Officers of the Fund Sample Clauses

The "Officers of the Fund" clause defines the roles, responsibilities, and authority of individuals appointed to manage the day-to-day operations of the fund. It typically outlines which positions exist—such as President, Treasurer, or Secretary—and describes their specific duties, such as executing documents, maintaining records, or overseeing financial transactions. This clause ensures clear delegation of management tasks and accountability within the fund, helping to prevent confusion or disputes regarding operational authority.
Officers of the Fund. The Fund's Directors and officers and their positions held with the Fund and length of service in such position(s) and the principal occupations and business affiliations during the past five years are listed below. Each of the Directors are independent directors, because they have no affiliation with the Manager as defined in the Investment Company Act. The information for the Directors also includes the dollar range of shares of the Fund as well as the aggregate dollar range of shares of the Board III Funds beneficially owned by the Director. All information is as of December 31, 2001. All of the Directors are also trustees or directors of the following ▇▇▇▇▇▇▇▇▇▇▇ funds (referred to as "Board III Funds"): ▇▇▇▇▇▇▇▇▇▇▇ Quest For Value Funds, a series fund Rochester Portfolio Series, a series fund having one series: having the following series: Limited-Term New York Municipal Fund ▇▇▇▇▇▇▇▇▇▇▇ Small Cap Value Fund, Bond Fund Series, a series fund having one series: ▇▇▇▇▇▇▇▇▇▇▇ Quest Balanced Value Fund ▇▇▇▇▇▇▇▇▇▇▇ Convertible Securities Fund ▇▇▇▇▇▇▇▇▇▇▇ Quest Opportunity Value Fund Rochester Fund Municipals ▇▇▇▇▇▇▇▇▇▇▇ Quest Global Value Fund, Inc. ▇▇▇▇▇▇▇▇▇▇▇ MidCap Fund ▇▇▇▇▇▇▇▇▇▇▇ Quest Capital Value Fund, Inc. ▇▇▇▇▇▇▇▇▇▇▇ Quest Value Fund, Inc. In addition to being a director or trustee of the Board III Funds, ▇▇. ▇▇▇▇▇ is also a director or trustee of 33 other portfolios in the ▇▇▇▇▇▇▇▇▇▇▇ Funds complex.
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Officers of the Fund. The Fund agrees to furnish to the Custodian a new Certificate in similar form in the event any such present Officer ceases to be an Officer of the Fund, or in the event that other or additional Officers are elected or appointed. Until such new Certificate shall be received, the Custodian shall be fully protected in acting under the provisions of this Agreement upon the signatures of the Officers as set forth in the last delivered Certificate.
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Officers of the Fund. 7.9.1 The Manager, in its sole discretion, may appoint officers of the Fund at any time. The officers of the Fund, if appointed by resolution of the Manager, may include a president, vice president, secretary, and treasurer. The officers shall serve at the pleasure of the Manager. Any individual may hold any number of offices. The Manager’s officers may serve as officers of the Fund if appointed by resolution of the Manager. The officers shall exercise such powers and perform such duties as determined and authorized by the Manager. 7.9.2 Any officer may be removed, either with or without cause, by the Manager at any time. Any officer may resign at any time by giving written notice to the Manager. Any resignation shall take effect at the date of the receipt of that notice or at any later time specified in that notice; and, unless otherwise specified in that notice, the acceptance of the resignation shall not be necessary to make it effective. Any resignation is without prejudice to the rights, if any, of the Fund under any contract to which the officer is a party.
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Officers of the Fund. Name, Address,4 Age, Position(s) Held with Principal Occupation(s) During Past 5 Years Fund and Length of Time Served5 ----------------------------------------------- ---------------------------------------------------------------------- ----------------------------------------------- ---------------------------------------------------------------------- ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇, VP and Portfolio Manager, Senior Vice President (since January 1999) of the Manager; an Age: 51 officer and portfolio manager of other ▇▇▇▇▇▇▇▇▇▇▇ funds. Prior to joining the Manager in April, 1995, he was a Vice President and Senior Portfolio Manager at First of America Investment Corp. (September 1986 - April 1995). ----------------------------------------------- ---------------------------------------------------------------------- ----------------------------------------------- ---------------------------------------------------------------------- ▇▇▇▇ ▇. ▇▇▇▇▇▇, Chairman, Chief Executive Officer and director (since June 2001) and President (since October 2001) President (since September 2000) of the Manager; President and a Age: 52 trustee of other ▇▇▇▇▇▇▇▇▇▇▇ funds; President and a director (since July 2001) of ▇▇▇▇▇▇▇▇▇▇▇ Acquisition Corp., the Manager's parent holding company and of ▇▇▇▇▇▇▇▇▇▇▇ Partnership Holdings, Inc., a holding company subsidiary of the Manager; Director (since November 2001) of OppenheimerFunds Distributor, Inc., a subsidiary of the Manager; Chairman and a director (since July 2001) of Shareholder Services, Inc. and of Shareholder Financial Services, Inc., transfer agent subsidiaries of the Manager; President and a director (since July 2001) of OppenheimerFunds Legacy Program, a charitable trust program established by the Manager; a director of the following investment advisory subsidiaries of the Manager: OAM Institutional, Inc. and Centennial Asset Management Corporation (since November 2001), HarbourView Asset Management Corporation and OFI Private Investments, Inc. (since July 2002); President (since November 1, 2001) and a director (since July 2001) of ▇▇▇▇▇▇▇▇▇▇▇ Real Asset Management, Inc., an investment advisor subsidiary of the Manager; a director (since November 2001) of Trinity Investment Management Corp. and Tremont Advisers, Inc., investment advisory affiliates of the Manager; Executive Vice President (since February 1997) of Massachusetts Mutual Life Insurance Company, the Manager's parent company; a director (since June 1995) of DBL Acquisitio...
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Officers of the Fund. The Fund's Trustees and officers and their principal occupations and business affiliations and occupations during the past five (5) years are listed below. Trustees denoted with an asterisk (*) below are deemed to be "interested persons" of the Fund under the Investment Company Act. All of the Trustees are Trustees or Directors of the following New York-based ▇▇▇▇▇▇▇▇▇▇▇ funds1: ▇▇▇▇▇▇▇▇▇▇▇ California Municipal Fund ▇▇▇▇▇▇▇▇▇▇▇ International Growth Fund ▇▇▇▇▇▇▇▇▇▇▇ Capital Appreciation Fund ▇▇▇▇▇▇▇▇▇▇▇ International Small Company Fund ▇▇▇▇▇▇▇▇▇▇▇ Capital Preservation Fund ▇▇▇▇▇▇▇▇▇▇▇ Money Market Fund, Inc. ▇▇▇▇▇▇▇▇▇▇▇ Concentrated Growth Fund ▇▇▇▇▇▇▇▇▇▇▇ Multiple Strategies Fund ▇▇▇▇▇▇▇▇▇▇▇ Developing Markets Fund ▇▇▇▇▇▇▇▇▇▇▇ Multi-Sector Income Trust ▇▇▇▇▇▇▇▇▇▇▇ Discovery Fund ▇▇▇▇▇▇▇▇▇▇▇ Multi-State Municipal Trust ▇▇▇▇▇▇▇▇▇▇▇ Emerging Growth Fund ▇▇▇▇▇▇▇▇▇▇▇ Municipal Bond Fund ▇▇▇▇▇▇▇▇▇▇▇ Emerging Technologies Fund ▇▇▇▇▇▇▇▇▇▇▇ New York Municipal Fund ▇▇▇▇▇▇▇▇▇▇▇ Enterprise Fund ▇▇▇▇▇▇▇▇▇▇▇ Series Fund, Inc. ▇▇▇▇▇▇▇▇▇▇▇ Europe Fund ▇▇▇▇▇▇▇▇▇▇▇ Special Value Fund ▇▇▇▇▇▇▇▇▇▇▇ Global Fund ▇▇▇▇▇▇▇▇▇▇▇ Trinity Core Fund ▇▇▇▇▇▇▇▇▇▇▇ Global Growth & Income Fund ▇▇▇▇▇▇▇▇▇▇▇ Trinity Large Cap Growth Fund ▇▇▇▇▇▇▇▇▇▇▇ Gold & Special Minerals Fund ▇▇▇▇▇▇▇▇▇▇▇ Trinity Value Fund ▇▇▇▇▇▇▇▇▇▇▇ Growth Fund ▇▇▇▇▇▇▇▇▇▇▇ U.S. Government Trust Messrs. ▇▇▇▇▇▇, ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇, ▇▇▇▇▇▇ and ▇▇▇▇▇▇ respectively hold the same offices with the other New York-based ▇▇▇▇▇▇▇▇▇▇▇ funds as with the Fund. As of November 7, 2001, the Trustees and Officers of the Fund as a group owned of record or beneficially less than 1% of the outstanding Class A shares of the Fund and owned no shares of Class B or C. The foregoing statement does not reflect ownership of shares of the Fund held of record by an employee benefit plan for employees of the Manager, other than the shares beneficially owned under the plan by the officers of the Fund listed above. ▇▇. ▇▇▇▇▇▇ is a trustee of that Plan. ▇▇▇▇ ▇▇▇▇, Chairman of the Board of Trustees, Age: 76. ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ General Partner of Odyssey Partners, L.P. (investment partnership) (since 1982) and Chairman of the Board of Avatar Holdings, Inc. (real estate development) (since 1981). ▇▇▇▇▇▇ ▇. ▇▇▇▇▇, Vice Chairman of the Board of Trustees, Age: 76. ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ Chairman Emeritus of the Manager (since 1991). Formerly he held the following positions: Chairman (November 1987 - January...
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Officers of the Fund the Investment Manager may ask the Fund and the Fund may agree to pay a member of an exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of an exchange, broker or dealer would have charged for effecting that transaction, in such instances where it and the Investment Manager have determined in good faith that such amount of commission was reasonable in relation to the value of the brokerage and research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or the Investment Manager's overall responsibilities with respect to the Fund and to other funds and other advisory accounts for which the Investment Manager exercises investment discretion. 4. As compensation for the services to be rendered to the Fund by the Investment Manager under the provisions of this Agreement, the Fund shall pay to the Investment Manager monthly from the Series' assets a fee (at an annual rate) equal to .75% of the average daily net assets of the Series during the month. If this Agreement is terminated prior to the end of any calendar month, the management fee shall be prorated for the portion of any month in which this Agreement is in effect according to the proportion which the number of calendar days, during which the Agreement is in effect, bears to the number of calendar days in the month, and shall be payable within 10 days
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Officers of the Fund. Name, Address,4 Age, Position(s) Held with Principal Occupation(s) During Past 5 Years Fund and Length of Time Served5 ----------------------------------------------- ---------------------------------------------------------------------- ----------------------------------------------- ---------------------------------------------------------------------- ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇, VP and Portfolio Manager, Senior Vice President (since January 1999) of the Manager; an Age: 51 officer and portfolio manager of other ▇▇▇▇▇▇▇▇▇▇▇ funds. Prior to joining the Manager in April, 1995, he was a Vice President and Senior Portfolio Manager at First of America Investment Corp. (September 1986 - April 1995). ----------------------------------------------- ---------------------------------------------------------------------- ----------------------------------------------- ----------------------------------------------------------------------
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Related to Officers of the Fund

  • Officers of the Company (a) The Manager may appoint a President, a General Manager, one or more Vice Presidents, a Secretary and such other officers of the Company (including, without limitation, Station Managers) as the Manager may designate. Officers of the Company shall exercise such powers and duties as provided or delegated in this Operating Agreement, including, without limitation, the power and authority to act for and on behalf of the Company and to bind the Company in the normal or ordinary course of its business, as such business has been conducted prior to the formation of the Company and proposed to be conducted by the Manager. Each officer shall hold office until his or her death, disability, resignation or removal or, if a term is specified, until a successor to such office is appointed upon the expiration of his or her term. (b) The President shall have general supervision, direction and control of the Company and shall perform all duties incidental to his or her office. The President shall be responsible for the administration and operation of the Company’s business and general supervision of its policies and affairs, subject to the direction of the Manager. (c) In the absence or disability of the President, the Vice President or General Manager, if any, as selected by the Manager, shall perform all of the duties of the President and, when so acting, shall have such other powers and perform such other powers and duties as may be prescribed from time to time by the Manager. (d) The Secretary shall record or cause to be recorded, and shall keep or cause to be kept, at the Company’s principal place of business (although copies may be kept at the principal place of business of the Member) and such other place as the Manager may order, a book of minutes of actions taken at all meetings of the Manager and of the Member, with the time and place of holding, the notice thereof given, the names of those present at Manager and Member meetings and the proceedings thereof. The Secretary shall keep, or cause to be kept, at the Company’s principal place of business (although copies may be kept at the principal place of business of the Member) (i) a current list of the Manager, including the full name and business or residence address of each such Manager, (ii) a copy of the Certificate of Formation, and all amendments thereto, (iii) copies of the Company’s federal, state and local income tax or information returns and reports, if any, for the six most recent taxable years, (iv) a copy of this Operating Agreement and any amendments thereto, (v) copies of the financial statements of the Company, if any, for the six most recent Fiscal Years, (vi) a register setting forth the full name and business address of the Member, the outstanding Membership Interests of the Company held by the Member, a copy of the Certificate of Interest evidencing the Membership Interests of the Company held by the Member and any pledge of such Membership Interests, and (vii) the books and records of the Company as they relate to the internal affairs of the Company for at least the current and past four Fiscal Years. (e) The officers of the Company and other parties performing services on behalf of the Company shall be entitled to compensation based on the reasonable value of their services, subject to the discretion and approval of the Manager.

  • Officers of the Surviving Corporation The officers of the Company immediately prior to the Effective Time shall be the initial officers of the Surviving Corporation, each to hold office until the earlier of their resignation or removal or until their respective successors are duly elected and qualified, as the case may be.

  • Directors and Officers of the Surviving Company The directors of Merger Sub immediately prior to the Effective Time shall be elected as the initial directors of the Surviving Company, each to hold office in accordance with the charter and bylaws of the Surviving Company. The officers of Merger Sub immediately prior to the Effective Time shall be elected as the initial officers of the Surviving Company, each to hold office in accordance with the charter and bylaws of the Surviving Company.

  • Directors and Officers of the Surviving Corporation The directors of Merger Sub immediately prior to the Effective Time will, from and after the Effective Time, be the directors of the Surviving Corporation, and the officers of the Company immediately prior to the Effective Time will, from and after the Effective Time, be the officers of the Surviving Corporation, in each case, until their respective successors have been duly elected, designated or qualified, or until their earlier death, disqualification, resignation or removal in accordance with the Surviving Corporation’s certificate of incorporation and bylaws.

  • Officers and Directors of the Surviving Corporation Subject to applicable Law, the directors of Merger Sub immediately prior to the Effective Time shall be the initial directors of the Surviving Corporation and shall hold office until their respective successors are duly elected and qualified, or their earlier death, resignation or removal. The officers of Merger Sub immediately prior to the Effective Time shall be the initial officers of the Surviving Corporation and shall hold office until their respective successors are duly elected and qualified, or their earlier death, resignation or removal.