{"component": "clause", "props": {"groups": [{"size": 46, "samples": [{"hash": "ktrzj7BXfUz", "uri": "/contracts/ktrzj7BXfUz#offering-procedures", "label": "Underwriting Agreement (Soundview Home Loan Trust 2007-Opt1)", "score": 21.0, "published": true}, {"hash": "kP8V6EyZUUA", "uri": "/contracts/kP8V6EyZUUA#offering-procedures", "label": "Underwriting Agreement (First Franklin Mortgage Loan Trust 2006-Ff8)", "score": 21.0, "published": true}, {"hash": "juzzqxuFyp4", "uri": "/contracts/juzzqxuFyp4#offering-procedures", "label": "Underwriting Agreement (Soundview Home Loan Trust 2006-Opt5)", "score": 21.0, "published": true}], "snippet": "(a) The following terms have the specified meanings for purposes of this Agreement:", "snippet_links": [{"key": "for-purposes-of-this-agreement", "type": "definition", "offset": [52, 82]}], "hash": "2f49ec478a370e50a5540a9098b6a4f4", "id": 1}, {"size": 24, "samples": [{"hash": "dSCU3Say51Y", "uri": "/contracts/dSCU3Say51Y#offering-procedures", "label": "Underwriting Agreement (Sequoia Mortgage Trust 2011-2)", "score": 22.7330595483, "published": true}, {"hash": "7YSbbh5pUD", "uri": "/contracts/7YSbbh5pUD#offering-procedures", "label": "Underwriting Agreement (Sequoia Mortgage Trust 2011-1)", "score": 20.158110883, "published": true}], "snippet": "It is understood that the Underwriters propose to offer the Underwritten Certificates for sale as set forth in the Preliminary Prospectus and the Final Prospectus and that you will not offer, sell or otherwise distribute the Underwritten Certificates (except for the sale thereof in exempt transactions) in any state in which the Underwritten Certificates are not exempt from registration under \u201cblue sky\u201d or state securities laws (except where the Underwritten Certificates will have been qualified for offering and sale at your direction under such \u201cblue sky\u201d or state securities laws). Neither the Depositor nor any Underwriter will disseminate to any potential investor information relating to the Underwritten Certificates that constitutes a \u201cwritten communication\u201d within the meaning of Rule 405 under the Securities Act, other than the Preliminary Term Sheet, each Prospectus and, in the case of the Underwriters, Derived Information or Custom Loan Information, unless (i) if an Underwriter seeks to disseminate such information, such Underwriter has obtained the prior consent of the Depositor, or (ii) if the Depositor seeks to disseminate such information, the Depositor has obtained the prior consent of the Underwriters. An Underwriter may convey Derived Information or Custom Loan Information to a potential investor prior to entering into a Contract of Sale with such investor; provided, however, that Derived Information shall not be distributed in a manner reasonably designed to lead to its broad unrestricted dissemination within the meaning of Rule 433(d) under the Securities Act. Each Underwriter shall deliver to the Depositor and its counsel a copy, in electronic form, of each Free Writing Prospectus disseminated by such Underwriter that is required to be filed with the Commission, not later than one business day prior to the date on which such Free Writing Prospectus is required under the Regulations to be so filed. Each Underwriter will comply with the requirements of Rule 433(g) applicable to any Free Writing Prospectus, including document retention and record-keeping. The Depositor represents that it has treated and agrees that it will treat each Free Writing Prospectus other than an Underwriter Free Writing Prospectus as an \u201cissuer free writing prospectus,\u201d as defined in Rule 433, and has complied and will comply with the requirements of Rule 433 applicable to any such Free Writing Prospectus, including timely Commission filing where required, legending and record-keeping. Neither the Depositor nor any Underwriter shall disseminate or file with the Commission any information relating to Underwritten Certificates in reliance on Rule 167 or 426 under the Securities Act, nor shall any Underwriter disseminate any Free Writing Prospectus in a manner reasonably designed to lead to its broad unrestricted dissemination within the meaning of Rule 433(d) under the Securities Act. Prior to entering into a Contract of Sale, each Underwriter shall have conveyed to the related purchaser a copy of the Final Prospectus, or a copy of the Preliminary Prospectus if the Final Prospectus is not yet available, in the form that such Underwriter and the Depositor have agreed most recently prior thereto shall be used for offers and sales of the Underwritten Certificates. Each confirmation of sale with respect to the Underwritten Certificates delivered by an Underwriter shall, if such confirmation of sale is not preceded or accompanied by delivery of the Final Prospectus, include a legend to the following effect, or a similar legend, in compliance with Rule 173 under the Securities Act:", "snippet_links": [{"key": "the-underwriters", "type": "definition", "offset": [22, 38]}, {"key": "to-offer", "type": "definition", "offset": [47, 55]}, {"key": "for-sale", "type": "clause", "offset": [86, 94]}, {"key": "preliminary-prospectus", "type": "definition", "offset": [115, 137]}, {"key": "final-prospectus", "type": "clause", "offset": [146, 162]}, {"key": "not-offer", "type": "clause", "offset": [181, 190]}, {"key": "distribute-the", "type": "clause", "offset": [210, 224]}, {"key": "the-sale", "type": "clause", "offset": [263, 271]}, {"key": "exempt-transactions", "type": "definition", "offset": [283, 302]}, {"key": "any-state", "type": "definition", "offset": 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{"key": "document-retention", "type": "clause", "offset": [2065, 2083]}, {"key": "represents-that", "type": "clause", "offset": [2118, 2133]}, {"key": "underwriter-free-writing-prospectus", "type": "definition", "offset": [2222, 2257]}, {"key": "issuer-free-writing-prospectus", "type": "definition", "offset": [2265, 2295]}, {"key": "commission-filing", "type": "clause", "offset": [2454, 2471]}, {"key": "where-required", "type": "clause", "offset": [2472, 2486]}, {"key": "file-with-the-commission", "type": "definition", "offset": [2581, 2605]}, {"key": "reliance-on", "type": "clause", "offset": [2663, 2674]}, {"key": "a-copy-of-the", "type": "clause", "offset": [3028, 3041]}, {"key": "have-agreed", "type": "clause", "offset": [3198, 3209]}, {"key": "offers-and-sales", "type": "clause", "offset": [3256, 3272]}, {"key": "confirmation-of-sale", "type": "clause", "offset": [3312, 3332]}, {"key": "with-respect-to", "type": "clause", "offset": [3333, 3348]}, {"key": "delivery-of-the", "type": "clause", "offset": [3477, 3492]}, {"key": "rule-173", "type": "definition", "offset": [3593, 3601]}], "hash": "92450f5ccec96a3150484ce45fa6fa98", "id": 2}, {"size": 17, "samples": [{"hash": "hfvBpLfO0Rn", "uri": "/contracts/hfvBpLfO0Rn#offering-procedures", "label": "Finder's Agreement (Film & Music Entertainment, Inc.)", "score": 16.0, "published": true}, {"hash": "aZXElQBEOej", "uri": "/contracts/aZXElQBEOej#offering-procedures", "label": "Finder's Agreement (Vitrotech Corp)", "score": 16.0, "published": true}, {"hash": "1MX2KQt9Jrj", "uri": "/contracts/1MX2KQt9Jrj#offering-procedures", "label": "Finder's Agreement (Siga Technologies Inc)", "score": 16.0, "published": true}], "snippet": "The Finder will introduce the Company to investors who the Finder reasonably believes to be \"accredited investors,\" as that term is defined in Rule 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the \"1933 Act\"), with whom the Finder has a pre-existing substantive relationship (the \"Offerees\").", "snippet_links": [{"key": "the-company", "type": "definition", "offset": [26, 37]}, {"key": "reasonably-believes", "type": "definition", "offset": [66, 85]}, {"key": "accredited-investors", "type": "clause", "offset": [93, 113]}, {"key": "rule-501", "type": "definition", "offset": [143, 151]}, {"key": "regulation-d", "type": "definition", "offset": [155, 167]}, {"key": "securities-act-of-1933", "type": "clause", "offset": [190, 212]}, {"key": "as-amended", "type": "definition", "offset": [214, 224]}], "hash": "757ae78d6c7c8c3aff51bc43f7d321d5", "id": 3}, {"size": 11, "samples": [{"hash": "lVvH6po3g4Q", "uri": "/contracts/lVvH6po3g4Q#offering-procedures", "label": "Registration Rights Agreement (Velocity Financial, Inc.)", "score": 31.264202601, "published": true}, {"hash": "3TcqJiMTDzI", "uri": "/contracts/3TcqJiMTDzI#offering-procedures", "label": "Securities Purchase Agreement (Velocity Financial, Inc.)", "score": 31.2614647502, "published": true}, {"hash": "gqaWMLHsBiT", "uri": "/contracts/gqaWMLHsBiT#offering-procedures", "label": "Registration Rights Agreement (Velocity Financial, LLC)", "score": 30.8453114305, "published": true}], "snippet": "If and whenever the Company is under an obligation pursuant to the provisions of this Agreement to facilitate (x) an Underwritten Offering pursuant to a Demand Registration or (y) an Underwritten Takedown Offering (including a Marketed Underwritten Takedown Offering), the Company shall, as expeditiously as practicable:\n(a) use its commercially reasonable efforts to obtain, and to furnish to the Eligible Holders and each underwriter, \u201ccold comfort\u201d letters from its independent certified public accountants in customary form and at customary times and covering matters of the type customarily covered by cold comfort letters;\n(b) cooperate with the sellers of Eligible Shares and the managing underwriter(s) to facilitate the timely preparation and delivery of certificates, to the extent permitted by applicable law, not bearing any restrictive legends representing the Eligible Shares to be sold, and cause such Eligible Shares to be issued in such denominations and registered in such names in accordance with the underwriting agreement prior to any sale of Eligible Shares to the underwriter(s);\n(c) make reasonably available its employees and personnel for participation in \u201croad shows\u201d and other marketing efforts and otherwise provide reasonable assistance to the underwriter(s) (taking into account the needs of the Company\u2019s businesses and the requirements of the marketing process) in the marketing of Eligible Shares in such Underwritten Offering;\n(d) if at any time the information conveyed to a purchaser at the time of sale includes any untrue statement of a material fact or omits to state any material fact necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading, promptly file with the SEC such amendments or supplements to such information as may be necessary so that the statements as so amended or supplemented will not, in light of the circumstances, be misleading;\n(e) execute an underwriting agreement in customary form and reasonably acceptable to the Company; and\n(f) subject to all the other provisions of this Agreement, use its commercially reasonable efforts to take all other steps necessary or advisable to effect the sale of such Eligible Shares contemplated hereby.", "snippet_links": [{"key": "whenever-the-company", "type": "definition", "offset": [7, 27]}, {"key": "the-provisions-of-this", "type": "clause", "offset": [63, 85]}, {"key": "agreement-to", "type": "definition", "offset": [86, 98]}, {"key": "underwritten-offering", "type": "definition", "offset": [117, 138]}, {"key": "pursuant-to-a", "type": "definition", "offset": [139, 152]}, {"key": "demand-registration", "type": "clause", "offset": [153, 172]}, {"key": "marketed-underwritten-takedown-offering", "type": "definition", "offset": [227, 266]}, {"key": "the-company-shall", "type": "clause", "offset": [269, 286]}, {"key": "efforts-to-obtain", "type": "clause", "offset": [357, 374]}, {"key": "furnish-to", "type": "clause", "offset": [383, 393]}, {"key": "eligible-holders", "type": "definition", "offset": [398, 414]}, {"key": "independent-certified-public-accountants", "type": "definition", "offset": [469, 509]}, {"key": "covered-by", "type": "definition", "offset": [596, 606]}, {"key": "cold-comfort-letters", "type": "clause", "offset": [607, 627]}, {"key": "cooperate-with", "type": "clause", "offset": [633, 647]}, {"key": "the-sellers", "type": "clause", "offset": [648, 659]}, {"key": "eligible-shares", "type": "definition", "offset": [663, 678]}, {"key": "the-managing", "type": "definition", "offset": [683, 695]}, {"key": "delivery-of-certificates", "type": "clause", "offset": [752, 776]}, {"key": "to-the-extent", "type": "clause", "offset": [778, 791]}, {"key": "applicable-law", "type": "clause", "offset": [805, 819]}, {"key": "restrictive-legends", "type": "definition", "offset": [837, 856]}, {"key": "shares-to-be-sold", "type": "clause", "offset": [883, 900]}, {"key": "issued-in", "type": "definition", "offset": [939, 948]}, {"key": "in-accordance-with", "type": "definition", "offset": [997, 1015]}, {"key": "the-underwriting-agreement", "type": "clause", "offset": [1016, 1042]}, {"key": "prior-to", "type": "definition", "offset": [1043, 1051]}, {"key": "sale-of", "type": "clause", "offset": [1056, 1063]}, {"key": "reasonably-available", "type": "definition", "offset": [1112, 1132]}, {"key": "employees-and-personnel", "type": "clause", "offset": [1137, 1160]}, {"key": "road-shows", "type": "clause", "offset": [1183, 1193]}, {"key": "marketing-efforts", "type": "definition", "offset": [1205, 1222]}, {"key": "assistance-to-the", "type": "clause", "offset": [1256, 1273]}, {"key": "of-the-company", "type": "clause", "offset": [1320, 1334]}, {"key": "requirements-of-the", "type": "clause", "offset": [1356, 1375]}, {"key": "at-any-time", "type": "clause", "offset": [1469, 1480]}, {"key": "the-information", "type": "clause", "offset": [1481, 1496]}, {"key": "time-of-sale", "type": "definition", "offset": [1528, 1540]}, {"key": "statement-of", "type": "clause", "offset": [1561, 1573]}, {"key": "material-fact", "type": "clause", "offset": [1576, 1589]}, {"key": "in-order-to", "type": "clause", "offset": [1636, 1647]}, {"key": "circumstances-under", "type": "clause", "offset": [1693, 1712]}, {"key": "not-misleading", "type": "clause", "offset": [1735, 1749]}, {"key": "the-sec", "type": "definition", "offset": [1770, 1777]}, {"key": "amendments-or-supplements", "type": "clause", "offset": [1783, 1808]}, {"key": "such-information", "type": "definition", "offset": [1812, 1828]}, {"key": "to-the-company", "type": "clause", "offset": [2040, 2054]}, {"key": "subject-to", "type": "definition", "offset": [2064, 2074]}, {"key": "other-provisions-of-this-agreement", "type": "clause", "offset": [2083, 2117]}, {"key": "other-steps", "type": "clause", "offset": [2171, 2182]}, {"key": "the-sale", "type": "clause", "offset": [2216, 2224]}, {"key": "contemplated-hereby", "type": "clause", "offset": [2249, 2268]}], "hash": "9f07942ff604e4ae1d3da8faad192292", "id": 4}, {"size": 8, "samples": [{"hash": "jJ7VqRtfxaV", "uri": "/contracts/jJ7VqRtfxaV#offering-procedures", "label": "Exclusive Placement Agency Agreement (Virtuoso Surgical, Inc.)", "score": 31.4681724846, "published": true}, {"hash": "f4RtIqq2CiZ", "uri": "/contracts/f4RtIqq2CiZ#offering-procedures", "label": "Exclusive Placement Agency Agreement (Virtuoso Surgical, Inc.)", "score": 29.1081451061, "published": true}, {"hash": "6sHziXqcivA", "uri": "/contracts/6sHziXqcivA#offering-procedures", "label": "Exclusive Placement Agency Agreement (Virtuoso Surgical, Inc.)", "score": 28.9849418207, "published": true}], "snippet": "Placement Agent will introduce the Company to investors who Placement Agent reasonably believes satisfy the eligibility requirements under the applicable rules and regulations of Regulation A, state securities laws and such suitability criteria as may be established by the Company (if any) to participate in the Offering (the \u201cOfferees\u201d).", "snippet_links": [{"key": "placement-agent", "type": "clause", "offset": [0, 15]}, {"key": "reasonably-believes", "type": "definition", "offset": [76, 95]}, {"key": "eligibility-requirements", "type": "clause", "offset": [108, 132]}, {"key": "applicable-rules-and-regulations", "type": "clause", "offset": [143, 175]}, {"key": "regulation-a", "type": "definition", "offset": [179, 191]}, {"key": "state-securities-laws", "type": "definition", "offset": [193, 214]}, {"key": "suitability-criteria", "type": "definition", "offset": [224, 244]}, {"key": "by-the-company", "type": "clause", "offset": [267, 281]}, {"key": "participate-in", "type": "definition", "offset": [294, 308]}, {"key": "the-offering", "type": "clause", "offset": [309, 321]}], "hash": "229decf3c085ca272b8a26ac63952c8c", "id": 5}, {"size": 6, "samples": [{"hash": "lmJH11LBJT2", "uri": "/contracts/lmJH11LBJT2#offering-procedures", "label": "Distribution Agreement (Ashland Inc)", "score": 18.0, "published": true}, {"hash": "9b5r6oJBj4G", "uri": "/contracts/9b5r6oJBj4G#offering-procedures", "label": "Distribution Agreement (Ashland Inc)", "score": 18.0, "published": true}, {"hash": "7qJYDr4gk63", "uri": "/contracts/7qJYDr4gk63#offering-procedures", "label": "Distribution Agreement (Ashland Inc)", "score": 18.0, "published": true}], "snippet": "The Procedures may be amended only by written agreement of the Company and the Agents after notice to the Trustee, and, to the extent any such amendment materially affects the Trustee, with the approval of the Trustee. The Company and the Agents agree to perform the respective duties and obligations specifically provided to be performed by them in the Procedures. The Company will furnish to the Trustee a copy of the Procedures as from time to time in effect.", "snippet_links": [{"key": "the-procedures", "type": "definition", "offset": [0, 14]}, {"key": "the-agents", "type": "definition", "offset": [75, 85]}, {"key": "notice-to-the-trustee", "type": "clause", "offset": [92, 113]}, {"key": "to-the-extent", "type": "clause", "offset": [120, 133]}, {"key": "materially-affects", "type": "definition", "offset": [153, 171]}, {"key": "approval-of", "type": "clause", "offset": [194, 205]}, {"key": "agree-to", "type": "clause", "offset": [246, 254]}, {"key": "duties-and-obligations", "type": "clause", "offset": [278, 300]}, {"key": "performed-by", "type": "clause", "offset": [329, 341]}, {"key": "the-company-will", "type": "clause", "offset": [366, 382]}, {"key": "furnish-to", "type": "clause", "offset": [383, 393]}, {"key": "a-copy-of-the", "type": "clause", "offset": [406, 419]}, {"key": "from-time-to-time", "type": "clause", "offset": [434, 451]}, {"key": "in-effect", "type": "definition", "offset": [452, 461]}], "hash": "d8bc3d1827031a2db0843a750da388c2", "id": 6}, {"size": 4, "samples": [{"hash": "jPJBkWukUIS", "uri": "/contracts/jPJBkWukUIS#offering-procedures", "label": "Securities Purchase Agreement (Swisher Hygiene Inc.)", "score": 20.3004791239, "published": true}, {"hash": "1T8P1uHxZZ9", "uri": "/contracts/1T8P1uHxZZ9#offering-procedures", "label": "Securities Purchase Agreement (Swisher Hygiene Inc.)", "score": 20.3004791239, "published": true}, {"hash": "jPP8dOaj6P5", "uri": "/contracts/jPP8dOaj6P5#offering-procedures", "label": "Securities Purchase Agreement (Swisher Hygiene Inc.)", "score": 20.2950034223, "published": true}], "snippet": "4.1 Each Subscriber of Common Shares will purchase Common Shares and the Company will issue and sell the Common Shares pursuant to exemptions from applicable prospectus and registration requirements under Securities Laws of the jurisdiction of residence of the Subscriber or such other jurisdiction as may be applicable to the Subscriber and as contemplated by the Subscription Agreements. Each Subscriber will enter into a Subscription Agreement with the Company.\n4.2 The Company will use its best efforts to file or cause to be filed all documents required to be filed by the Company in connection with the purchase and sale of the Common Shares so that the distribution of the Common Shares may lawfully occur on an exempt basis.\n4.3 The Company covenants that it will, as soon as reasonably practicable after the Closing, prepare and file the Registration Statement as set out in Schedule \u201cD\u201d to the Subscription Agreement.\n4.4 The Company will promptly inform each Purchaser of the receipt by the Company of any material communication from the Securities Regulators or any other securities regulatory authority of any other jurisdiction, the Stock Exchanges or the Company\u2019s other filings with the SEC.", "snippet_links": [{"key": "the-company-will", "type": "clause", "offset": [69, 85]}, {"key": "pursuant-to", "type": "definition", "offset": [119, 130]}, {"key": "applicable-prospectus", "type": "definition", "offset": [147, 168]}, {"key": "registration-requirements", "type": "clause", "offset": [173, 198]}, {"key": "securities-laws", "type": "clause", "offset": [205, 220]}, {"key": "residence-of-the-subscriber", "type": "clause", "offset": [244, 271]}, {"key": "other-jurisdiction", "type": "definition", "offset": [280, 298]}, {"key": "applicable-to", "type": "clause", "offset": [309, 322]}, {"key": "the-subscription-agreements", "type": "clause", "offset": [361, 388]}, {"key": "best-efforts", "type": "clause", "offset": [494, 506]}, {"key": "to-file", "type": "definition", "offset": [507, 514]}, {"key": "documents-required", "type": "clause", "offset": [540, 558]}, {"key": "in-connection-with", "type": "clause", "offset": [586, 604]}, {"key": "purchase-and-sale-of-the-common-shares", "type": "clause", "offset": [609, 647]}, {"key": "distribution-of", "type": "clause", "offset": [660, 675]}, {"key": "the-company-covenants", "type": "clause", "offset": [737, 758]}, {"key": "after-the-closing", "type": "clause", "offset": [807, 824]}, {"key": "the-registration-statement", "type": "clause", "offset": [843, 869]}, {"key": "set-out", "type": "definition", "offset": [873, 880]}, {"key": "each-purchaser", "type": "definition", "offset": [965, 979]}, {"key": "receipt-by-the", "type": "clause", "offset": [987, 1001]}, {"key": "material-communication", "type": "definition", "offset": [1017, 1039]}, {"key": "securities-regulators", "type": "definition", "offset": [1049, 1070]}, {"key": "other-securities", "type": "definition", "offset": [1078, 1094]}, {"key": "regulatory-authority", "type": "definition", "offset": [1095, 1115]}, {"key": "stock-exchanges", "type": "definition", "offset": [1147, 1162]}, {"key": "filings-with-the-sec", "type": "clause", "offset": [1186, 1206]}], "hash": "210685d49999264ae9450f5719c86287", "id": 7}, {"size": 2, "samples": [{"hash": "dW4pFKuztGf", "uri": "/contracts/dW4pFKuztGf#offering-procedures", "label": "Agency Agreement (Us Geothermal Inc)", "score": 19.0, "published": true}], "snippet": "5.1 Each Purchaser of Subscription Receipts will purchase Subscription Receipts and the Company will issue and sell the Subscription Receipts pursuant to exemptions from applicable prospectus and registration requirements under securities laws of the jurisdiction of residence of the Purchaser or such other jurisdiction as may be applicable to the Purchaser. Each Purchaser will enter into a Subscription Agreement with the Company. The Agents will notify the Company with respect to the identities of Purchasers in sufficient time to allow the Company to comply with all applicable regulatory requirements and all requirements under the Securities Laws to be complied with by the Company as a result of the offering and sale of the Subscription Receipts to such Purchasers on a private placement basis in such Offering Jurisdictions.\n5.2 The Company and the Agents will each use their best efforts to file or cause to be filed all documents required to be filed by the Company and the Purchasers, respectively, in connection with the purchase and sale of the Subscription Receipts so that the distribution of the Subscription Receipts may lawfully occur on an exempt basis.\n5.3 The Company covenants that it will as soon as reasonably practicable after the Closing:\n(a) prepare and file with Securities Commissions in the Canadian Offering Jurisdictions, the Preliminary Prospectus, together with all required supporting documentation;\n(b) use its reasonable best efforts to address as expeditiously as possible, the comments made by the Securities Commissions in the Canadian Offering Jurisdictions in respect of the Preliminary Prospectus; and\n(c) as soon as reasonably practicable, after all of the comments referred to in paragraph 5.3(b) above have been addressed, prepare and file with the Securities Commissions in the Canadian Offering Jurisdictions the Final Prospectus and to use commercially reasonable efforts to expeditiously obtain the requisite receipts therefore from the Securities Commissions in the Canadian Offering Jurisdictions in order to qualify the distribution of the Underlying Common Shares, Share Purchase Warrants and Compensation Options upon exchange of the Subscription Receipts and Agents' Special Warrants in the Canadian Offering Jurisdictions.\n5.4 The Company further covenants that it will, as soon as reasonably practicable after the Closing, prepare and file the Registration Statement as set out in Schedule \"F' to the Subscription Agreement.\n5.5 The Company will promptly inform the Agents of the full particulars of:\n(a) any material change (actual, anticipated or threatened) in the business, operations, capital or condition (financial or otherwise) of the Company, the Subsidiaries or their assets;\n(b) the occurrence of a material fact or event, which, in any such case, is, or may be, of such a nature as to render the Preliminary Prospectus or the Final Prospectus untrue or misleading in a material respect, result in a misrepresentation in the Preliminary Prospectus or Final Prospectus or result in the Preliminary Prospectus or Final Prospectus not complying with the Securities Laws;\n(c) the occurrence of a material fact or event, which, in any such case, is, or may be, of such a nature as to render the Preliminary Prospectus or Final Prospectus untrue or misleading in a material respect, result in a misrepresentation in the Preliminary Prospectus or Final Prospectus or result in the Preliminary Prospectus or Final Prospectus not complying with the Securities Laws; Provided that the Company will also in good faith discuss with the Agents any change in circumstance (actual, proposed or prospective) which is of such a nature that there is reasonable doubt whether notice in writing need be given to the Agents pursuant to this section.\n5.6 The Company will promptly inform the Agents and \u2587\u2587\u2587\u2587\u2587\u2587 \u2587\u2587\u2587\u2587\u2587\u2587 \u2587\u2587\u2587\u2587\u2587\u2587\u2587 LLP of:\n(a) any request of the Securities Commissions for any amendment to the Preliminary Prospectus or the Final Prospectus; and\n(b) the receipt by the Company of any communication from the Securities Commissions or any other securities regulatory authority of any other jurisdiction, the Stock Exchanges or any other competent authority relating to the Preliminary Prospectus, the Final Prospectus or the Registration Statement.\n5.7 The Company will promptly comply with the Securities Laws with respect to any change or occurrence of the nature referred to in Sections 5.5 and 5.6, and the Company will prepare and file any amendment to the Preliminary Prospectus or Final Prospectus and take such other steps which are necessary to comply with the Securities Laws.\n5.8 The Company shall cause to be delivered:\n(a) as soon as practicable after the issuance of a receipt for the Preliminary Prospectus or Final Prospectus, as the case may be, as many copies of the Preliminary Prospectus or Final Prospectus, as the case may be, as the Agents may reasonably request and such delivery will constitute a representation and warranty by the Company to the Agents that the Preliminary Prospectus or Final Prospectus, as the case may be (except statements relating solely to the Agents), contains full, true and plain disclosure of all material facts relating to the Company, the Underlying Common Shares, Share Purchase Warrants, Compensation Options, Warrant Shares and Compensation Shares and does not contain any misrepresentation and will constitute the Company's authorization to the Agents to use the Preliminary Prospectus or Final Prospectus, as the case may be, in the Canadian Offering Jurisdictions in accordance with the applicable Securities Laws; and\n(b) in the event of any amendment to the Preliminary Prospectus or Final Prospectus, the Company will deliver to the Agents: (i) a similar letter to that referred to below in subsection 5.9 with respect to the contents referred to therein; (ii) a legal opinion of Company's counsel, in form and substance satisfactory to the Agents and the Agents' counsel and with respect to such matters as the Agents and the Agents' counsel may reasonably request relating to such amendment's compliance with the applicable Securities Laws; and (iii) as soon as reasonably practicable, as many copies of the amendment as the Agent may request, such delivery to constitute a delivery referred to in this paragraph 5.8(b) and thereby be subject to the representation and warranty therein referred to.\n5.9 The Company shall deliver to the Agents at the time the Agents execute the Final Prospectus, a letter addressed to the Agents, signed by the Company's Auditor and dated the date of delivery thereof, in form and substance satisfactory to the Agents, with respect to the financial and accounting information relating to the Company and its business contained in the Final Prospectus, and with respect to any material changes thereto up to a date within two business days of the date of such letter, which letter shall be in addition to the auditor's report incorporated by reference in the Final Prospectus and any auditor's consent and comfort letters required to be filed with the Final Prospectus.\n5.10 If any financial or accounting information is contained in any new or amended prospectus or supplemental material described in Section 5.9 hereof which is required to be executed by the Agents, the Company will deliver or cause to be delivered to the Agents a letter signed by the Company's Auditor in form and substance to the letter specified in Section 5.9 hereof at the time of execution thereof by the Agent.", "snippet_links": [{"key": "each-purchaser", "type": "definition", "offset": [4, 18]}, {"key": "the-company-will", "type": "clause", "offset": [84, 100]}, {"key": "the-subscription-receipts", "type": "clause", "offset": [116, 141]}, {"key": "pursuant-to", "type": "definition", "offset": [142, 153]}, {"key": "applicable-prospectus", "type": "definition", "offset": [170, 191]}, {"key": "registration-requirements", "type": "clause", "offset": [196, 221]}, {"key": "jurisdiction-of-residence", "type": "definition", "offset": [251, 276]}, {"key": "of-the-purchaser", "type": "clause", "offset": [277, 293]}, {"key": "other-jurisdiction", "type": "definition", "offset": [302, 320]}, {"key": "applicable-to", "type": "clause", "offset": [331, 344]}, 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[1888, 1923]}, {"key": "to-qualify", "type": "clause", "offset": [2061, 2071]}, {"key": "underlying-common-shares", "type": "definition", "offset": [2096, 2120]}, {"key": "share-purchase-warrants", "type": "definition", "offset": [2122, 2145]}, {"key": "compensation-options", "type": "clause", "offset": [2150, 2170]}, {"key": "special-warrants", "type": "clause", "offset": [2226, 2242]}, {"key": "further-covenants", "type": "clause", "offset": [2299, 2316]}, {"key": "the-registration-statement", "type": "clause", "offset": [2401, 2427]}, {"key": "set-out", "type": "definition", "offset": [2431, 2438]}, {"key": "the-subscription-agreement", "type": "clause", "offset": [2458, 2484]}, {"key": "in-the-business", "type": "definition", "offset": [2622, 2637]}, {"key": "of-the-company", "type": "clause", "offset": [2697, 2711]}, {"key": "the-subsidiaries", "type": "clause", "offset": [2713, 2729]}, {"key": "material-respect", "type": "definition", "offset": [2942, 2958]}, {"key": "complying-with", "type": "clause", "offset": [3104, 3118]}, {"key": "provided-that", "type": "clause", "offset": [3529, 3542]}, {"key": "in-good-faith", "type": "definition", "offset": [3565, 3578]}, {"key": "change-in-circumstance", "type": "definition", "offset": [3607, 3629]}, {"key": "notice-in-writing", "type": "clause", "offset": [3729, 3746]}, {"key": "amendment-to-the", "type": "clause", "offset": [3937, 3953]}, {"key": "receipt-by-the", "type": "clause", "offset": [4014, 4028]}, {"key": "other-securities", "type": "definition", "offset": [4097, 4113]}, {"key": "regulatory-authority", "type": "definition", "offset": [4114, 4134]}, {"key": "stock-exchanges", "type": "definition", "offset": [4166, 4181]}, {"key": "competent-authority", "type": "definition", "offset": [4195, 4214]}, {"key": "comply-with-the", "type": "clause", "offset": [4337, 4352]}, {"key": "the-nature", "type": "clause", "offset": [4413, 4423]}, {"key": "other-steps", "type": "clause", "offset": [4577, 4588]}, 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"deliver-to", "type": "definition", "offset": [5740, 5750]}, {"key": "legal-opinion", "type": "clause", "offset": [5885, 5898]}, {"key": "form-and-substance", "type": "clause", "offset": [5924, 5942]}, {"key": "compliance-with-the", "type": "clause", "offset": [6117, 6136]}, {"key": "the-amendment", "type": "clause", "offset": [6228, 6241]}, {"key": "the-agent-may", "type": "clause", "offset": [6245, 6258]}, {"key": "subject-to-the", "type": "definition", "offset": [6359, 6373]}, {"key": "at-the-time", "type": "clause", "offset": [6467, 6478]}, {"key": "addressed-to", "type": "clause", "offset": [6529, 6541]}, {"key": "signed-by-the", "type": "clause", "offset": [6554, 6567]}, {"key": "date-of-delivery", "type": "clause", "offset": [6600, 6616]}, {"key": "the-company-and-its-business", "type": "clause", "offset": [6745, 6773]}, {"key": "contained-in", "type": "definition", "offset": [6774, 6786]}, {"key": "material-changes", "type": "clause", "offset": [6833, 6849]}, {"key": "business-days-of", "type": "clause", "offset": [6882, 6898]}, {"key": "the-auditor", "type": "definition", "offset": [6961, 6972]}, {"key": "incorporated-by-reference", "type": "clause", "offset": [6982, 7007]}, {"key": "comfort-letters", "type": "definition", "offset": [7062, 7077]}, {"key": "amended-prospectus", "type": "clause", "offset": [7201, 7219]}, {"key": "supplemental-material", "type": "definition", "offset": [7223, 7244]}, {"key": "section-59", "type": "clause", "offset": [7258, 7269]}, {"key": "by-the-agents", "type": "clause", "offset": [7310, 7323]}, {"key": "time-of-execution", "type": "clause", "offset": [7505, 7522]}], "hash": "7d00bfe6558aa231efcbfb10e8a9ca49", "id": 8}, {"size": 2, "samples": [{"hash": "dji2unQ7Sc5", "uri": "/contracts/dji2unQ7Sc5#offering-procedures", "label": "Distribution Agreement (Battery Park Fund Inc\\fa)", "score": 16.0, "published": true}], "snippet": "You and we understand and agree that you ------------------- will offer and sell shares of a Fund only in accordance with the terms and conditions of that Fund's then current prospectus, statement of additional information and any authorized supplemental material supplied by us, and no person is authorized to make any representation relating to the shares of any Fund, except those contained in the Fund's then current prospectus, statement of additional information or any authorized supplemental material supplied by us. Additional copies of a Fund's then current prospectus and statement of additional information are and will be available on written request. You and we further understand and agree that you will use your best efforts in the development and promotion of sales of shares of a Fund or Funds, and you will be responsible for the proper instruction and training of all sales personnel employed by you in order that the shares of the Funds will be offered in accordance with the terms and conditions of this Agreement and all applicable laws, rules and regulations.", "snippet_links": [{"key": "understand-and-agree-that", "type": "clause", "offset": [11, 36]}, {"key": "fund-only", "type": "clause", "offset": [93, 102]}, {"key": "in-accordance-with", "type": "definition", "offset": [103, 121]}, {"key": "current-prospectus", "type": "definition", "offset": [167, 185]}, {"key": "supplemental-material", "type": "definition", "offset": [242, 263]}, {"key": "no-person", "type": "clause", "offset": [284, 293]}, {"key": "relating-to", "type": "definition", "offset": [335, 346]}, {"key": "the-shares", "type": "clause", "offset": [347, 357]}, {"key": "contained-in", "type": "definition", "offset": [384, 396]}, {"key": "copies-of", "type": "definition", "offset": [536, 545]}, {"key": "prospectus-and-statement-of-additional-information", "type": "clause", "offset": [568, 618]}, {"key": "written-request", "type": "definition", "offset": [648, 663]}, {"key": "best-efforts", "type": "clause", "offset": [728, 740]}, {"key": "the-development", "type": "clause", "offset": [744, 759]}, {"key": "sales-of-shares", "type": "clause", "offset": [777, 792]}, {"key": "fund-or-funds", "type": "definition", "offset": [798, 811]}, {"key": "responsible-for", "type": "clause", "offset": [829, 844]}, {"key": "instruction-and-training", "type": "clause", "offset": [856, 880]}, {"key": "employed-by", "type": "definition", "offset": [904, 915]}, {"key": "the-funds", "type": "clause", "offset": [948, 957]}, {"key": "terms-and-conditions-of-this-agreement", "type": "clause", "offset": [997, 1035]}, {"key": "all-applicable-laws", "type": "definition", "offset": [1040, 1059]}, {"key": "rules-and-regulations", "type": "definition", "offset": [1061, 1082]}], "hash": "fead0eb90821395896bbaa865d97bf5b", "id": 9}, {"size": 1, "samples": [{"hash": "7pfISCE7Evm", "uri": "/contracts/7pfISCE7Evm#offering-procedures", "label": "Securities Purchase Agreement (Kennedy-Wilson Holdings, Inc.)", "score": 22.4893908282, "published": true}], "snippet": "4.1 Each Purchaser of Common Shares will purchase Common Shares and the Company will issue and sell the Common Shares pursuant to exemptions from applicable prospectus and registration requirements under Securities Laws of the jurisdiction of residence of the Purchaser or such other jurisdiction as may be applicable to the Purchaser and as contemplated by this Agreement.\n4.2 The Company will use its best efforts to file or cause to be filed all documents required to be filed by the Company in connection with the purchase and sale of the Common Shares so that the distribution of the Common Shares may lawfully occur on an exempt basis.\n4.3 The Company covenants that it will prepare and file the Registration Statement in accordance with the terms set forth in Annex \u201cA\u201d hereto.\n4.4 Prior to the Closing and/or with respect to the Registration Statement, the Company will promptly inform each Purchaser of the receipt by the Company of any material communication from the Securities Regulators or any other securities regulatory authority of any other jurisdiction, the Stock Exchanges or the Company\u2019s other filings with the SEC.", "snippet_links": [{"key": "each-purchaser", "type": "definition", "offset": [4, 18]}, {"key": "the-company-will", "type": "clause", "offset": [68, 84]}, {"key": "pursuant-to", "type": "definition", "offset": [118, 129]}, {"key": "applicable-prospectus", "type": "definition", "offset": [146, 167]}, {"key": "registration-requirements", "type": "clause", "offset": [172, 197]}, {"key": "securities-laws", "type": "clause", "offset": [204, 219]}, 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