFD and/or the respective Funds may hold the Insurance Company responsible for any loss, expense, liability or damage, including loss of profit suffered by AFD and/or the respective Funds, resulting from Insurance Company\u2019s delay or failure to make payment as aforesaid.", "hash": "6cb55ff9949f75e98107f0aab2e78a87", "id": 7}, {"size": 21, "samples": [{"hash": "he9udNCVjoj", "uri": "/contracts/he9udNCVjoj#order-processing", "label": "Service Agreement (Scudder Mutual Funds Inc)", "score": 16.0, "published": true}, {"hash": "hN5pN29CExP", "uri": "/contracts/hN5pN29CExP#order-processing", "label": "Service Agreement (Scudder Mutual Funds Inc)", "score": 16.0, "published": true}, {"hash": "ga57gjNhHwk", "uri": 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[1400, 1422]}, {"key": "appropriate-documentation", "type": "clause", "offset": [1570, 1595]}, {"key": "maintain-adequate-records", "type": "clause", "offset": [1865, 1890]}, {"key": "related-to", "type": "clause", "offset": [1891, 1901]}, {"key": "the-foregoing", "type": "clause", "offset": [1940, 1953]}, {"key": "other-person", "type": "definition", "offset": [2010, 2022]}, {"key": "act-and-rules", "type": "definition", "offset": [2101, 2114]}, {"key": "records-maintained", "type": "clause", "offset": [2158, 2176]}, {"key": "made-available", "type": "clause", "offset": [2227, 2241]}, {"key": "the-provisions-of-the", "type": "clause", "offset": [2261, 2282]}, {"key": "if-required", "type": "definition", "offset": [2329, 2340]}, {"key": "except-to-the-extent", "type": "clause", "offset": [2569, 2589]}, {"key": "records-only", "type": "definition", "offset": [2629, 2641]}, {"key": "termination-of-this-agreement", "type": "clause", "offset": [2690, 2719]}, {"key": "terms-and-conditions-of-the", "type": "clause", "offset": [2789, 2816]}, {"key": "current-prospectus", "type": "clause", "offset": [2824, 2842]}, {"key": "the-trust", "type": "clause", "offset": [2857, 2866]}, {"key": "additional-procedures", "type": "clause", "offset": [2894, 2915]}, {"key": "from-time-to-time", "type": "clause", "offset": [3045, 3062]}, {"key": "authorized-by", "type": "definition", "offset": [3110, 3123]}, {"key": "to-register", "type": "clause", "offset": [3133, 3144]}, {"key": "transfer-of-the", "type": "clause", "offset": [3149, 3164]}, {"key": "ownership-of-the", "type": "clause", "offset": [3201, 3217]}], "snippet": "(a) In addition to the recordkeeping to be performed in accordance with Section 1.02 above, the Fund hereby appoints Trust Company, and Trust Company agrees to act, as the Fund's agent for the purpose of receiving requests for the purchase and redemption of Shares or Units and communicating such requests to the Fund's Transfer Agent, subject to and in accordance with the terms of this Agreement, and as follows:\n(i) Trust Company shall receive from the Plans, Plan participants, Plan sponsors, authorized Plan committees or Plan trustees, according to Trust Company's agreement with each Plan, by the close of regular trading on the New York Stock Exchange (the \"Close of Trading\") each business day that the New York Stock Exchange is open for business (\"Business Day\") instructions for the purchase and redemption of Shares (together, \"Instructions\"). Instructions received by Trust Company after the Close of Trading on any Business Day shall be treated as received on the next Business Day.\n(ii) In connection with the COMPASS system, Trust Company shall compute net purchase requests or net redemption requests for Shares of the Fund for each Plan based on Instructions received each Business Day.\n(iii) Trust Company shall communicate purchase and redemption requests for Shares of the Fund, netted in accordance with (ii) above in the case of COMPASS (\"Orders\"), to the Transfer Agent, for acceptance by the Fund or its agents, in the manner specified herein, and promptly deliver, or instruct the Plans (or the Plans' trustees as the case may be) to deliver, appropriate documentation and, in the case of purchase requests, payment therefor to the Transfer Agent. Orders shall be based solely on Instructions received by Trust Company from the Plans, Plan participants, Plan sponsors, authorized Plan committees or Plan trustees.\n(b) Trust Company shall maintain adequate records related to, and advise the Transfer Agent as to, the foregoing, as instructed by the Fund, or by the Transfer Agent or other person designated to act on the Fund's behalf. To the extent required under the 1940 Act and rules thereunder, Trust Company agrees that such records maintained by it hereunder will be preserved, maintained and made available in accordance with the provisions of the 1940 Act and rules thereunder, and copies or, if required, originals will be surrendered promptly to the Fund, Transfer Agent or other person designated to act on the Fund's behalf, on and in accordance with its request. Records surrendered hereunder shall be in machine readable form, except to the extent that Trust Company has maintained such records only in paper form. This provision shall survive the termination of this Agreement.\n(c) Trust Company shall perform its duties hereunder subject to the terms and conditions of the Fund's current prospectus; the Fund and the Trust Company may establish such additional procedures for order processing not inconsistent with the terms of this Agreement as they reasonably determine to be necessary or advisable from time to time.\n(d) Trust Company acknowledges that it is not authorized by the Fund to register the transfer of the Fund's Shares or to transfer record ownership of the Fund's Shares, and that only the Transfer Agent is authorized to perform such activities.", "hash": "2bc6c1085c24d982bba9c998514fb098", "id": 8}, {"size": 11, "samples": [{"hash": "7vJF4iLzPkQ", "uri": "/contracts/7vJF4iLzPkQ#order-processing", "label": "Selling Group Member Agreement (HSBC Funds)", "score": 25.4859676361, "published": true}, {"hash": "aOvPclUtv0G", "uri": "/contracts/aOvPclUtv0G#order-processing", "label": "Selling Group Member Agreement (HSBC Advisor Funds Trust)", "score": 22.1594791412, "published": true}, {"hash": "8n7eIcRCQi7", "uri": "/contracts/8n7eIcRCQi7#order-processing", "label": "Selling Group Member Agreement (HSBC Funds)", "score": 22.1594791412, "published": true}], "snippet_links": [{"key": "you-represent", "type": "clause", "offset": [0, 13]}, {"key": "your-policies-and-procedures", "type": "clause", "offset": [37, 65]}, {"key": "to-ensure", "type": "clause", "offset": [66, 75]}, {"key": "with-respect-to", "type": "clause", "offset": [99, 114]}, {"key": "violations-of-law", "type": "definition", "offset": [126, 143]}, {"key": "rule-22c-1", "type": "definition", "offset": [155, 165]}, {"key": "the-investment-company-act-of-1940", "type": "clause", "offset": [172, 206]}, {"key": "as-amended", "type": "definition", "offset": [208, 218]}, {"key": "prospectus-requirements", "type": "definition", "offset": [224, 247]}, {"key": "related-to", "type": "clause", "offset": [248, 258]}, {"key": "market-timing", "type": "clause", "offset": [283, 296]}, {"key": "provide-the", "type": "clause", "offset": [322, 333]}, {"key": "appendix-b", "type": "definition", "offset": [360, 370]}, {"key": "responsible-for", "type": "clause", "offset": [410, 425]}, {"key": "payment-to-the-company", "type": "clause", "offset": [445, 467]}, {"key": "redemption-fees", "type": "definition", "offset": [475, 490]}, {"key": "the-terms", "type": "clause", "offset": [503, 512]}], "snippet": "You represent that you have reviewed your policies and procedures to ensure that they are adequate with respect to preventing violations of law (including rule 22c-1 under the Investment Company Act of 1940, as amended) and prospectus requirements related to timely order-taking and market timing activity, and you hereby provide the confirmation set forth on Appendix B hereto. You represent that you will be responsible for the collection and payment to the Company of any Redemption Fees, based upon the terms outlined in the Company\u2019s prospectus.", "hash": "f19d598667665ee3671324310538a945", "id": 9}, {"size": 11, "samples": [{"hash": "kJSrvy0XPHP", "uri": "/contracts/kJSrvy0XPHP#order-processing", "label": "Distribution Agreement (Janus Adviser)", "score": 18.0, "published": true}, {"hash": "a4kSH4u1lla", "uri": "/contracts/a4kSH4u1lla#order-processing", "label": "Distribution Agreement (Janus Adviser)", "score": 18.0, "published": true}, {"hash": "bDf7q0e8hFN", "uri": "/contracts/bDf7q0e8hFN#order-processing", "label": "Distribution Agreement (Janus Adviser Series)", "score": 16.0, "published": true}], "snippet_links": [{"key": "pursuant-to-the", "type": "definition", "offset": [33, 48]}, {"key": "an-exception", "type": "clause", "offset": [137, 149]}, {"key": "in-accordance-with", "type": "clause", "offset": [161, 179]}, {"key": "any-business", 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"business-days", "type": "clause", "offset": [1542, 1555]}, {"key": "to-the-extent", "type": "clause", "offset": [1567, 1580]}, {"key": "the-1940-act", "type": "clause", "offset": [1614, 1626]}, {"key": "will-provide", "type": "clause", "offset": [1647, 1659]}, {"key": "to-the-service", "type": "clause", "offset": [1660, 1674]}, {"key": "dividends-and-capital-gains-distributions", "type": "clause", "offset": [1782, 1823]}, {"key": "the-prospectus", "type": "definition", "offset": [1876, 1890]}, {"key": "agreement-between-the-parties", "type": "clause", "offset": [1916, 1945]}, {"key": "failure-to", "type": "clause", "offset": [2098, 2108]}, {"key": "of-customer", "type": "clause", "offset": [2169, 2180]}, {"key": "omnibus-account", "type": "clause", "offset": [2245, 2260]}, {"key": "provider-shall", "type": "clause", "offset": [2301, 2315]}, {"key": "new-account", "type": "definition", "offset": [2326, 2337]}, {"key": "submitting-an-application", "type": "clause", "offset": [2341, 2366]}, {"key": "any-order", "type": "definition", "offset": [2402, 2411]}, {"key": "form-of", "type": "definition", "offset": [2449, 2456]}, {"key": "to-service-provider", "type": "clause", "offset": [2492, 2511]}, {"key": "contingent-deferred-sales-charges", "type": "clause", "offset": [2580, 2613]}, {"key": "current-prospectus", "type": "clause", "offset": [2655, 2673]}, {"key": "monthly-basis", "type": "definition", "offset": [2761, 2774]}, {"key": "all-accounts", "type": "clause", "offset": [2810, 2822]}, {"key": "level-1", "type": "clause", "offset": [2833, 2840]}, {"key": "to-waive", "type": "clause", "offset": [2879, 2887]}, {"key": "distributions-to", "type": "clause", "offset": [2925, 2941]}, {"key": "by-service-provider", "type": "clause", "offset": [3041, 3060]}, {"key": "subject-to-the-terms", "type": "clause", "offset": [3070, 3090]}, {"key": "prospectus-of-each-fund", "type": "clause", "offset": [3111, 3134]}, {"key": "including-without-limitation", "type": "clause", "offset": [3136, 3164]}, {"key": "initial-investments", "type": "definition", "offset": [3193, 3212]}, {"key": "excessive-trading", "type": "clause", "offset": [3232, 3249]}, {"key": "best-efforts", "type": "clause", "offset": [3282, 3294]}, {"key": "cooperate-with", "type": "clause", "offset": [3317, 3331]}, {"key": "transactions-in-shares", "type": "clause", "offset": [3396, 3418]}, {"key": "related-to", "type": "clause", "offset": [3439, 3449]}, {"key": "of-the-trust", "type": "clause", "offset": [3535, 3547]}, {"key": "services-and", "type": "clause", "offset": [3616, 3628]}, {"key": "responsible-for", "type": "clause", "offset": [3662, 3677]}, {"key": "losses-incurred", "type": "definition", "offset": [3682, 3697]}, {"key": "agent-shall", "type": "definition", "offset": [3790, 3801]}, {"key": "right-to-refuse", "type": "clause", "offset": [3958, 3973]}, {"key": "purchase-order", "type": "definition", "offset": [3978, 3992]}, {"key": "for-any-reason", "type": "clause", "offset": [3993, 4007]}, {"key": "to-invest", "type": "clause", "offset": [4074, 4083]}, {"key": "investment-policies", "type": "clause", "offset": [4129, 4148]}, {"key": "adversely-affected", "type": "definition", "offset": [4171, 4189]}, {"key": "the-transaction", "type": "clause", "offset": [4209, 4224]}, {"key": "frequency-of", "type": "clause", "offset": [4226, 4238]}, {"key": "the-account", "type": "clause", "offset": [4250, 4261]}, {"key": "other-factors", "type": "clause", "offset": [4265, 4278]}], "snippet": "(a) All orders will be processed pursuant to the NSCC Agreement. Janus Services will accept trades not submitted via the NSCC Systems on an exception-only basis in accordance with the following terms: On any business day (\"Day One\"), the Service Provider may accept orders from Customers for the purchase and redemption of Shares of the Funds. The Service Provider will send such orders to Janus Services prior to 10:00 a.m. Eastern Time of the next business day (\"Day Two\") pursuant to the Trading Requirements listed on Exhibit C. The Funds will execute orders at the net asset values as determined as of the close of trading on Day One, and dividends, if applicable, shall begin to accrue on Day Two, provided that:\n(i) Service Provider received such orders prior to the time the NAVs of the Shares of the Funds were calculated on Day One, and\n(ii) Such orders and payment for such orders were received by Janus Services prior to the times set forth in Exhibit C. If either of the above conditions is not met, the orders will be executed at the public offering price next in effect after such orders are received, and dividends, if applicable, will begin to accrue the day after settlement.\n(b) Payment for net purchases and redemptions will be wired pursuant to the NSCC Agreement, or pursuant to the Settlement Requirements outlined in Exhibit C for trades not submitted via the NSCC Systems. In the event of extraordinary market conditions affecting any such redemption, however, Janus Services may delay such redemption for up to five business days, or longer to the extent permitted under Section 22(e) of the 1940 Act.\n(c) Janus Services will provide to the Service Provider closing NAVs, dividends, and capital gains information at the close of trading each business day. Dividends and capital gains distributions shall be reinvested in accordance with the terms of the Prospectus.\n(d) Notwithstanding any agreement between the parties to the contrary, Janus Services will accept Customer-level accounts provided that all trades are processed through the NSCC Systems. Service Provider's failure to use the NSCC Systems for all processing for and maintenance of Customer-level accounts may result in Janus Services permitting only one omnibus account in the Service Provider's name. Service Provider shall open each new account by submitting an application to Janus Services prior to placing any order for or funding any such account. The form of such application shall be provided to Service Provider by Janus Services.\n(e) Service Provider will collect all applicable contingent deferred sales charges in accordance with the terms of the then-current Prospectus and will forward all such contingent deferred sales charges to Janus Distributors on a monthly basis or Service Provider will establish all accounts as Matrix Level 1 accounts to enable Janus Distributors to waive contingent deferred sales charges on distributions to such accounts in accordance with the terms of the then-current Prospectus.\n(f) All orders accepted by Service Provider shall be subject to the terms of the then-current Prospectus of each Fund, including without limitation, policies regarding minimum initial investments, market timing and excessive trading. Service Provider shall use its best efforts, and shall reasonably cooperate with Janus Services, to enforce stated Prospectus policies regarding transactions in Shares, particularly those related to market timing. Service Provider acknowledges that orders accepted by it in violation of the Trust's stated policies may be subsequently revoked or cancelled by Janus Services and that Janus Services shall not be responsible for any losses incurred by Service Provider or any Customer as a result of such cancellation. Janus Services or its agent shall notify Service Provider of any such cancellation prior to 12:00 p.m. Eastern Time on Day Two.\n(g) Service Provider acknowledges that Janus Services has the right to refuse any purchase order for any reason, particularly if the Trust determines that a Fund would be unable to invest the money effectively in accordance with its investment policies or would otherwise be adversely affected due to the size of the transaction, frequency of trading by the account or other factors.", "hash": "5fd54ccf52e71100bd84d7e6f767a5b1", "id": 10}], "next_curs": "ClkSU2oVc35sYXdpbnNpZGVyY29udHJhY3RzcjULEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2IhlvcmRlci1wcm9jZXNzaW5nIzAwMDAwMDBhDKIBAmVuGAAgAA==", "clause": {"size": 665, "title": "Order Processing", "parents": [["miscellaneous", "Miscellaneous"], ["counterparts", "Counterparts"], ["allocation-of-distribution-fee", "ALLOCATION OF DISTRIBUTION FEE"], ["omnibus-shares", "Omnibus Shares"], ["cdscs-related-to-the-redemption-of-omnibus-shares", "CDSCs Related to the Redemption of Omnibus Shares"]], "children": [["order-expectations", "Order Expectations"], ["transfer-between-local", "Transfer Between Local"], ["", ""], ["distributors-order-confirmation", "Distributor's Order Confirmation"], ["distributors-technical-standards", "Distributor's Technical Standards"]], "id": "order-processing", "related": [["order-process", "Order Process", "Order Process"], ["sales-and-order-processing-charge", "SALES AND ORDER PROCESSING CHARGE", "SALES AND <strong>ORDER PROCESSING</strong> CHARGE"], ["change-order-process", "Change Order Process", "Change Order Process"], ["order-procedure", "Order Procedure", "Order Procedure"], ["project-delivery-order-procedures", "Project Delivery Order Procedures", "Project Delivery Order Procedures"]], "related_snippets": [], "updated": "2026-03-19T05:56:49+00:00", "also_ask": ["What are the essential terms to include in an Order Processing clause to minimize disputes?", "How can the clause be leveraged to allocate risk for delays or errors in order fulfillment?", "What are common pitfalls or ambiguities in Order Processing clauses that could undermine enforceability?", "How do Order Processing provisions differ across jurisdictions or industry standards?", "What evidence is typically required to enforce an Order Processing clause in court?"], "drafting_tip": "Specify processing timelines to set clear expectations, define responsibilities to allocate accountability, and outline exceptions to prevent disputes.", "explanation": "The Order Processing clause outlines the procedures and requirements for handling customer orders within an agreement. It typically specifies how orders are submitted, accepted, and confirmed, and may detail timelines for processing, methods of communication, and any conditions that must be met before an order is finalized. By clearly defining these steps, the clause ensures both parties understand their responsibilities, reduces the risk of misunderstandings, and streamlines the fulfillment process."}, "json": true, "cursor": ""}}